Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,300 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · derivative · entry 7 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 Underlying: Common Shares · 8,300 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,086 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · derivative · entry 6 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,685 Underlying: Common Shares · 3,086 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
SaleCommon Shares | 8,300 | $70.19 | $582,608.54 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 4 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.01 to $70.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionCommon Shares | 8,300 | $32.40 | $268,920.00 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 3 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
SaleCommon Shares | 3,086 | $70.37 | $217,156.57 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 2 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,390 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.24 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC |
Frykman Karl R.President Aquatic Systems
|
Exercise / conversionCommon Shares | 3,086 | $32.40 | $99,986.40 |
DisclosureSEC source: 0001140361-17-040966 · doc1.xml · nonDerivative · entry 1 Frykman Karl R. · CIK 0001594766 · President Aquatic Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 20:20 UTC |
MERRIMAN RONALDDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,200 | $0.00 Strike: $24.78 | $0.00 |
DisclosureSEC source: 0001140361-17-037113 · doc1.xml · derivative · entry 4 MERRIMAN RONALD · CIK 0001254762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,200 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F3 · derivative.exercise_date: The options are vested and exercisable. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 20:20 UTC |
MERRIMAN RONALDDirector
|
SaleCommon Shares | 5,200 | $67.00 | $348,400.00 |
DisclosureSEC source: 0001140361-17-037113 · doc1.xml · nonDerivative · entry 2 MERRIMAN RONALD · CIK 0001254762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,338 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 20:20 UTC |
MERRIMAN RONALDDirector
|
Exercise / conversionCommon Shares | 5,200 | $24.78 | $128,856.00 |
DisclosureSEC source: 0001140361-17-037113 · doc1.xml · nonDerivative · entry 1 MERRIMAN RONALD · CIK 0001254762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:54 UTC |
Keegans Karen L.SVP & Chief HR Officer
|
Tax withholdingCommon Shares | 301 | $66.35 | $19,971.35 |
DisclosureSEC source: 0001140361-17-025495 · doc1.xml · nonDerivative · entry 1 Keegans Karen L. · CIK 0001606486 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
JACKO JOHN HSVP & Chief Marketing Officer
|
GrantCommon Shares - Restricted Stock Units | 7,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023606 · doc1.xml · nonDerivative · entry 1 JACKO JOHN H · CIK 0001208753 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,704 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc common share upon vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 220,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
SaleCommon Shares | 220,000 | $66.03 | $14,525,896.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionCommon Shares | 220,000 | $34.18 | $7,519,600.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Since the date of the reporting person's last ownership form, 85,774 shares previously reported as directly beneficially owned by the reporting person have been transferred and are now indirectly beneficially owned by Trust. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC |
JONES DAVID A /WIDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · derivative · entry 3 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options are vested and exercisable. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC |
JONES DAVID A /WIDirector
|
SaleCommon Shares | 10,000 | $67.68 | $676,752.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · nonDerivative · entry 2 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,804 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.65 to $67.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:51 UTC |
JONES DAVID A /WIDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-022198 · doc1.xml · nonDerivative · entry 1 JONES DAVID A /WI · CIK 0000905631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:34 UTC |
BORIN MARK CChief Acctg Office-Controller
|
SaleCommon Shares | 7,500 | $67.11 | $503,325.00 |
DisclosureSEC source: 0001140361-17-021993 · doc1.xml · nonDerivative · entry 1 BORIN MARK C · CIK 0001430408 · Chief Acctg Office-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,857 Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
PurchaseCommon (Ordinary) Shares | 231,864 | $65.31 | $15,143,037.84 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 5 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 15,198,888 F7 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $65.00 - $65.57. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"). F3 · ownership.nature: (FN 2, contd.) and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
PurchaseCommon (Ordinary) Shares | 102,036 | $64.72 | $6,603,769.92 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 4 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 14,967,024 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $64.48 - $64.99. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"). F3 · ownership.nature: (FN 2, contd.) and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
PurchaseCommon (Ordinary) Shares | 64,100 | $65.11 | $4,173,467.67 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 3 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 14,864,988 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $64.51 to $65.42. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"). F3 · ownership.nature: (FN 2, contd.) and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
Tax withholdingCommon (Ordinary) Shares | 231 | $65.50 | $15,130.50 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 7 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921 F8 · balance_after: End-of-period holdings reflect the vesting of certain restricted stock units that were previously reported. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
PurchaseCommon (Ordinary) Shares | 175,000 | $65.41 | $11,446,837.50 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 2 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 14,800,888 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $65.085 to $65.425. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"). F3 · ownership.nature: (FN 2, contd.) and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,067 | $0.00 Strike: $34.23 | $0.00 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · derivative · entry 9 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,696 Underlying: Common Shares · 2,067 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,638 | $0.00 Strike: $19.13 | $0.00 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · derivative · entry 8 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177 Underlying: Common Shares · 2,638 shares Expires 2019-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,432 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · derivative · entry 7 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,432 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Tax withholdingCommon Shares | 2,558 | $65.50 | $167,549.00 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · nonDerivative · entry 4 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,474 Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionCommon Shares | 2,067 | $34.23 | $70,753.41 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · nonDerivative · entry 3 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionCommon Shares | 2,638 | $19.13 | $50,464.94 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · nonDerivative · entry 2 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:37 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionCommon Shares | 1,432 | $32.40 | $46,396.80 |
DisclosureSEC source: 0001140361-17-021374 · doc1.xml · nonDerivative · entry 1 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:53 UTC |
GARDEN EDWARD PDirector
TRIAN FUND MANAGEMENT, L.P.Please see remarks below
|
PurchaseCommon (Ordinary) Shares | 290,000 | $65.31 | $18,941,263.00 |
DisclosureSEC source: 0001209191-17-033317 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Please see remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 14,625,888 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $65.18 to $65.55. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"). F3 · ownership.nature: (FN 2, contd.) and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:01 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,367 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001140361-17-017407 · doc1.xml · derivative · entry 5 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432 Underlying: Common Shares · 1,367 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. F4 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:01 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
SaleCommon Shares | 1,367 | $65.00 | $88,855.00 |
DisclosureSEC source: 0001140361-17-017407 · doc1.xml · nonDerivative · entry 2 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,895 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:01 UTC |
JILEK ANGELA D.Sr. VP, Gen. Counsel & Secy.
|
Exercise / conversionCommon Shares | 1,367 | $32.40 | $44,290.80 |
DisclosureSEC source: 0001140361-17-017407 · doc1.xml · nonDerivative · entry 1 JILEK ANGELA D. · CIK 0001484241 · Sr. VP, Gen. Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:56 UTC |
BRYAN GLYNISDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017394 · doc1.xml · derivative · entry 3 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F2 · derivative.exercise_date: These options are vested and exercisable. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:56 UTC |
BRYAN GLYNISDirector
|
SaleCommon Shares | 10,000 | $65.06 | $650,600.00 |
DisclosureSEC source: 0001140361-17-017394 · doc1.xml · nonDerivative · entry 2 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,309 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:56 UTC |
BRYAN GLYNISDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-017394 · doc1.xml · nonDerivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,325 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · derivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Shares · 110,325 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F2 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
SaleCommon Shares | 110,325 | $65.00 | $7,171,125.00 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,786 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC |
HOGAN RANDALL JDirector · Chairman & Chief Exec. Officer
|
Exercise / conversionCommon Shares | 110,325 | $34.18 | $3,770,908.50 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:58 UTC |
GLENN T MICHAELDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017399 · doc1.xml · derivative · entry 3 GLENN T MICHAEL · CIK 0001197608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F2 · derivative.exercise_date: These options are vested and exercisable. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:58 UTC |
GLENN T MICHAELDirector
|
SaleCommon Shares | 7,161 | $65.00 | $465,465.00 |
DisclosureSEC source: 0001140361-17-017399 · doc1.xml · nonDerivative · entry 2 GLENN T MICHAEL · CIK 0001197608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,196 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:58 UTC |
GLENN T MICHAELDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-017399 · doc1.xml · nonDerivative · entry 1 GLENN T MICHAEL · CIK 0001197608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · derivative · entry 6 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F3 · derivative.exercise_date: These options are vested and exercisable. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.58 | $0.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · derivative · entry 5 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2017-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on October 23, 2017. F3 · derivative.exercise_date: These options are vested and exercisable. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
SaleCommon Shares | 5,263 | $65.00 | $342,095.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · nonDerivative · entry 4 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,770 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.18 | $341,800.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · nonDerivative · entry 3 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
SaleCommon Shares | 5,325 | $65.00 | $346,125.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · nonDerivative · entry 2 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on October 23, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:57 UTC |
BURRIS JERRY WDirector
|
Exercise / conversionCommon Shares | 10,000 | $34.58 | $345,800.00 |
DisclosureSEC source: 0001140361-17-017396 · doc1.xml · nonDerivative · entry 1 BURRIS JERRY W · CIK 0001368731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on October 23, 2017. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 21:26 UTC |
Cassidy Dennis J. Jr.President-Valves & Controls
|
Tax withholdingCommon Shares | 552 | $63.31 | $34,947.12 |
DisclosureSEC source: 0001140361-17-016100 · doc1.xml · nonDerivative · entry 1 Cassidy Dennis J. Jr. · CIK 0001672059 · President-Valves & Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.