person · Reporting owner
Wachsberger Patrick D
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LVO · Entity 7199 | Director | March 31, 2026 | April 03, 2026 |
| PodcastOne, Inc.PODC · Entity 6886 | Director | March 31, 2026 | April 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date March 31, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 278,680 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Exercise / conversion · Acquired 21,153 · Balance 278,680 F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-31 · Exercise / conversion · Disposed 21,153 · Balance 0 F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.
F2: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
PodcastOne, Inc.
Report date March 31, 2026 · Filed April 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.00001 par valueSEC Table I · non-derivative | Direct | 84,604 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Exercise / conversion · Acquired 34,740 · Balance 84,604 F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-31 · Exercise / conversion · Disposed 34,740 · Balance 0 F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.
F2: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 3, 2026 01:00 UTC | LiveOne, Inc. LVO · Entity 7199 | Exercise / conversionRestricted Stock Units · Derivative | 21,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-039671 · ownership.xml · derivative · entry 2 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 21,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 3, 2026 01:00 UTC | LiveOne, Inc. LVO · Entity 7199 | Exercise / conversionCommon Stock, $0.001 par value | 21,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-039671 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC | PodcastOne, Inc. PODC · Entity 6886 | Exercise / conversionRestricted Stock Units · Derivative | 34,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041210 · ownership.xml · derivative · entry 2 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 34,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| March 31, 2026 Filed Apr 8, 2026 01:00 UTC | PodcastOne, Inc. PODC · Entity 6886 | Exercise / conversionCommon Stock, $0.00001 par value | 34,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-041210 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| March 09, 2026 Filed Mar 18, 2026 00:00 UTC | PodcastOne, Inc. PODC · Entity 6886 | GrantRestricted Stock Units · Derivative | 34,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-029323 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,740 Underlying: Common Stock, $0.00001 par value · 34,740 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 02, 2026 Filed Mar 18, 2026 00:00 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 21,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-029322 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,253 Underlying: Common Stock, $0.001 par value · 21,253 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 01:23 UTC | PodcastOne, Inc. PODC · Entity 6886 | Exercise / conversionRestricted Stock Units · Derivative | 49,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-017195 · ownership.xml · derivative · entry 2 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.00001 par value · 49,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from September 8, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F2 · derivative.expiration_date: Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from September 8, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 01:23 UTC | PodcastOne, Inc. PODC · Entity 6886 | Exercise / conversionCommon Stock, $0.00001 par value | 49,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-017195 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 02:05 UTC | PodcastOne, Inc. PODC · Entity 6886 | GrantRestricted Stock Units · Derivative | 49,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-001352 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,864 Underlying: Common Stock, $0.00001 par value · 49,864 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| November 14, 2024 Filed Nov 16, 2024 01:00 UTC | LiveOne, Inc. LVO · Entity 7199 | Exercise / conversionRestricted Stock Units · Derivative | 60,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-099289 · ownership.xml · derivative · entry 3 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 60,510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. F3 · derivative.expiration_date: Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. Read SEC document |
| November 14, 2024 Filed Nov 16, 2024 01:00 UTC | LiveOne, Inc. LVO · Entity 7199 | Exercise / conversionCommon Stock, $0.001 par value | 60,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-099289 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis. Read SEC document |
| September 10, 2024 Filed Sep 13, 2024 01:01 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 60,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-078260 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,510 Underlying: Common Stock, $0.001 par value · 60,510 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 00:03 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 90,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-062614 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,476 Underlying: Common Stock, $0.001 par value · 90,476 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:06 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 30,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-032795 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,645 Underlying: Common Stock, $0.001 par value · 30,645 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:39 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 5,710 | $3.50 | $19,985.00 |
DisclosureSEC source: 0001213900-21-014007 · ownership.xml · nonDerivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,710 F1 · ownership.nature: Represents shares held by the Wachsberger Family Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| October 30, 2019 Filed Nov 13, 2019 02:05 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 54,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-023050 · ownership.xml · derivative · entry 1 Wachsberger Patrick D · CIK 0001765520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,597 Underlying: Common Stock, $0.001 par value · 54,597 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.