Tapewire

Nasdaq · USD

PNBK

PATRIOT NATIONAL BANCORP INC

Export transactions ↓
Tapewire entity
6625
SEC CIK
0001098146
Parsed reports
123

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed May 20, 2020 19:26 UTC GrantCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011383 · rdgdoc.xml · nonDerivative · entry 1

Smyth Raymond B. · CIK 0001450495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

F1 · shares: On April 1, 2020, the Reporting Person was granted 3,121 shares of the Issuer's common stock which will vest annually in equal installments over four years (780 shares, 780 shares, 780 shares and 781 shares respectively as of December 31, 2020, 2021, 2022 and 2023).

Read SEC document
April 01, 2020 Filed May 20, 2020 19:25 UTC GrantCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011382 · rdgdoc.xml · nonDerivative · entry 1

Van den Bol Emile · CIK 0001500964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,067

F1 · shares: On April 1, 2020, the Reporting Person was granted 3,121 shares of the Issuer's common stock which will vest annually in equal installments over four years (780 shares, 780 shares, 780 shares and 781 shares respectively as of December 31, 2020, 2021, 2022 and 2023).

Read SEC document
April 01, 2020 Filed May 20, 2020 19:25 UTC GrantCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-011381 · rdgdoc.xml · nonDerivative · entry 1

Weinbaum Michael J · CIK 0001324232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,686

F1 · shares: On April 1, 2020, the Reporting Person was granted 3,121 shares of the Issuer's common stock which will vest annually in equal installments over four years (780 shares, 780 shares, 780 shares and 781 shares respectively as of December 31, 2020, 2021, 2022 and 2023).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:38 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006555 · rdgdoc.xml · nonDerivative · entry 1

Ciurlino Brent M · CIK 0001758295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

F1 · shares: On April 1, 2019, the Reporting Person was granted 1,233 shares of the Issuer's common stock which vest annually in equal installments over four years (308 shares, 308 shares, 308 shares and 309 shares respectively as of December 31, 2019, 2020, 2021 and 2022).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:38 UTC
Staudmyer FrederickSecretary and Chief HR Officer
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006554 · rdgdoc.xml · nonDerivative · entry 1

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,203

F1 · shares: On April 1, 2019, the Reporting Person was granted 551 shares of the Issuer's common stock which vest annually in equal installments over three years (183 shares, 184 shares and 184 shares respectively as of December 31, 2019, 2020 and 2021).

F2 · balance_after: In the last Form 4 filed by the Reporting Person on May 29, 2018, it was reported that the Reporting Person owned a total of 5,527 shares. Since the last filing, the Reporting Person sold a total of 2,875 shares of the Issuer's common stock, reducing the total number of shares owned prior to the grant on April 1, 2019 to be 2,652 shares.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:38 UTC
Muskus Richard A Jr.Director · President
GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006553 · rdgdoc.xml · nonDerivative · entry 2

Muskus Richard A Jr. · CIK 0001626280 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322

F1 · shares: On April 1, 2019, the Reporting Person was granted 919 shares of the Issuer's common stock which vest annually in equal installments over three years (306 shares, 306 shares and 307 shares respectively as of December 31, 2019, 2020 and 2021).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006552 · rdgdoc.xml · nonDerivative · entry 1

Weinbaum Michael J · CIK 0001324232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,565

F1 · shares: On April 1, 2019, the Reporting Person was granted 1,233 shares of the Issuer's common stock which vest annually in equal installments over four years (308 shares, 308 shares, 308 shares and 309 shares respectively as of December 31, 2019, 2020, 2021 and 2022).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006551 · rdgdoc.xml · nonDerivative · entry 1

Van den Bol Emile · CIK 0001500964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,946

F1 · shares: On April 1, 2019, the Reporting Person was granted 1,233 shares of the Issuer's common stock which vest annually in equal installments over four years (308 shares, 308 shares, 308 shares and 309 shares respectively as of December 31, 2019, 2020, 2021 and 2022).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC
LAUGHINGHOUSE SCOTT WARREN CUREAUEVP, Chief Lending Officer
GrantCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006550 · rdgdoc.xml · nonDerivative · entry 1

LAUGHINGHOUSE SCOTT WARREN CUREAU · CIK 0001739938 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

F1 · shares: On April 1, 2019, the Reporting Person was granted 290 shares of the Issuer's common stock which vest annually in equal installments over three years (96 shares, 97 shares and 97 shares respectively as of December 31, 2019, 2020 and 2021).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC
Corprew Judith PageEVP, Chief Compliance & Risk O
GrantCommon Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006549 · rdgdoc.xml · nonDerivative · entry 1

Corprew Judith Page · CIK 0001740802 · EVP, Chief Compliance & Risk O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

F1 · shares: On April 1, 2019, the Reporting Person was granted 473 shares of the Issuer's common stock which vest annually in equal installments over three years (157 shares, 158 shares and 158 shares respectively as of December 31, 2019, 2020 and 2021).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC
Christiansen David WEVP, Chief Credit Officer
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006548 · rdgdoc.xml · nonDerivative · entry 1

Christiansen David W · CIK 0001745588 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551

F1 · shares: On April 1, 2019, the Reporting Person was granted 551 shares of the Issuer's common stock which vest annually in equal installments over three years (183 shares, 184 shares and 184 shares respectively as of December 31, 2019, 2020 and 2021).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006547 · rdgdoc.xml · nonDerivative · entry 1

Smyth Raymond B. · CIK 0001450495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,121

F1 · shares: On April 1, 2019, the Reporting Person was granted 1,233 shares of the Issuer's common stock which vest annually in equal installments over four years (308 shares, 308 shares, 308 shares and 309 shares respectively as of December 31, 2019, 2020, 2021 and 2022).

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:37 UTC
PERILLO JOSEPH DExec VP & CFO
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006546 · rdgdoc.xml · nonDerivative · entry 1

PERILLO JOSEPH D · CIK 0001242325 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

F1 · shares: On April 1, 2019, the Reporting Person was granted 551 shares of the Issuer's common stock which vest annually in equal installments over three years (183 shares, 184 shares and 184 shares respectively as of December 31, 2019, 2020 and 2021).

Read SEC document
April 01, 2019 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 12

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,203

F1 · shares: On April 1, 2019, the Reporting Person was granted 551 shares of the Issuer's common stock which vest annually in equal installments over three years (183 shares, 184 shares and 184 shares respectively as of December 31, 2019, 2020 and 2021).

F2 · balance_after: The Form 4 filed by the Reporting Person on April 3, 2019 disclosed that since the previous filing on May 29, 2018 (as of which day the Reporting Person owned a total of 5,527 shares), the Reporting Person sold a total of 2,875 shares of the Issuer's common stock. This amendment is being filed to disclose the information of the sales of such 2,875 shares.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 14:01 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006570 · rdgdoc.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,565

F1 · shares: On April 1, 2019, the Reporting Person was granted 1,233 shares of the Issuer's common stock which vest annually in equal installments over four years (308 shares, 308 shares, 308 shares and 309 shares respectively as of December 31, 2019, 2020, 2021 and 2022).

Read SEC document
March 12, 2019 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 275 $4,048.00 $1,113,200.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 11

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Read SEC document
March 08, 2019 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 400 $5,784.00 $2,313,600.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 10

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927

Read SEC document
March 05, 2019 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 400 $6,000.00 $2,400,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 9

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327

Read SEC document
March 01, 2019 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 400 $5,780.00 $2,312,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 8

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727

Read SEC document
November 27, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 100 $1,750.00 $175,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 7

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

Read SEC document
September 11, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 100 $2,155.00 $215,500.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 6

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227

Read SEC document
September 06, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 200 $3,940.00 $788,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 5

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Read SEC document
August 23, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 300 $5,880.00 $1,764,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 4

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527

Read SEC document
August 17, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 200 $3,960.00 $792,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 3

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Read SEC document
June 05, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 300 $6,000.00 $1,800,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 2

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,027

Read SEC document
May 21, 2018 Filed Apr 5, 2019 01:15 UTC Amendment
Staudmyer FrederickSecretary and Chief HR Officer
SaleCommon Stock 200 $3,900.00 $780,000.00
Disclosure

SEC source: 0001437749-19-006626 · rdgdoc.xml · nonDerivative · entry 1

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

Read SEC document
April 02, 2018 Filed May 29, 2018 19:21 UTC GrantCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010830 · rdgdoc.xml · nonDerivative · entry 2

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,332

F2 · shares: On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person owns a total of 9,332 shares of common stock.

Read SEC document
April 02, 2018 Filed May 29, 2018 19:21 UTC GrantCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010829 · rdgdoc.xml · nonDerivative · entry 2

Smyth Raymond B. · CIK 0001450495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

F2 · shares: On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person directly owns a total of 9,888 shares of common stock and indirectly 626 shares of common stock.

Read SEC document
April 02, 2018 Filed May 29, 2018 19:21 UTC GrantCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010828 · rdgdoc.xml · nonDerivative · entry 2

Weinbaum Michael J · CIK 0001324232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,332

F2 · shares: On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person owns a total of 13,332 shares of common stock.

Read SEC document
April 02, 2018 Filed May 29, 2018 19:21 UTC GrantCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010827 · rdgdoc.xml · nonDerivative · entry 2

Van den Bol Emile · CIK 0001500964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,756

F2 · shares: On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person owns a total of 22,756 shares of common stock.

Read SEC document
March 18, 2018 Filed May 29, 2018 19:23 UTC
Carrazza Michael A.Director · CEO & Chairman of the Board · 10% owner
OtherCommon Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010836 · rdgdoc.xml · nonDerivative · entry 3

Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By PNBK Holdings LLC

Disclosed balance after: 2,520,000

F1 · shares: On March 18, 2018, PNBK Holdings LLC ("Holdings"), PNBK Sponsor LLC ("Sponsor"), the Reporting Person (together with Holding and Sponsor, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio.

F2 · ownership.nature: The Reporting Person is the managing member of Sponsor, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings.

Read SEC document
March 18, 2018 Filed May 29, 2018 19:23 UTC OtherCommon Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010835 · rdgdoc.xml · nonDerivative · entry 1

PNBK Sponsor LLC · CIK 0001501923 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By PNBK Holdings LLC

Disclosed balance after: 2,520,000

F1 · shares: On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio.

F2 · ownership.nature: The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings.

Read SEC document
March 01, 2018 Filed May 29, 2018 19:22 UTC
Davis Samuel SEVP and Chief Credit Officer
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010834 · rdgdoc.xml · nonDerivative · entry 1

Davis Samuel S · CIK 0001592770 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104

F1 · shares: On March 1, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 527 shares of the Issuer's common stock which vest annually in equal installments over three years.

Read SEC document
March 01, 2018 Filed May 29, 2018 19:22 UTC
Staudmyer FrederickSecretary and Chief HR Officer
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010833 · rdgdoc.xml · nonDerivative · entry 1

Staudmyer Frederick · CIK 0001626266 · Secretary and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527

F1 · shares: n March 1, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 527 shares of the Issuer's common stock which vest annually in equal installments over three years.

F2 · balance_after: In a Form 3 filed by the Reporting Person on February 18, 2015, it was reported that the Reporting Person owned a total of 50,000 shares of the Issuer's common stock. On March 4, 2015, the Issuer effected a 1-for-10 reverse stock split, reducing the 50,000 shares to 5,000 shares.

Read SEC document
March 01, 2018 Filed May 29, 2018 19:22 UTC
PERILLO JOSEPH DExec VP & CFO
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010832 · rdgdoc.xml · nonDerivative · entry 1

PERILLO JOSEPH D · CIK 0001242325 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

F1 · shares: On March 1, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 527 shares of the Issuer's common stock which vest annually in equal installments over three years.

Read SEC document
March 01, 2018 Filed May 29, 2018 19:22 UTC
Muskus Richard A Jr.Director · President
GrantCommon Stock 877 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010831 · rdgdoc.xml · nonDerivative · entry 2

Muskus Richard A Jr. · CIK 0001626280 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F1 · shares: On March 1, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 877 shares of the Issuer's common stock which vest annually in equal installments over three years.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:09 UTC
Davis Samuel SEVP and Chief Credit Officer
SaleCommon Stock 1,288 $18.80 $24,214.40
Disclosure

SEC source: 0001437749-18-002861 · rdgdoc.xml · nonDerivative · entry 2

Davis Samuel S · CIK 0001592770 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577

F2 · shares: On February 16, 2018, the Reporting Person sold 1,288 shares of the Issuer's common stock on the open market at an average price of $18.80 per share. As of the date of this filing, the Reporting Person directly owns 577 unvested shares.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:09 UTC
Davis Samuel SEVP and Chief Credit Officer
SaleCommon Stock 19 $19.40 $368.60
Disclosure

SEC source: 0001437749-18-002861 · rdgdoc.xml · nonDerivative · entry 1

Davis Samuel S · CIK 0001592770 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

F1 · shares: On February 15, 2018, the Reporting Person sold 19 shares and of the Issuer's common stock on the open market at a price of $19.40 per share.

Read SEC document
January 12, 2018 Filed Feb 7, 2018 21:38 UTC
Carrazza Michael A.Director · CEO & Chairman of the Board · 10% owner
GrantCommon Stock 11,200 $17.85 $199,920.00
Disclosure

SEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 3

Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,431

F3 · shares: On January 12, 2018, the Reporting Person was granted 11,200 shares of restricted common stock of the Issuer, which will vest quarterly in equal installments over a four-year period commencing from January 1, 2018, under the Issuer's 2012 Stock Plan, as amended. As of the date hereof, the Reporting Person directly owned a total of 22,431 shares of common stock of the Issuer.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC OtherCommon Stock 840,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001935 · rdgdoc.xml · nonDerivative · entry 1

PNBK Holdings LLC · CIK 0001501924 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,000

F1 · shares: On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC OtherCommon Stock 815 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001934 · rdgdoc.xml · nonDerivative · entry 2

PNBK Sponsor LLC · CIK 0001501923 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815

F3 · shares: On January 4, 2018, Sponsor received 815 shares of common stock in the In-Kind Distribution.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC OtherCommon Stock 840,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001934 · rdgdoc.xml · nonDerivative · entry 1

PNBK Sponsor LLC · CIK 0001501923 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By PNBK Holdings LLC

Disclosed balance after: 2,195,000

F1 · shares: On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings.

F2 · ownership.nature: PNBK Sponsor LLC ("Sponsor") is the managing member of Holdings; therefore, Sponsor may be deemed to indirectly beneficially own the shares owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC
Carrazza Michael A.Director · CEO & Chairman of the Board · 10% owner
OtherCommon Stock 840,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 4

Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By PNBK Holdings LLC

Disclosed balance after: 2,195,000

F4 · shares: On January 4, 2018, Holdings distributed an aggregate number of 840,000 shares of restricted common stock of the Issuer in the In-Kind Distribution. The Reporting Person is the managing member of PNBK Sponsor LLC, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power.

F4 · ownership.nature: On January 4, 2018, Holdings distributed an aggregate number of 840,000 shares of restricted common stock of the Issuer in the In-Kind Distribution. The Reporting Person is the managing member of PNBK Sponsor LLC, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC
Carrazza Michael A.Director · CEO & Chairman of the Board · 10% owner
OtherCommon Stock 9,781 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 2

Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,231

F2 · shares: On January 4, 2018, the Reporting Person received 9,781 shares of common stock in the In-Kind Distribution.

Read SEC document
January 04, 2018 Filed Feb 7, 2018 21:38 UTC
Carrazza Michael A.Director · CEO & Chairman of the Board · 10% owner
OtherCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 1

Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza

Disclosed balance after: 7,330

F1 · shares: On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of shares of restricted common stock of the Issuer to shareholders of Holdings. Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza received 1,630 shares of common stock in the In-Kind Distribution.

Read SEC document
January 04, 2018 Filed Feb 12, 2018 21:43 UTC OtherCommon Stock 11,411 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002244 · rdgdoc.xml · nonDerivative · entry 1

Van den Bol Emile · CIK 0001500964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,454

F1 · shares: On January 4, 2018, the Reporting Person received 11,411 shares of restricted common stock of the Issuer from PNBK Holdings LLC in an in-kind distribution.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 21:59 UTC
Muskus Richard A Jr.Director · Pres. & Chief Lending Officer
PurchaseCommon Stock 59 $18.05 $1,064.95
Disclosure

SEC source: 0001437749-17-020697 · rdgdoc.xml · nonDerivative · entry 1

Muskus Richard A Jr. · CIK 0001626280 · Director · Pres. & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard A Muskus, Jr. IRA

Disclosed balance after: 59

F1 · shares: On December 14, 2017, the Reporting Person purchased 59 shares of the Issuer's common stock through his IRA account on the open market at a price of $18.05 per share.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:02 UTC
Davis Samuel SEVP and Chief Credit Officer
SaleCommon Stock 1,000 $17.90 $17,900.00
Disclosure

SEC source: 0001437749-17-019747 · rdgdoc.xml · nonDerivative · entry 1

Davis Samuel S · CIK 0001592770 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: On November 20, 2017, the Reporting Person sold 1,000 shares of the Issuer's common stock on the open market at a price of $17.90 per share. As of the date of this filing, the 1,884 shares of common stock that the Reporting Person directly owns include 1,154 unvested shares and 730 vested shares. (The Reporting Person's Form 4 filed on December 28, 2016 included inadvertent typos that as of the date thereof the Reporting Person owned "1,153 vested shares and 1,730 unvested share", which should have been "1,154 unvested shares and 1,730 vested share".

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:28 UTC
Muskus Richard A Jr.Director · Pres. & Chief Lending Officer
SaleCommon Stock 549 $16.45 $9,031.05
Disclosure

SEC source: 0001437749-17-015209 · rdgdoc.xml · nonDerivative · entry 1

Muskus Richard A Jr. · CIK 0001626280 · Director · Pres. & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

F1 · shares: On August 22, 2017, the Reporting Person sold a total of 549 shares of the Issuer's common stock on the open market at a price of $16.45 per share.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 20:18 UTC
Muskus Richard A Jr.Director · Pres. & Chief Lending Officer
SaleCommon Stock 200 $17.05 $3,410.00
Disclosure

SEC source: 0001437749-17-014714 · rdgdoc.xml · nonDerivative · entry 3

Muskus Richard A Jr. · CIK 0001626280 · Director · Pres. & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076

F3 · shares: On August 14, 2017, the Reporting Person sold 200 shares of the Issuer's common stock on the open market at a price of $17.05 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.