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PENTAIR plc

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3537
SEC CIK
0000077360
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2020 Filed Oct 27, 2020 20:49 UTC SaleCommon Shares 6,307 $51.73 $326,261.11
Disclosure

SEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 4

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.70 to $51.795. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 20:49 UTC Exercise / conversionCommon Shares 6,307 $22.73 $143,358.11
Disclosure

SEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 3

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 20:49 UTC SaleCommon Shares 4,225 $51.79 $218,812.75
Disclosure

SEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 2

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.635 to $52.095. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 20:49 UTC Exercise / conversionCommon Shares 4,225 $24.64 $104,104.00
Disclosure

SEC source: 0001567619-20-018227 · doc1.xml · nonDerivative · entry 1

JONES DAVID A /WI · CIK 0000905631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:43 UTC
BRYAN GLYNISDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 6,307 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001567619-20-017809 · doc1.xml · derivative · entry 5

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,307 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:43 UTC
BRYAN GLYNISDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 4,225 $0.00 Strike: $24.64 $0.00
Disclosure

SEC source: 0001567619-20-017809 · doc1.xml · derivative · entry 4

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,225 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:43 UTC
BRYAN GLYNISDirector
SaleCommon Shares 10,532 $50.00 $526,600.00
Disclosure

SEC source: 0001567619-20-017809 · doc1.xml · nonDerivative · entry 3

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,976

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:43 UTC
BRYAN GLYNISDirector
Exercise / conversionCommon Shares 6,307 $22.73 $143,358.11
Disclosure

SEC source: 0001567619-20-017809 · doc1.xml · nonDerivative · entry 2

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:43 UTC
BRYAN GLYNISDirector
Exercise / conversionCommon Shares 4,225 $24.64 $104,104.00
Disclosure

SEC source: 0001567619-20-017809 · doc1.xml · nonDerivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 20:38 UTC Tax withholdingCommon Shares 563 $46.19 $26,004.97
Disclosure

SEC source: 0001567619-20-017629 · doc1.xml · nonDerivative · entry 1

Stephenson Mona Abutaleb · CIK 0001657299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,314

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 21:32 UTC
Pilla Stephen JEVP-Chief Supply Chain Officer
GrantCommon Shares - Restricted Stock Units 13,109 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017368 · doc1.xml · nonDerivative · entry 1

Pilla Stephen J · CIK 0001817754 · EVP-Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,109

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:14 UTC
D'Ovidio Mario REVP & Pres, Consumer Solutions
GrantCommon Shares - Restricted Stock Units 19,241 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011586 · doc1.xml · nonDerivative · entry 1

D'Ovidio Mario R · CIK 0001810030 · EVP & Pres, Consumer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,241

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:10 UTC
Fishman Robert PEVP, CFO & CAO
GrantCommon Shares - Restricted Stock Units 38,481 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011580 · doc1.xml · nonDerivative · entry 1

Fishman Robert P · CIK 0001399744 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,481

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:29 UTC
Stauch John LDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 54,678 $0.00 Strike: $24.64 $0.00
Disclosure

SEC source: 0001567619-20-010820 · doc1.xml · derivative · entry 3

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 54,678 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:29 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 45,513 $35.96 $1,636,834.08
Disclosure

SEC source: 0001567619-20-010820 · doc1.xml · nonDerivative · entry 2

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,646.379

F2 · kind: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.9434 to $35.9650. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · balance_after: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

Read SEC document
May 18, 2020 Filed May 20, 2020 20:29 UTC
Stauch John LDirector · President & CEO
Exercise / conversionCommon Shares 54,678 $24.64 $1,347,265.92
Disclosure

SEC source: 0001567619-20-010820 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159.379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

Read SEC document
May 04, 2020 Filed May 6, 2020 21:17 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
Tax withholdingCommon Shares 317 $34.48 $10,930.16
Disclosure

SEC source: 0001567619-20-009156 · doc1.xml · nonDerivative · entry 1

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:13 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
Tax withholdingCommon Shares 424 $34.48 $14,619.52
Disclosure

SEC source: 0001567619-20-009154 · doc1.xml · nonDerivative · entry 1

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:11 UTC
Frykman Karl R.EVP & Chief Operating Officer
Tax withholdingCommon Shares 1,399 $34.48 $48,237.52
Disclosure

SEC source: 0001567619-20-009152 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,605

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:05 UTC
Baker Kelly AEVP & Chief HR Officer
Tax withholdingCommon Shares 257 $34.48 $8,861.36
Disclosure

SEC source: 0001567619-20-009150 · doc1.xml · nonDerivative · entry 1

BAKER KELLY A · CIK 0001665282 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767.985

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:03 UTC
JACKO JOHN HEVP & Chief Growth Officer
Tax withholdingCommon Shares 377 $34.48 $12,998.96
Disclosure

SEC source: 0001567619-20-009148 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,618

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:01 UTC
BORIN MARK CExecutive Vice President
Tax withholdingCommon Shares 568 $34.48 $19,584.64
Disclosure

SEC source: 0001567619-20-009146 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:59 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 355 $34.48 $12,240.40
Disclosure

SEC source: 0001567619-20-009144 · doc1.xml · nonDerivative · entry 1

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451.1201

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

F3 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F6 · balance_after: Since the date of the reporting person's last ownership form, 32,289.353 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
Tax withholdingCommon Shares 125 $41.08 $5,135.00
Disclosure

SEC source: 0001567619-20-005602 · doc1.xml · nonDerivative · entry 1

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886

F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:26 UTC
JACKO JOHN HEVP & Chief Growth Officer
Tax withholdingCommon Shares 246 $39.39 $9,689.94
Disclosure

SEC source: 0001567619-20-005446 · doc1.xml · nonDerivative · entry 1

JACKO JOHN H · CIK 0001208753 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,559 $0.00 Strike: $32.83 $0.00
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · derivative · entry 9

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 26,559 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,184 $0.00 Strike: $33.72 $0.00
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · derivative · entry 8

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,184 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
SaleCommon Shares 24,538 $44.73 $1,097,592.10
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 5

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,659

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.71 to $44.775. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
SaleCommon Shares 13,217 $44.67 $590,390.17
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.62 to $44.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
Tax withholdingCommon Shares 2,979 $44.56 $132,744.24
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,414

F1 · kind: Shares delivered to pay option exercise price applicable to the exercise of stock options and shares withheld to pay taxes applicable to the exercise of stock options.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionCommon Shares 26,559 $32.83 $871,931.97
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionCommon Shares 15,184 $33.72 $512,004.48
Disclosure

SEC source: 0001567619-20-004811 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:21 UTC
Frykman Karl R.EVP & Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,368 $0.00 Strike: $22.81 $0.00
Disclosure

SEC source: 0001567619-20-002236 · doc1.xml · derivative · entry 4

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,368 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020.

F3 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:21 UTC
Frykman Karl R.EVP & Chief Operating Officer
SaleCommon Shares 19,321 $43.38 $838,144.98
Disclosure

SEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 3

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,068

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:21 UTC
Frykman Karl R.EVP & Chief Operating Officer
Tax withholdingCommon Shares 24 $43.36 $1,040.64
Disclosure

SEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 2

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,389

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020.

F2 · kind: Shares delivered to pay option exercise price applicable to the exercise of stock options.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:21 UTC
Frykman Karl R.EVP & Chief Operating Officer
Exercise / conversionCommon Shares 19,368 $22.81 $441,784.08
Disclosure

SEC source: 0001567619-20-002236 · doc1.xml · nonDerivative · entry 1

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in connection with stock options that will expire on March 2, 2020.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,761 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · derivative · entry 5

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,761 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,740 $0.00 Strike: $24.64 $0.00
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · derivative · entry 4

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,740 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is presently exercisable in full.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
BORIN MARK CEVP & Chief Financial Officer
SaleCommon Shares 33,501 $43.50 $1,457,276.75
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.36 to $43.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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February 03, 2020 Filed Feb 5, 2020 21:18 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionCommon Shares 17,761 $22.73 $403,707.53
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 2

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2020 Filed Feb 5, 2020 21:18 UTC
BORIN MARK CEVP & Chief Financial Officer
Exercise / conversionCommon Shares 15,740 $24.64 $387,833.60
Disclosure

SEC source: 0001567619-20-002234 · doc1.xml · nonDerivative · entry 1

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2020 Filed Jan 6, 2020 22:37 UTC
Frykman Karl R.EVP & Chief Operating Officer
Tax withholdingCommon Shares 884 $45.98 $40,646.32
Disclosure

SEC source: 0001567619-20-000629 · doc1.xml · nonDerivative · entry 3

Frykman Karl R. · CIK 0001594766 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,045

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2020 Filed Jan 6, 2020 22:35 UTC
BORIN MARK CEVP & Chief Financial Officer
Tax withholdingCommon Shares 293 $45.98 $13,472.14
Disclosure

SEC source: 0001567619-20-000627 · doc1.xml · nonDerivative · entry 3

BORIN MARK C · CIK 0001430408 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2020 Filed Jan 6, 2020 22:34 UTC
Stauch John LDirector · President & CEO
Tax withholdingCommon Shares 2,151 $45.98 $98,902.98
Disclosure

SEC source: 0001567619-20-000624 · doc1.xml · nonDerivative · entry 3

Stauch John L · CIK 0001390036 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,026.169

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F5 · balance_after: Since the date of the reporting person's last ownership form, 12,257 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.

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January 02, 2020 Filed Jan 6, 2020 22:38 UTC
Wamsley James PEVP-Chief Supply Chain Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,845 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000631 · doc1.xml · derivative · entry 2

Wamsley James P · CIK 0001792407 · EVP-Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845

Underlying: Common Shares · 18,845 shares

Expires 2030-01-02

F2 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F3 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

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January 02, 2020 Filed Jan 6, 2020 22:38 UTC
Wamsley James PEVP-Chief Supply Chain Officer
GrantCommon Shares - Restricted Stock Units 4,039 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000631 · doc1.xml · nonDerivative · entry 1

Wamsley James P · CIK 0001792407 · EVP-Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,741

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

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January 02, 2020 Filed Jan 6, 2020 22:45 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
GrantEmployee Stock Option (right to buy) · Derivative 11,307 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000639 · doc1.xml · derivative · entry 5

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Shares · 11,307 shares

Expires 2030-01-02

F6 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F7 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

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January 02, 2020 Filed Jan 6, 2020 22:45 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
Tax withholdingCommon Shares 426 $46.42 $19,774.92
Disclosure

SEC source: 0001567619-20-000639 · doc1.xml · nonDerivative · entry 2

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

F4 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 02, 2020 Filed Jan 6, 2020 22:45 UTC
Rolchigo Philip M.EVP & Chief Technology Officer
GrantCommon Shares - Restricted Stock Units 2,424 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000639 · doc1.xml · nonDerivative · entry 1

Rolchigo Philip M. · CIK 0001742223 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197.562

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3 · balance_after: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

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January 02, 2020 Filed Jan 6, 2020 22:43 UTC
Robertson Karla CEVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 18,217 $0.00 Strike: $46.42 $0.00
Disclosure

SEC source: 0001567619-20-000637 · doc1.xml · derivative · entry 3

Robertson Karla C · CIK 0001574044 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

Underlying: Common Shares · 18,217 shares

Expires 2030-01-02

F4 · kind: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.