Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATRIOT NATIONAL BANCORP INCPNBK · Entity 6625 | Director · Chairman of the Board | May 13, 2025 | May 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATRIOT NATIONAL BANCORP INC
Report date May 13, 2025 · Filed May 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Solaia Capital Holdings LLC | 865,990 |
Reported balance
After 2025-05-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-13 · Purchase · Acquired 865,990 · Balance 865,990 F1: On May 13, 2025, Solaia Capital Holdings LLC purchased the outstanding principal balance and accrued unpaid interest of $649,492.84 of a 8.50% Fixed Rate Senior Note Due January 15, 2026 previously issued by the Issuer and converted it into 865,990 shares of Common Stock at $0.75 per share. F2: As the manager of Solaia Capital Holdings LLC, the Reporting Person has voting and dispositive power over the shares held by Solaia Capital Holdings LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza | 12,221 |
Reported balance
Holding disclosure · report date 2025-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,221 |
| Common StockSEC Table I · non-derivative | Direct | 55,033 |
Reported balance
Holding disclosure · report date 2025-05-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 55,033 |
Filing footnotes · ownership attribution and instrument terms
F1: On May 13, 2025, Solaia Capital Holdings LLC purchased the outstanding principal balance and accrued unpaid interest of $649,492.84 of a 8.50% Fixed Rate Senior Note Due January 15, 2026 previously issued by the Issuer and converted it into 865,990 shares of Common Stock at $0.75 per share.
F2: As the manager of Solaia Capital Holdings LLC, the Reporting Person has voting and dispositive power over the shares held by Solaia Capital Holdings LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2025 Filed May 15, 2025 19:50 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | PurchaseCommon Stock | 865,990 | $0.75 | $649,492.50 |
DisclosureSEC source: 0001628280-25-025842 · wk-form4_1747338620.xml · nonDerivative · entry 1 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By Solaia Capital Holdings LLC Disclosed balance after: 865,990 F1 · balance_after: On May 13, 2025, Solaia Capital Holdings LLC purchased the outstanding principal balance and accrued unpaid interest of $649,492.84 of a 8.50% Fixed Rate Senior Note Due January 15, 2026 previously issued by the Issuer and converted it into 865,990 shares of Common Stock at $0.75 per share. F2 · ownership.nature: As the manager of Solaia Capital Holdings LLC, the Reporting Person has voting and dispositive power over the shares held by Solaia Capital Holdings LLC. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 6 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,033 F6 · shares: Sponsor transferred 815 shares of common stock to the Reporting Person on March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 31,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 5 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,218 F5 · shares: The Reporting Person received its pro rata allocation of 31,787 shares of common stock in the March 2021 In-Kind Distribution. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 4,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 4 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza Disclosed balance after: 12,221 F4 · shares: Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza received its pro rata allocation of 4,890 shares of common stock in the March 2021 In-Kind Distribution. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 2,237,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 3 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 0 F3 · shares: On March 31, 2021, Holdings made a pro-rata in-kind distribution of a total of 2,237,535 shares of common stock of the Issuer (the "March 2021 In-Kind Distribution"). Following such distribution, Holdings no longer owns any shares of the Issuer. F1 · ownership.nature: The Reporting Person is the managing member of PNBK Sponsor LLC ("Sponsor"), which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Sponsor and Holdings. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 1 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Sponsor LLC Disclosed balance after: 0 F6 · shares: Sponsor transferred 815 shares of common stock to the Reporting Person on March 31, 2021. F1 · ownership.nature: The Reporting Person is the managing member of PNBK Sponsor LLC ("Sponsor"), which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Sponsor and Holdings. Read SEC document |
| January 22, 2021 Filed Apr 2, 2021 20:39 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 256,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008122 · rdgdoc.xml · nonDerivative · entry 2 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,237,535 F2 · shares: On January 22, 2021, Holdings made an in-kind distribution of 256,629 shares of restricted common stock of the Issuer. F1 · ownership.nature: The Reporting Person is the managing member of PNBK Sponsor LLC ("Sponsor"), which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Sponsor and Holdings. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 21:08 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 25,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-021289 · rdgdoc.xml · nonDerivative · entry 4 Carrazza Michael A. · CIK 0001498203 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,494,164 F2 · shares: On October 15, 2020, Holdings commenced an in-kind distribution of 25,836 shares of restricted common stock of the Issuer. F1 · ownership.nature: The Reporting Person is the managing member of PNBK Sponsor LLC ("Sponsor"), which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Sponsor and Holdings. Read SEC document |
| March 18, 2018 Filed May 29, 2018 19:23 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-010836 · rdgdoc.xml · nonDerivative · entry 3 Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,520,000 F1 · shares: On March 18, 2018, PNBK Holdings LLC ("Holdings"), PNBK Sponsor LLC ("Sponsor"), the Reporting Person (together with Holding and Sponsor, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio. F2 · ownership.nature: The Reporting Person is the managing member of Sponsor, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings. Read SEC document |
| January 12, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | GrantCommon Stock | 11,200 | $17.85 | $199,920.00 |
DisclosureSEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 3 Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,431 F3 · shares: On January 12, 2018, the Reporting Person was granted 11,200 shares of restricted common stock of the Issuer, which will vest quarterly in equal installments over a four-year period commencing from January 1, 2018, under the Issuer's 2012 Stock Plan, as amended. As of the date hereof, the Reporting Person directly owned a total of 22,431 shares of common stock of the Issuer. Read SEC document |
| January 04, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 840,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 4 Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By PNBK Holdings LLC Disclosed balance after: 2,195,000 F4 · shares: On January 4, 2018, Holdings distributed an aggregate number of 840,000 shares of restricted common stock of the Issuer in the In-Kind Distribution. The Reporting Person is the managing member of PNBK Sponsor LLC, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power. F4 · ownership.nature: On January 4, 2018, Holdings distributed an aggregate number of 840,000 shares of restricted common stock of the Issuer in the In-Kind Distribution. The Reporting Person is the managing member of PNBK Sponsor LLC, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings. The number of shares reported hereunder does not include 325,000 shares owned by Holdings with respect to which Fabrizio Bentivoglio has sole voting and dispositive power. Read SEC document |
| January 04, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 9,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 2 Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,231 F2 · shares: On January 4, 2018, the Reporting Person received 9,781 shares of common stock in the In-Kind Distribution. Read SEC document |
| January 04, 2018 Filed Feb 7, 2018 21:38 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | OtherCommon Stock | 1,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001933 · rdgdoc.xml · nonDerivative · entry 1 Carrazza Michael A. · CIK 0001498203 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza Disclosed balance after: 7,330 F1 · shares: On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution (the "In-Kind Distribution") of shares of restricted common stock of the Issuer to shareholders of Holdings. Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza received 1,630 shares of common stock in the In-Kind Distribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.