Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Perma-Pipe International Holdings, Inc.PPIH · Entity 6233 | Director | January 05, 2022 | January 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Perma-Pipe International Holdings, Inc.
Report date January 05, 2022 · Filed January 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,709 |
Ending reported balance
After 2022-01-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-01-05 · Exercise / conversion · Acquired 3,000 · Balance 23,709 Row 2 · 2022-01-05 · Sale · Disposed 3,000 · Balance 20,709 Row 3 · 2022-01-07 · Exercise / conversion · Acquired 1,000 · Balance 21,709 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.55 · Expires 2022-10-31 | Direct | 7,000 |
Reported balance
After 2022-01-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-05 · Exercise / conversion · Disposed 3,000 · Balance 7,000 F1: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.55 · Expires 2022-10-31 | Direct | 6,000 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Exercise / conversion · Disposed 1,000 · Balance 6,000 F1: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 7, 2022 21:07 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · derivative · entry 5 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2022-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. Read SEC document |
| January 07, 2022 Filed Jan 7, 2022 21:07 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionCommon Stock | 1,000 | $5.55 | $5,550.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 3 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · derivative · entry 4 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 3,000 shares Expires 2022-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | SaleCommon Stock | 3,000 | $8.64 | $25,920.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 2 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,709 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionCommon Stock | 3,000 | $5.55 | $16,650.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 18:43 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | SaleCommon Stock | 1,787 | $8.30 | $14,832.10 |
DisclosureSEC source: 0001437749-21-027053 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,709 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.36, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 17:23 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | SaleCommon Stock | 1,787 | $6.68 | $11,937.16 |
DisclosureSEC source: 0001437749-21-020501 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,496 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:15 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantCommon Stock | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014871 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,283 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantCommon Stock | 11,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013174 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,915 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2021 22:17 UTC Amendment | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantCommon Stock | 11,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014872 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,835 F1 · shares: Restricted shares that vest on the first anniversary of the grant date F2 · balance_after: On June 15, 2020, a Form 4 was filed which inadvertently omitted 1,920 shares from the total of the reporting person's beneficially owned securities following the transaction reported in the Form 4. This amended Form 4 corrects that total. Read SEC document |
| June 20, 2019 Filed Jun 28, 2019 15:20 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantDeferred Stock Units · Derivative | 6,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-013020 · rdgdoc.xml · derivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,873 Underlying: Deferred Stock Units · 6,601 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:23 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantDeferred Stock Units · Derivative | 6,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000914122-18-000046 · wf-form4_152935340889384.xml · derivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,272 Underlying: Deferred Stock Units · 6,129 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:42 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantDeferred Stock Units · Derivative | 5,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0000914122-17-000029 · primary_doc.xml · derivative · entry 1 Barrie David S · CIK 0001561676 · Director Brown David B · CIK 0001507086 · Director MAUTNER BRADLEY E · CIK 0001244981 · Director Walker Jerome T. · CIK 0001453436 · Director Zorko Mark A · CIK 0001346585 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F1 · derivative.expiration_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F2 · balance_after: David S. Barrie 22,143 David B. Brown 16,896 Bradley E. Mautner 9,575 Jerome T. Walker 19,313 Mark A. Zorko 22,143 Read SEC document |
| June 22, 2017 Filed Jun 18, 2018 20:01 UTC Amendment | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantDeferred Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914122-18-000028 · wf-form4a_152935204773654.xml · derivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,143 Underlying: Deferred Stock Units · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.