Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LVO · Entity 7199 | See Remarks | February 19, 2025 | February 28, 2025 |
| PodcastOne, Inc.PODC · Entity 6886 | See Remarks | April 17, 2026 | April 21, 2026 |
| Vado Corp.VADP · Entity 86632 | Director · Chief Financial Officer · 10% owner | November 27, 2023 | November 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date February 19, 2025 · Filed February 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 30,041 |
Reported balance
Holding disclosure · report date 2025-02-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,041 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-02-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors or its compensation committee, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1: Represents unvested 100,000 Restricted Stock Units ("RSUs") out of the original 150,000 RSUs granted to the Reporting Person pursuant to his employment offer letter (the "Employment Agreement"), dated as of August 29, 2023 (the "Effective Date"), with one-third of the RSUs having vested on the first anniversary of the Effective Date, and the remaining two-thirds of the RSUs shall vest in equal amounts on the second and third anniversary, respectively, of the Effective Date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date and earlier 50% vesting upon a Change of Control (as defined in the Employment Agreement) of the Issuer. The initial tranche of 50,000 RSUs that vested were previously settled by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents unvested 100,000 Restricted Stock Units ("RSUs") out of the original 150,000 RSUs granted to the Reporting Person pursuant to his employment offer letter (the "Employment Agreement"), dated as of August 29, 2023 (the "Effective Date"), with one-third of the RSUs having vested on the first anniversary of the Effective Date, and the remaining two-thirds of the RSUs shall vest in equal amounts on the second and third anniversary, respectively, of the Effective Date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date and earlier 50% vesting upon a Change of Control (as defined in the Employment Agreement) of the Issuer. The initial tranche of 50,000 RSUs that vested were previously settled by the Issuer.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors or its compensation committee, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).
PodcastOne, Inc.
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.00001 par valueSEC Table I · non-derivative | Direct | 11,061 |
Reported balance
After 2026-04-17 transaction · row 1
1 source rowRow 1 · 2026-04-17 · Purchase · Acquired 4,500 · Balance 11,061 |
Vado Corp.
Report date November 27, 2023 · Filed November 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,372,618 |
Reported balance
Holding disclosure · report date 2023-11-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,372,618 F1: Does not include options to purchase Socialcom common stock that the reporting person holds, which may be exchanged for options to purchase Vado Corp. common stock in the future. |
Filing footnotes · ownership attribution and instrument terms
F1: Does not include options to purchase Socialcom common stock that the reporting person holds, which may be exchanged for options to purchase Vado Corp. common stock in the future.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2026 Filed Apr 21, 2026 20:30 UTC | PodcastOne, Inc. PODC · Entity 6886 | PurchaseCommon Stock, $0.00001 par value | 4,500 | $2.24 | $10,066.95 |
DisclosureSEC source: 0001213900-26-046207 · ownership.xml · nonDerivative · entry 1 Carhart Ryan · CIK 0002002086 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,061 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.