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Nasdaq · USD

PMTS

CPI Card Group Inc.

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Tapewire entity
5850
SEC CIK
0001641614
Parsed reports
473

Last 12 months

Inside the activity.

9 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202600
Jul 202600
Aug 202600
Sep 202651
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,471 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016147 · form4.xml · derivative · entry 5

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Common Stock · 2,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016147 · form4.xml · derivative · entry 4

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,041

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
Hochstadt JeffreyChief Financial Officer
Tax withholdingCommon Stock 1,011 $28.64 $28,955.04
Disclosure

SEC source: 0001062993-24-016147 · form4.xml · nonDerivative · entry 2

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,025

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:42 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionCommon Stock 3,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016147 · form4.xml · nonDerivative · entry 1

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016124 · form4.xml · derivative · entry 3

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

F4 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the 12 month anniversary of the award date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC Exercise / conversionCommon Stock 1,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016124 · form4.xml · nonDerivative · entry 1

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,977 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 5

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,948

Underlying: Common Stock · 1,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
Williams Sarah ElizabethChief Technology Officer
Tax withholdingCommon Stock 584 $28.64 $16,725.76
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,307

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionCommon Stock 2,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:25 UTC
Thompson AnntoinetteEVP, Debit & Credit Solutions
GrantRestricted Stock Units · Derivative 1,859 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016141 · form4.xml · derivative · entry 3

Thompson Anntoinette · CIK 0002032190 · EVP, Debit & Credit Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859

Underlying: Common Stock · 1,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:58 UTC
Oleson LisaDirector
GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016136 · form4.xml · derivative · entry 1

Oleson Lisa · CIK 0002024079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:25 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
GrantRestricted Stock Units · Derivative 712 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016139 · form4.xml · derivative · entry 3

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712

Underlying: Common Stock · 712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:42 UTC
VOLLMER SONYAChief Human Resources Officer
GrantRestricted Stock Units · Derivative 991 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016151 · form4.xml · derivative · entry 3

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 991

Underlying: Common Stock · 991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:25 UTC
LOWE JOHNDirector · President and CEO
GrantRestricted Stock Units · Derivative 12,393 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016142 · form4.xml · derivative · entry 3

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,393

Underlying: Common Stock · 12,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:51 UTC GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016126 · form4.xml · derivative · entry 2

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:37 UTC GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016145 · form4.xml · derivative · entry 3

Riley H Sanford · CIK 0001317406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:52 UTC
FUREY THOMASDirector
GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016125 · form4.xml · derivative · entry 2

Furey Thomas M · CIK 0001360631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:24 UTC GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016137 · form4.xml · derivative · entry 2

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:52 UTC
O'LEARY MARGARETEVP, Prepaid & Digital Solut.
GrantRestricted Stock Units · Derivative 1,859 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016150 · form4.xml · derivative · entry 4

O'Leary Margaret Elizabeth · CIK 0001957887 · EVP, Prepaid & Digital Solut.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859

Underlying: Common Stock · 1,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:42 UTC
Hochstadt JeffreyChief Financial Officer
GrantRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016147 · form4.xml · derivative · entry 3

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Common Stock · 3,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:35 UTC GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016124 · form4.xml · derivative · entry 2

Peters Nicholas A · CIK 0001654770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:35 UTC
Williams Sarah ElizabethChief Technology Officer
GrantRestricted Stock Units · Derivative 786 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:24 UTC
Mallela RaviDirector
GrantRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016128 · form4.xml · derivative · entry 1

Mallela Ravi · CIK 0001751947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F1 · security: This line represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: The 924 RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 22:13 UTC PurchaseCommon Stock 2,000 $25.26 $50,520.00
Disclosure

SEC source: 0001062993-24-014794 · form4.xml · nonDerivative · entry 1

SHEINBAUM MARC · CIK 0001605873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,390

Read SEC document
July 05, 2024 Filed Jul 16, 2024 00:18 UTC SaleCommon Stock 120,534 $18.23 $2,197,093.75
Disclosure

SEC source: 0001062993-24-013824 · form4.xml · nonDerivative · entry 1

Parallel49 Equity, ULC · CIK 0001655148 · 10% owner

Tricor Pacific Capital Partners (Fund IV) U.S., LP · CIK 0001655154 · 10% owner

Tricor Pacific Capital Partners (Fund IV), LP · CIK 0001655155 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 6,193,977

F1 · kind: The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated March 11, 2024.

F2 · ownership.nature: 75,795 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,894,942 shares of common stock of the Company. 44,739 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,299,035 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.

F3 · ownership.nature: Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,187 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012373 · form4.xml · derivative · entry 3

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,368

Underlying: Common Stock · 1,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
VOLLMER SONYAChief Human Resources Officer
Tax withholdingCommon Stock 404 $27.65 $11,170.60
Disclosure

SEC source: 0001062993-24-012373 · form4.xml · nonDerivative · entry 2

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,460

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionCommon Stock 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012373 · form4.xml · nonDerivative · entry 1

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,404 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012371 · form4.xml · derivative · entry 3

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,802

Underlying: Common Stock · 3,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
LOWE JOHNDirector · President and CEO
Tax withholdingCommon Stock 1,498 $27.65 $41,419.70
Disclosure

SEC source: 0001062993-24-012371 · form4.xml · nonDerivative · entry 2

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,410

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
LOWE JOHNDirector · President and CEO
Exercise / conversionCommon Stock 3,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012371 · form4.xml · nonDerivative · entry 1

Lowe John Daniel · CIK 0001744970 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,396

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC
Williams Sarah ElizabethChief Technology Officer
Tax withholdingCommon Stock 408 $27.65 $11,281.20
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,497

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC
Williams Sarah ElizabethChief Technology Officer
Exercise / conversionCommon Stock 1,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Exercise / conversionRestricted Stock Units · Derivative 2,231 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012372 · form4.xml · derivative · entry 4

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,458

Underlying: Common Stock · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Tax withholdingCommon Stock 642 $27.65 $17,751.30
Disclosure

SEC source: 0001062993-24-012372 · form4.xml · nonDerivative · entry 2

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,609

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:18 UTC
O'LEARY MARGARETSVP, Prepaid, Chf Dev/Dig Off
Exercise / conversionCommon Stock 2,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012372 · form4.xml · nonDerivative · entry 1

O'Leary Margaret Elizabeth · CIK 0001957887 · SVP, Prepaid, Chf Dev/Dig Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,125 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012370 · form4.xml · derivative · entry 3

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,246

Underlying: Common Stock · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
Hochstadt JeffreyChief Financial Officer
Tax withholdingCommon Stock 611 $27.65 $16,894.15
Disclosure

SEC source: 0001062993-24-012370 · form4.xml · nonDerivative · entry 2

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,523

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:17 UTC
Hochstadt JeffreyChief Financial Officer
Exercise / conversionCommon Stock 2,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012370 · form4.xml · nonDerivative · entry 1

Hochstadt Jeffrey A. · CIK 0001977773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:10 UTC
Oleson LisaDirector
GrantRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011931 · form4.xml · derivative · entry 1

Oleson Lisa · CIK 0002024079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: The 1,067 RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011924 · form4.xml · derivative · entry 4

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
GrantRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011924 · form4.xml · derivative · entry 3

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822

Underlying: Common Stock · 822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Tax withholdingCommon Stock 80 $26.19 $2,095.20
Disclosure

SEC source: 0001062993-24-011924 · form4.xml · nonDerivative · entry 2

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,840

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:01 UTC
Carmignani Donna AbbeyController & Chief Acct. Off.
Exercise / conversionCommon Stock 277 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011924 · form4.xml · nonDerivative · entry 1

Carmignani Donna Abbey · CIK 0001920923 · Controller & Chief Acct. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 286 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011927 · form4.xml · derivative · entry 4

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286

Underlying: Common Stock · 286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
VOLLMER SONYAChief Human Resources Officer
GrantRestricted Stock Units · Derivative 1,143 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011927 · form4.xml · derivative · entry 3

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
VOLLMER SONYAChief Human Resources Officer
Tax withholdingCommon Stock 107 $26.19 $2,802.33
Disclosure

SEC source: 0001062993-24-011927 · form4.xml · nonDerivative · entry 2

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,677

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:04 UTC
VOLLMER SONYAChief Human Resources Officer
Exercise / conversionCommon Stock 286 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011927 · form4.xml · nonDerivative · entry 1

Vollmer Sonya · CIK 0001903398 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.