Tapewire

Nasdaq · USD

PMTS

CPI Card Group Inc.

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Tapewire entity
5850
SEC CIK
0001641614
Parsed reports
473

Last 12 months

Inside the activity.

9 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202600
Jul 202600
Aug 202600
Sep 202651
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011923 · form4.xml · derivative · entry 4

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
LOWE JOHNDirector · President and CEO
GrantRestricted Stock Units · Derivative 14,297 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011923 · form4.xml · derivative · entry 3

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,297

Underlying: Common Stock · 14,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
LOWE JOHNDirector · President and CEO
Tax withholdingCommon Stock 362 $26.19 $9,480.78
Disclosure

SEC source: 0001062993-24-011923 · form4.xml · nonDerivative · entry 2

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,504

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionCommon Stock 821 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011923 · form4.xml · nonDerivative · entry 1

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:10 UTC Exercise / conversionRestricted Stock Units · Derivative 820 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011930 · form4.xml · derivative · entry 3

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:10 UTC GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011930 · form4.xml · derivative · entry 2

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:10 UTC Exercise / conversionCommon Stock 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011930 · form4.xml · nonDerivative · entry 1

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 820 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011920 · form4.xml · derivative · entry 4

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011920 · form4.xml · derivative · entry 3

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionCommon Stock 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011920 · form4.xml · nonDerivative · entry 1

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:11 UTC
FUREY THOMASDirector
Exercise / conversionRestricted Stock Units · Derivative 820 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011932 · form4.xml · derivative · entry 3

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:11 UTC
FUREY THOMASDirector
GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011932 · form4.xml · derivative · entry 2

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:11 UTC
FUREY THOMASDirector
Exercise / conversionCommon Stock 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011932 · form4.xml · nonDerivative · entry 1

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 820 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011922 · form4.xml · derivative · entry 3

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011922 · form4.xml · derivative · entry 2

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionCommon Stock 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011922 · form4.xml · nonDerivative · entry 1

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC
Williams Sarah ElizabethChief Technology Officer
GrantRestricted Stock Units · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907

Underlying: Common Stock · 907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC
Williams Sarah ElizabethChief Technology Officer
Tax withholdingCommon Stock 73 $26.19 $1,911.87
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,205

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionCommon Stock 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:08 UTC
Mallela RaviDirector
GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011928 · form4.xml · derivative · entry 1

Mallela Ravi · CIK 0001751947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F1 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Exercise / conversionRestricted Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011926 · form4.xml · derivative · entry 5

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538

Underlying: Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
GrantRestricted Stock Units · Derivative 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011926 · form4.xml · derivative · entry 4

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,144

Underlying: Common Stock · 2,144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Tax withholdingCommon Stock 155 $26.19 $4,059.45
Disclosure

SEC source: 0001062993-24-011926 · form4.xml · nonDerivative · entry 2

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,020

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Exercise / conversionCommon Stock 538 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011926 · form4.xml · nonDerivative · entry 1

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 769 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011925 · form4.xml · derivative · entry 4

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
Hochstadt JeffreyChief Financial Officer
GrantRestricted Stock Units · Derivative 3,595 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011925 · form4.xml · derivative · entry 3

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,595

Underlying: Common Stock · 3,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
Hochstadt JeffreyChief Financial Officer
Tax withholdingCommon Stock 222 $26.19 $5,814.18
Disclosure

SEC source: 0001062993-24-011925 · form4.xml · nonDerivative · entry 2

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,009

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionCommon Stock 769 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011925 · form4.xml · nonDerivative · entry 1

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 820 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011921 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011921 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC Exercise / conversionCommon Stock 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011921 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionRestricted Stock Units · Derivative 3,698 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010720 · form4.xml · derivative · entry 3

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698

Underlying: Common Stock · 3,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 15, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 15, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Tax withholdingCommon Stock 1,072 $25.13 $26,939.36
Disclosure

SEC source: 0001062993-24-010720 · form4.xml · nonDerivative · entry 2

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,643

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionCommon Stock 3,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010720 · form4.xml · nonDerivative · entry 1

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,467 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010721 · form4.xml · derivative · entry 3

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,467

Underlying: Common Stock · 3,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 15, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 15, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Hochstadt JeffreyChief Financial Officer
Tax withholdingCommon Stock 1,005 $25.13 $25,255.65
Disclosure

SEC source: 0001062993-24-010721 · form4.xml · nonDerivative · entry 2

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,462

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 15, 2024 Filed May 17, 2024 23:31 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionCommon Stock 3,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010721 · form4.xml · nonDerivative · entry 1

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
April 05, 2024 Filed Apr 15, 2024 17:51 UTC SaleCommon Stock 244,314 $18.03 $4,404,004.16
Disclosure

SEC source: 0001062993-24-008402 · form4.xml · nonDerivative · entry 1

Parallel49 Equity, ULC · CIK 0001655148 · 10% owner

Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner

Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 6,314,511

F1 · kind: The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated December 6, 2023.

F2 · balance_after: On December 18, 2017, Issuer filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company's Third Amended and Restated Certificate of Incorporation to effect a one-for-five (1-for-5) reverse stock split as of December 20, 2017. The most recent Form 4 filed by Reporting Person dated October 15, 2015 reflected 32,794,131 pre-split shares, allocated to Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP in the amounts of 20,621,843 and 12,172,288, respectively, which equated to 4,124,368 and 2,434,457 post-split shares, respectively, or 6,558,825 post-split shares in the aggregate.

F3 · ownership.nature: 153,631 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,970,737 shares of common stock of the Company. 90,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,343,774 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.

F4 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:35 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionRestricted Stock Units · Derivative 1,379 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007856 · form4.xml · derivative · entry 6

Abbey Donna Renee · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line represents the remaining 50% of the RSUs that were awarded on the March 31, 2022 award date, which vested on the second anniversary of the award date.

F5 · derivative.expiration_date: This line represents the remaining 50% of the RSUs that were awarded on the March 31, 2022 award date, which vested on the second anniversary of the award date.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:35 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007856 · form4.xml · derivative · entry 5

Abbey Donna Renee · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:35 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Tax withholdingCommon Stock 553 $17.86 $9,876.58
Disclosure

SEC source: 0001062993-24-007856 · form4.xml · nonDerivative · entry 3

Abbey Donna Renee · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,017

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:35 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionCommon Stock 1,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007856 · form4.xml · nonDerivative · entry 2

Abbey Donna Renee · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:35 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007856 · form4.xml · nonDerivative · entry 1

Abbey Donna Renee · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007857 · form4.xml · derivative · entry 4

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC
VOLLMER SONYAChief Human Resources Officer
Tax withholdingCommon Stock 65 $17.86 $1,160.90
Disclosure

SEC source: 0001062993-24-007857 · form4.xml · nonDerivative · entry 2

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,498

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionCommon Stock 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007857 · form4.xml · nonDerivative · entry 1

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:34 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 629 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007854 · form4.xml · derivative · entry 4

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:34 UTC
LOWE JOHNDirector · President and CEO
Tax withholdingCommon Stock 313 $17.86 $5,590.18
Disclosure

SEC source: 0001062993-24-007854 · form4.xml · nonDerivative · entry 2

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,045

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:34 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionCommon Stock 629 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007854 · form4.xml · nonDerivative · entry 1

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.