Last 12 months
Inside the activity.
19 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 14, 2026 01:45 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 4,700 | $2.08 | $9,776.00 |
DisclosureSEC source: 0001213900-26-109198 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 390,832 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 01:29 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 7,000 | $2.21 | $15,470.00 |
DisclosureSEC source: 0001213900-26-105925 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 386,132 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| September 24, 2026 Filed Sep 28, 2026 21:31 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 11,000 | $2.21 | $24,310.00 |
DisclosureSEC source: 0001213900-26-104166 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 379,132 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.25 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| September 18, 2026 Filed Sep 22, 2026 01:45 UTC |
LiveOne, Inc.10% owner
|
GrantCommon Stock, $0.00001 par value | 374,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-101909 · ownership.xml · nonDerivative · entry 1 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,804,235 F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances. Read SEC document |
| September 18, 2026 Filed Sep 21, 2026 22:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 6,700 | $2.36 | $15,812.00 |
DisclosureSEC source: 0001213900-26-101864 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 368,132 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| September 16, 2026 Filed Sep 18, 2026 21:30 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 7,700 | $2.30 | $17,710.00 |
DisclosureSEC source: 0001213900-26-101513 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 361,432 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 12:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 15,700 | $2.75 | $43,175.00 |
DisclosureSEC source: 0001213900-26-093257 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 353,732 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.81 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 17, 2026 Filed Aug 17, 2026 22:37 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 11,300 | $2.80 | $31,640.00 |
DisclosureSEC source: 0001213900-26-090890 · ownership.xml · nonDerivative · entry 2 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 338,032 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:37 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 17,000 | $3.20 | $54,400.00 |
DisclosureSEC source: 0001213900-26-090890 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 326,732 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.30 inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| May 22, 2026 Filed May 27, 2026 01:55 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 7,000 | $4.38 | $30,660.00 |
DisclosureSEC source: 0001213900-26-061180 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 309,732 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| May 11, 2026 Filed May 14, 2026 01:29 UTC |
LiveOne, Inc.10% owner
|
Exercise / conversionWarrant (Right to Buy) · Derivative | 1,100,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-26-056150 · ownership.xml · derivative · entry 2 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 1,100,000 shares Expires 2028-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2026 Filed May 14, 2026 01:29 UTC |
LiveOne, Inc.10% owner
|
GrantCommon Stock, $0.00001 par value | 1,100,000 | $3.00 | $3,300,000.00 |
DisclosureSEC source: 0001213900-26-056150 · ownership.xml · nonDerivative · entry 1 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,430,126 Read SEC document |
| May 06, 2026 Filed May 9, 2026 01:00 UTC |
MERRIMAN D JONATHANDirector
|
GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-054116 · ownership.xml · derivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock, $0.00001 par value · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") as the lead director. The RSUs shall vest over three years, with 1/3rd of the RSUs to vest on the 12-month anniversary of the grant date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal 1/3rd tranches on each subsequent 12-month anniversary of the Initial Vesting Date, with the last tranche to vest on the three year anniversary of the Initial Vesting Date (inclusive), subject to the Reporting Person's continued service on the Board through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan (the "Plan") the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") as the lead director. The RSUs shall vest over three years, with 1/3rd of the RSUs to vest on the 12-month anniversary of the grant date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal 1/3rd tranches on each subsequent 12-month anniversary of the Initial Vesting Date, with the last tranche to vest on the three year anniversary of the Initial Vesting Date (inclusive), subject to the Reporting Person's continued service on the Board through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan (the "Plan") the form of payout of the RSUs (cash and/or stock). F2 · derivative.exercise_date: The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Settlement of the RSUs shall remain subject to approval of Amendment No. 1 to the Plan by the shareholders of the Issuer, pursuant to which the grant is being made. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") as the lead director. The RSUs shall vest over three years, with 1/3rd of the RSUs to vest on the 12-month anniversary of the grant date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal 1/3rd tranches on each subsequent 12-month anniversary of the Initial Vesting Date, with the last tranche to vest on the three year anniversary of the Initial Vesting Date (inclusive), subject to the Reporting Person's continued service on the Board through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan (the "Plan") the form of payout of the RSUs (cash and/or stock). F2 · derivative.expiration_date: The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Settlement of the RSUs shall remain subject to approval of Amendment No. 1 to the Plan by the shareholders of the Issuer, pursuant to which the grant is being made. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 6,200 | $2.14 | $13,268.00 |
DisclosureSEC source: 0001213900-26-046206 · ownership.xml · nonDerivative · entry 2 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 302,732 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 4,000 | $2.07 | $8,280.00 |
DisclosureSEC source: 0001213900-26-046206 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 296,532 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC |
Carhart RyanSee Remarks
|
PurchaseCommon Stock, $0.00001 par value | 4,500 | $2.24 | $10,066.95 |
DisclosureSEC source: 0001213900-26-046207 · ownership.xml · nonDerivative · entry 1 Carhart Ryan · CIK 0002002086 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,061 Read SEC document |
| March 31, 2026 Filed Apr 7, 2026 01:30 UTC |
MERRIMAN D JONATHANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040647 · ownership.xml · derivative · entry 4 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F4 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 7, 2026 01:30 UTC |
MERRIMAN D JONATHANDirector
|
Exercise / conversionCommon Stock, $0.00001 par value | 32,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-040647 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC |
Wachsberger Patrick DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 34,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041210 · ownership.xml · derivative · entry 2 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 34,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC |
Wachsberger Patrick DDirector
|
Exercise / conversionCommon Stock, $0.00001 par value | 34,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-041210 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC |
Blackwood CarolynDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041209 · ownership.xml · derivative · entry 2 Blackwood Carolyn · CIK 0002018733 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC |
Blackwood CarolynDirector
|
Exercise / conversionCommon Stock, $0.00001 par value | 32,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-041209 · ownership.xml · nonDerivative · entry 1 Blackwood Carolyn · CIK 0002018733 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 31, 2026 Filed Apr 9, 2026 01:15 UTC |
Berk JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041681 · ownership.xml · derivative · entry 2 Berk James · CIK 0002011162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 9, 2026 01:15 UTC |
Berk JamesDirector
|
Exercise / conversionCommon Stock, $0.00001 par value | 32,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-041681 · ownership.xml · nonDerivative · entry 1 Berk James · CIK 0002011162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 31, 2026 Filed Apr 15, 2026 01:01 UTC |
Arani RaminDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 38,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-043716 · ownership.xml · derivative · entry 2 Arani Ramin · CIK 0001764185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 38,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 15, 2026 01:01 UTC |
Arani RaminDirector
|
Exercise / conversionCommon Stock, $0.00001 par value | 38,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-043716 · ownership.xml · nonDerivative · entry 1 Arani Ramin · CIK 0001764185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 01:01 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 2,980 | $2.35 | $7,003.00 |
DisclosureSEC source: 0001213900-26-033771 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 292,532 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| March 21, 2026 Filed Mar 26, 2026 01:00 UTC |
LiveOne, Inc.10% owner
|
GrantCommon Stock, $0.00001 par value | 135,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-034296 · ownership.xml · nonDerivative · entry 1 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,330,126 F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances. Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 6,300 | $2.22 | $13,986.00 |
DisclosureSEC source: 0001213900-26-028566 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 289,552 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| March 09, 2026 Filed Mar 12, 2026 01:32 UTC |
MERRIMAN D JONATHANDirector
|
GrantRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-026596 · ownership.xml · derivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,911 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Mar 12, 2026 01:31 UTC |
Arani RaminDirector
|
GrantRestricted Stock Units · Derivative | 38,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-026595 · ownership.xml · derivative · entry 1 Arani Ramin · CIK 0001764185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,396 Underlying: Common Stock, $0.00001 par value · 38,396 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Mar 18, 2026 00:00 UTC |
Wachsberger Patrick DDirector
|
GrantRestricted Stock Units · Derivative | 34,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-029323 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,740 Underlying: Common Stock, $0.00001 par value · 34,740 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Apr 7, 2026 00:50 UTC |
Blackwood CarolynDirector
|
GrantRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040633 · ownership.xml · derivative · entry 1 Blackwood Carolyn · CIK 0002018733 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,911 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Apr 9, 2026 00:59 UTC |
Berk JamesDirector
|
GrantRestricted Stock Units · Derivative | 32,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041676 · ownership.xml · derivative · entry 1 Berk James · CIK 0002011162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,911 Underlying: Common Stock, $0.00001 par value · 32,911 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Apr 10, 2026 01:00 UTC |
Krigsman Jay E.Director
|
GrantRestricted Stock Units · Derivative | 42,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-042129 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,053 Underlying: Common Stock, $0.00001 par value · 42,053 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 09, 2026 Filed Jul 28, 2026 23:20 UTC |
Gray ChristopherPresident
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-082451 · ownership.xml · derivative · entry 2 Gray Christopher · CIK 0002010808 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, $0.00001 par value · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the Issuer's Restricted Stock Units (the "RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: Represents the Issuer's Restricted Stock Units (the "RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F3 · derivative.exercise_date: These RSUs were granted to the Reporting Person as bonus compensation in recognition of reaching certain milestones, which RSUs shall vest in full on January 8, 2028, irrespective of the Reporting Person's employment status with the Issuer on such vesting date. F3 · derivative.expiration_date: These RSUs were granted to the Reporting Person as bonus compensation in recognition of reaching certain milestones, which RSUs shall vest in full on January 8, 2028, irrespective of the Reporting Person's employment status with the Issuer on such vesting date. Read SEC document |
| January 22, 2026 Filed Jan 24, 2026 01:30 UTC |
LiveOne, Inc.10% owner
|
GrantCommon Stock, $0.00001 par value | 186,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-007407 · ownership.xml · nonDerivative · entry 2 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,194,991 F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 22:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 6,100 | $2.08 | $12,688.00 |
DisclosureSEC source: 0001213900-25-123338 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 283,252 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 22:30 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 5,700 | $2.16 | $12,312.00 |
DisclosureSEC source: 0001213900-25-119316 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 277,152 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 23:05 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 7,373 | $2.47 | $18,211.31 |
DisclosureSEC source: 0001213900-25-116813 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 271,452 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 11,000 | $2.20 | $24,200.00 |
DisclosureSEC source: 0001213900-25-113678 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 264,079 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 00:13 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 10,700 | $2.16 | $23,112.00 |
DisclosureSEC source: 0001213900-25-111673 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 253,079 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| September 11, 2025 Filed Jan 24, 2026 01:30 UTC |
LiveOne, Inc.10% owner
|
GrantCommon Stock, $0.00001 par value | 347,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-007407 · ownership.xml · nonDerivative · entry 1 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,008,355 F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances. Read SEC document |
| September 04, 2025 Filed Sep 9, 2025 01:04 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 10,000 | $1.58 | $15,800.00 |
DisclosureSEC source: 0001213900-25-085782 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 242,379 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 22:00 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 11,100 | $1.49 | $16,539.00 |
DisclosureSEC source: 0001213900-25-080860 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 232,379 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 23:57 UTC |
MERRIMAN D JONATHANDirector
|
PurchaseCommon Stock, $0.00001 par value | 5,700 | $1.49 | $8,493.00 |
DisclosureSEC source: 0001213900-25-080455 · ownership.xml · nonDerivative · entry 1 MERRIMAN D JONATHAN · CIK 0001022711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 221,279 F1 · ownership.nature: Represents shares held by the D. Jonathan and Odile Merriman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| June 27, 2025 Filed Jul 22, 2025 01:01 UTC |
Gray ChristopherPresident
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GrantRestricted Stock Units · Derivative | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-066295 · ownership.xml · derivative · entry 1 Gray Christopher · CIK 0002010808 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock, $0.00001 par value · 700,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the Issuer's Restricted Stock Units (the "RSUs") which are settled in the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person pursuant to the Employment Agreement, dated as of June 27, 2025 (the "EA"), and effective as of June 1, 2025 (the "Effective Date"), entered into between the Reporting Person and the Issuer. 175,000 of the RSUs shall vest on the six-month anniversary of the Effective Date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 175,000 RSUs on each subsequent six-month anniversary of the Initial Vesting Date, with the last tranche to vest on the two year anniversary of the Effective Date (inclusive); (continued to Footnote 3) F3 · derivative.exercise_date: (continued from Footnote 2) provided that the RSUs shall vest earlier than the foregoing applicable vesting dates as follows: (x) one-third of the RSUs shall vest if during the term of the EA (the "Term"), the shares of the Issuer's common stock have traded at a price of $3.50 per share or more for a period of at least 90 consecutive days, (y) one-third of the RSUs shall vest if during the Term, the shares of the Issuer's common stock have traded at a price of $5.00 per share or more for a period of at least 90 consecutive days, and (z) one-third of the RSUs shall vest if during the Term, the shares of the Issuer's common stock have traded at a price of ten $10.00 per share or more for a period of at least 90 consecutive days, (continued to Footnote 4) F4 · derivative.exercise_date: (continued from Footnote 3) subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a PC1 Change of Control, (ii) the date of the Reporting Person's death, (iii) the date of the Reporting Person's Disability (as defined in the EA) and (iv) the expiration or the effective date of termination of the EA. F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person pursuant to the Employment Agreement, dated as of June 27, 2025 (the "EA"), and effective as of June 1, 2025 (the "Effective Date"), entered into between the Reporting Person and the Issuer. 175,000 of the RSUs shall vest on the six-month anniversary of the Effective Date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 175,000 RSUs on each subsequent six-month anniversary of the Initial Vesting Date, with the last tranche to vest on the two year anniversary of the Effective Date (inclusive); (continued to Footnote 3) F3 · derivative.expiration_date: (continued from Footnote 2) provided that the RSUs shall vest earlier than the foregoing applicable vesting dates as follows: (x) one-third of the RSUs shall vest if during the term of the EA (the "Term"), the shares of the Issuer's common stock have traded at a price of $3.50 per share or more for a period of at least 90 consecutive days, (y) one-third of the RSUs shall vest if during the Term, the shares of the Issuer's common stock have traded at a price of $5.00 per share or more for a period of at least 90 consecutive days, and (z) one-third of the RSUs shall vest if during the Term, the shares of the Issuer's common stock have traded at a price of ten $10.00 per share or more for a period of at least 90 consecutive days, (continued to Footnote 4) F4 · derivative.expiration_date: (continued from Footnote 3) subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a PC1 Change of Control, (ii) the date of the Reporting Person's death, (iii) the date of the Reporting Person's Disability (as defined in the EA) and (iv) the expiration or the effective date of termination of the EA. Read SEC document |
| June 27, 2025 Filed Jul 22, 2025 17:00 UTC |
McNamara SueChief Revenue Officer
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GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-066677 · ownership.xml · derivative · entry 1 McNamara Sue · CIK 0002011164 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, $0.00001 par value · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the Issuer's Restricted Stock Units (the "RSUs") which are settled in the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person pursuant to the Employment Agreement, dated as of June 27, 2025 (the "EA"), and effective as of June 1, 2025 (the "Effective Date"), entered into between the Reporting Person and the Issuer. 37,500 of the RSUs shall vest on the six-month anniversary of the Effective Date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 37,500 RSUs on each subsequent six-month anniversary of the Initial Vesting Date, with the last tranche to vest on the two year anniversary of the Effective Date (inclusive), (continued to Footnote 3) F3 · derivative.exercise_date: (continued from Footnote 2) subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a PC1 Change of Control, (ii) the date of the Reporting Person's death, (iii) the date of the Reporting Person's Disability (as defined in the EA) and (iv) the expiration or the effective date of termination of the EA. Restricted Stock Units F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person pursuant to the Employment Agreement, dated as of June 27, 2025 (the "EA"), and effective as of June 1, 2025 (the "Effective Date"), entered into between the Reporting Person and the Issuer. 37,500 of the RSUs shall vest on the six-month anniversary of the Effective Date (the "Initial Vesting Date"), and the remaining RSUs shall vest thereafter in equal amounts of 37,500 RSUs on each subsequent six-month anniversary of the Initial Vesting Date, with the last tranche to vest on the two year anniversary of the Effective Date (inclusive), (continued to Footnote 3) F3 · derivative.expiration_date: (continued from Footnote 2) subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in EA) or such other earlier vesting acceleration conditions as provided in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a PC1 Change of Control, (ii) the date of the Reporting Person's death, (iii) the date of the Reporting Person's Disability (as defined in the EA) and (iv) the expiration or the effective date of termination of the EA. Restricted Stock Units Read SEC document |
| June 23, 2025 Filed Jul 28, 2026 23:20 UTC |
Gray ChristopherPresident
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GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-082451 · ownership.xml · derivative · entry 1 Gray Christopher · CIK 0002010808 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, $0.00001 par value · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents the Issuer's Restricted Stock Units (the "RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F2 · derivative.exercise_date: These RSUs were granted to the Reporting Person as bonus compensation in recognition of reaching certain milestones, which RSUs shall vest in full on April 21, 2027, irrespective of the Reporting Person's employment status with the Issuer on such vesting date. The grant of these RSUs is subject to approval by the Issuer's stockholders of an amendment to the Plan to be voted upon by the Issuer's stockholders at the Issuer's 2026 Annual Meeting of Stockholders. F2 · derivative.expiration_date: These RSUs were granted to the Reporting Person as bonus compensation in recognition of reaching certain milestones, which RSUs shall vest in full on April 21, 2027, irrespective of the Reporting Person's employment status with the Issuer on such vesting date. The grant of these RSUs is subject to approval by the Issuer's stockholders of an amendment to the Plan to be voted upon by the Issuer's stockholders at the Issuer's 2026 Annual Meeting of Stockholders. Read SEC document |
| June 11, 2025 Filed Jun 18, 2025 01:30 UTC |
LiveOne, Inc.10% owner
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GrantCommon Stock, $0.00001 par value | 237,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-055370 · ownership.xml · nonDerivative · entry 2 LiveOne, Inc. · CIK 0001491419 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,661,050 F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.