Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LVO · Entity 7199 | Director | March 02, 2026 | April 09, 2026 |
| PodcastOne, Inc.PODC · Entity 6886 | Director | March 09, 2026 | April 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date March 02, 2026 · Filed April 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,946 |
Reported balance
After 2026-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-02 · Grant · Acquired 28,946 · Balance 28,946 F1: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.
PodcastOne, Inc.
Report date March 09, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,053 |
Reported balance
After 2026-03-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 42,053 · Balance 42,053 F1: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2026 Filed Apr 10, 2026 01:00 UTC | PodcastOne, Inc. PODC · Entity 6886 | GrantRestricted Stock Units · Derivative | 42,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-042129 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,053 Underlying: Common Stock, $0.00001 par value · 42,053 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| March 02, 2026 Filed Apr 9, 2026 01:00 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 28,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041677 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,946 Underlying: Common Stock, $0.001 par value · 28,946 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| January 02, 2025 Filed Jan 14, 2025 02:13 UTC | PodcastOne, Inc. PODC · Entity 6886 | GrantRestricted Stock Units · Derivative | 60,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-003130 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,362 Underlying: Common Stock, $0.00001 par value · 60,362 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from September 8, 2023 to September 30, 2024. The RSUs shall vest on January 31, 2025 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2022 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| September 10, 2024 Filed Sep 24, 2024 01:53 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 66,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-081173 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,879 Underlying: Common Stock, $0.001 par value · 66,879 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| October 05, 2022 Filed Oct 8, 2022 00:16 UTC | LiveOne, Inc. LVO · Entity 7199 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-062904 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, $0.001 par value · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2021 to September 30, 2023. The RSUs shall vest on October 31, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:30 UTC | LiveOne, Inc. LVO · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001213900-21-060867 · ownership.xml · nonDerivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 890,186 F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust"). F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 11:31 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 20,000 | $2.73 | $54,600.00 |
DisclosureSEC source: 0001213900-21-043537 · ownership.xml · nonDerivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 880,186 F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust"). F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:02 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 33,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-032792 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,871 Underlying: Common Stock, $0.001 par value · 33,871 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2020 to September 30, 2021. The RSUs shall vest on October 31, 2021 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 12:03 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 10,000 | $4.10 | $41,000.00 |
DisclosureSEC source: 0001213900-21-015929 · ownership.xml · nonDerivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 860,186 F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust"). F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:34 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 10,000 | $2.80 | $28,000.00 |
DisclosureSEC source: 0001213900-20-023479 · ownership.xml · nonDerivative · entry 2 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 850,186 F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust"). F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:34 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock, $0.001 par value | 1,961 | $2.90 | $5,686.90 |
DisclosureSEC source: 0001213900-20-023479 · ownership.xml · nonDerivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 840,186 F1 · shares: These shares were purchased by the Krigsman Family Trust (the "Trust"). F2 · ownership.nature: Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein. Read SEC document |
| October 30, 2019 Filed Nov 13, 2019 02:06 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 66,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-023052 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,091 Underlying: Common Stock, $0.001 par value · 66,091 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board"). The RSUs shall vest on November 30, 2020 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or four years from the date of issuance. Read SEC document |
| December 27, 2018 Filed Jan 1, 2019 02:31 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 23,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018093 · ownership.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,138 Underlying: Common Stock, $0.001 par value · 23,138 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). F1 · derivative.exercise_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). F1 · derivative.expiration_date: The Restricted Stock Units (the "RSUs") shall vest on August 16, 2019 (the "Vesting Date"), subject to the Reporting Person's continued service on the Issuer's board of directors (the "Board") through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan the form of payout of the RSUs (cash and/or stock). Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 20 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 18 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 16 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 14 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 12 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 10 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 13,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 8 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 11,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 6 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 4 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| October 04, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 2 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Former custodian of UTMA account for daughter Disclosed balance after: 0 F3 · kind: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · shares: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · price: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. F3 · balance_after: On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares. Read SEC document |
| September 25, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 8,500 | $3.93 | $33,405.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 19 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 8,500 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F10 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| September 25, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 7,500 | $3.96 | $29,700.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 17 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 7,500 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| September 24, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 1,533 | $3.57 | $5,472.81 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 15 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 1,533 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| September 24, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 2,521 | $3.90 | $9,831.90 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 13 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 2,521 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| July 11, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 10,000 | $5.98 | $59,800.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 11 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 10,000 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $5.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| July 11, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 10,000 | $6.00 | $60,000.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 9 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 10,000 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| June 11, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 13,299 | $6.00 | $79,794.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 7 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 13,299 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| June 11, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 11,998 | $5.98 | $71,748.04 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 5 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 11,998 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| April 27, 2018 Filed May 2, 2018 00:30 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-18-005376 · f4042718krisgman_livexlive.xml · derivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-04-27 F1 · derivative.exercise_date: These options were granted pursuant to that certain Stock Option Agreement entered into by and between the Issuer and the Reporting Person, dated as of April 27, 2018 (the "Option Agreement"). These options vest in increments, with one-half of the options vesting 12 months from April 27, 2018 (the "Grant Date"), with an additional one-half of the options vesting 24 months after the Grant Date, subject to the Reporting Person's continued service as a member of the Issuer's board of directors on such vesting date. Each tranche of the options shall become exercisable on the 18th month anniversary of the Grant Date. F2 · derivative.expiration_date: These options expire 10 years from the Grant Date, unless terminated sooner in accordance with the Issuer's 2016 Equity Incentive Plan (the "2016 Plan") or the Option Agreement. Read SEC document |
| February 14, 2018 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 10,000 | $3.90 | $39,000.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 3 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 10,000 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
| December 28, 2017 Filed Oct 10, 2018 01:45 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 9,000 | $4.22 | $37,980.00 |
DisclosureSEC source: 0001213900-18-013715 · ownership.xml · nonDerivative · entry 1 Krigsman Jay E. · CIK 0001480034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian of UTMA account for daughter Disclosed balance after: 9,000 F1 · kind: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · shares: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F1 · price: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F11 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F1 · ownership.nature: As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.