Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATRIOT NATIONAL BANCORP INCPNBK · Entity 6625 | 10% owner | March 18, 2018 | May 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATRIOT NATIONAL BANCORP INC
Report date March 18, 2018 · Filed May 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy PNBK Holdings LLC | 2,520,000 |
Reported balance
After 2018-03-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-03-18 · Other · Acquired 325,000 · Balance 2,520,000 F1: On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio. F2: The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings. |
| Common StockSEC Table I · non-derivative | Direct | 815 |
Reported balance
Holding disclosure · report date 2018-03-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 815 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio.
F2: The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2018 Filed May 29, 2018 19:23 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-010835 · rdgdoc.xml · nonDerivative · entry 1 PNBK Sponsor LLC · CIK 0001501923 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,520,000 F1 · shares: On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio. F2 · ownership.nature: The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings. Read SEC document |
| January 04, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001934 · rdgdoc.xml · nonDerivative · entry 2 PNBK Sponsor LLC · CIK 0001501923 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815 F3 · shares: On January 4, 2018, Sponsor received 815 shares of common stock in the In-Kind Distribution. Read SEC document |
| January 04, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 840,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001934 · rdgdoc.xml · nonDerivative · entry 1 PNBK Sponsor LLC · CIK 0001501923 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,195,000 F1 · shares: On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings. F2 · ownership.nature: PNBK Sponsor LLC ("Sponsor") is the managing member of Holdings; therefore, Sponsor may be deemed to indirectly beneficially own the shares owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.