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PMT

PennyMac Mortgage Investment Trust

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Tapewire entity
899
SEC CIK
0001464423
Parsed reports
440

Last 12 months

Inside the activity.

3 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 23:25 UTC
Grogin JeffreyCALO and Secretary
SaleCommon Shares of Beneficial Interest 1,538 $17.30 $26,603.40
Disclosure

SEC source: 0001127602-18-009202 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · CALO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,782

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 13,977 restricted share units and 18,805 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:20 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 3,653 $17.30 $63,210.42
Disclosure

SEC source: 0001127602-18-009198 · form4.xml · nonDerivative · entry 2

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,054

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 13,977 restricted share units and 3,077 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:20 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 1,760 $17.29 $30,433.04
Disclosure

SEC source: 0001127602-18-009198 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 13,977 restricted share units and 6,730 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:54 UTC SaleCommon Shares of Beneficial Interest 1,116 $17.16 $19,150.56
Disclosure

SEC source: 0001127602-18-008842 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,630

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 8,838 restricted share units and 13,792 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:52 UTC SaleCommon Shares of Beneficial Interest 950 $17.16 $16,302.00
Disclosure

SEC source: 0001127602-18-008840 · form4.xml · nonDerivative · entry 1

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 8,838 restricted share units and 14,495 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 2,000 $17.11 $34,219.80
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 7

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,966

F7 · balance_after: The reported amount consists of 11,213 restricted share units and 49,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $17.25 $17,249.10
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 6

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,966

F6 · balance_after: The reported amount consists of 11,213 restricted share units and 47,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $17.21 $17,209.90
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 5

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,966

F5 · balance_after: The reported amount consists of 11,213 restricted share units and 46,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $17.10 $17,100.00
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 4

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,966

F4 · balance_after: The reported amount consists of 11,213 restricted share units and 45,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $17.43 $17,430.00
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 3

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,966

F3 · balance_after: The reported amount consists of 11,213 restricted share units and 44,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $17.35 $17,350.00
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 2

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,966

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 43,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC PurchaseCommon Shares of Beneficial Interest 1,180 $17.24 $20,343.20
Disclosure

SEC source: 0001127602-18-007806 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,966

F1 · balance_after: The reported amount consists of 11,213 restricted share units and 42,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:14 UTC PurchaseCommon Shares of Beneficial Interest 500 $17.05 $8,525.00
Disclosure

SEC source: 0001127602-18-006714 · form4.xml · nonDerivative · entry 3

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,786

F3 · balance_after: The reported amount consists of 11,213 restricted share units and 41,573 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:14 UTC PurchaseCommon Shares of Beneficial Interest 100 $16.99 $1,699.00
Disclosure

SEC source: 0001127602-18-006714 · form4.xml · nonDerivative · entry 2

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,286

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 41,073 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:14 UTC PurchaseCommon Shares of Beneficial Interest 648 $16.86 $10,925.28
Disclosure

SEC source: 0001127602-18-006714 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,186

F1 · balance_after: The reported amount consists of 11,213 restricted share units and 40,973 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 13, 2018 Filed Feb 16, 2018 17:16 UTC PurchaseCommon Shares of Beneficial Interest 2,651 $16.86 $44,706.46
Disclosure

SEC source: 0001127602-18-006720 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 2,651

Read SEC document
October 18, 2017 Filed Oct 19, 2017 21:14 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 18,750 $16.91 $317,043.75
Disclosure

SEC source: 0001127602-17-030078 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,341

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.955. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 83,135 restricted share units and 113,206 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
October 11, 2017 Filed Oct 12, 2017 20:53 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 18,750 $17.39 $326,096.25
Disclosure

SEC source: 0001127602-17-029787 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,091

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.33 to $17.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 83,135 restricted share units and 131,956 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:35 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 18,750 $17.61 $330,180.00
Disclosure

SEC source: 0001127602-17-029513 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,841

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.53 to $17.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 83,135 restricted share units and 150,706 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:07 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 18,750 $17.40 $326,205.00
Disclosure

SEC source: 0001127602-17-028518 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,591

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.27 to $17.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 83,135 restricted share units and 169,456 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 30, 2017 Filed Feb 14, 2018 16:57 UTC GiftCommon Shares of Beneficial Interest 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006088 · form5.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,118

F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children.

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 11,905 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 21:18 UTC SaleCommon Shares of Beneficial Interest 1,378 $17.51 $24,128.78
Disclosure

SEC source: 0001127602-17-020824 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,538

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 40,325 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:12 UTC
Hendry Gregory LChief Accounting Officer
SaleCommon Shares of Beneficial Interest 525 $17.73 $9,308.25
Disclosure

SEC source: 0001127602-17-020820 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,206

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 5,770 restricted share units and 8,436 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:41 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,862 $17.65 $32,855.92
Disclosure

SEC source: 0001127602-17-020802 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,569

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 33,359 restricted share units and 54,210 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:15 UTC SaleCommon Shares of Beneficial Interest 647 $17.73 $11,471.31
Disclosure

SEC source: 0001127602-17-020822 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 12,533 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:38 UTC
Chang Andrew SChief Financial Officer
SaleCommon Shares of Beneficial Interest 1,937 $17.64 $34,177.01
Disclosure

SEC source: 0001127602-17-020800 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,826

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.60 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 23,787 restricted share units and 52,039 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:56 UTC
Walker David MChief Risk Officer
SaleCommon Shares of Beneficial Interest 1,862 $17.65 $32,860.95
Disclosure

SEC source: 0001127602-17-020814 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,671

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 22,465 restricted share units and 51,206 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:09 UTC SaleCommon Shares of Beneficial Interest 551 $17.73 $9,769.23
Disclosure

SEC source: 0001127602-17-020818 · form4.xml · nonDerivative · entry 1

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,283

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 11,213 restricted share units and 13,070 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:52 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 8,235 $17.59 $144,868.47
Disclosure

SEC source: 0001127602-17-020810 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,341

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.54 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 83,135 restricted share units and 188,206 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:49 UTC SaleCommon Shares of Beneficial Interest 1,676 $17.65 $29,573.19
Disclosure

SEC source: 0001127602-17-020807 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,896

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 22,466 restricted share units and 25,430 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:44 UTC
Grogin JeffreyCALO and Secretary
SaleCommon Shares of Beneficial Interest 1,862 $17.65 $32,856.29
Disclosure

SEC source: 0001127602-17-020804 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · CALO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,320

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 22,466 restricted share units and 11,854 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:35 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 3,725 $17.63 $65,670.63
Disclosure

SEC source: 0001127602-17-020798 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,467

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.57 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 22,467 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:46 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,625 $17.64 $28,665.00
Disclosure

SEC source: 0001127602-17-018509 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,431

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 37,084 restricted share units and 52,347 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:41 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 3,250 $17.61 $57,217.88
Disclosure

SEC source: 0001127602-17-018503 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,192

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.56 to $17.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 26,192 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:43 UTC
Chang Andrew SChief Financial Officer
SaleCommon Shares of Beneficial Interest 1,690 $17.64 $29,811.60
Disclosure

SEC source: 0001127602-17-018507 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,763

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 27,512 restricted share units and 50,251 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:53 UTC
Walker David MChief Risk Officer
SaleCommon Shares of Beneficial Interest 1,625 $17.64 $28,665.00
Disclosure

SEC source: 0001127602-17-018517 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,533

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 26,190 restricted share units and 49,343 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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May 15, 2017 Filed May 17, 2017 20:51 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 7,200 $17.63 $126,964.80
Disclosure

SEC source: 0001127602-17-018515 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,576

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.56 to $17.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 96,860 restricted share units and 182,716 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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May 15, 2017 Filed May 17, 2017 20:49 UTC
Grogin JeffreyCALO and Secretary
SaleCommon Shares of Beneficial Interest 1,625 $17.64 $28,665.00
Disclosure

SEC source: 0001127602-17-018512 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · CALO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 26,191 restricted share units and 9,991 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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March 27, 2017 Filed Mar 29, 2017 21:30 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 3,076 $16.90 $51,984.40
Disclosure

SEC source: 0001127602-17-013191 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,442

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 29,442 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 27, 2017 Filed Feb 28, 2017 18:25 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,538 $16.88 $25,961.44
Disclosure

SEC source: 0001127602-17-008984 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,056

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 40,334 restricted share units and 50,722 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 27, 2017 Filed Feb 28, 2017 23:23 UTC SaleCommon Shares of Beneficial Interest 1,358 $16.88 $22,923.04
Disclosure

SEC source: 0001127602-17-008982 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,916

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 12,591 restricted share units and 40,325 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 27, 2017 Filed Mar 1, 2017 22:09 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 2,910 $16.87 $49,105.96
Disclosure

SEC source: 0001127602-17-009315 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,776

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 108,860 restricted share units and 177,916 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 27, 2017 Filed Mar 1, 2017 22:09 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 4,226 $16.88 $71,350.94
Disclosure

SEC source: 0001127602-17-009315 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,686

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 108,860 restricted share units and 180,826 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 23:48 UTC
Hendry Gregory LChief Accounting Officer
SaleCommon Shares of Beneficial Interest 527 $16.94 $8,929.59
Disclosure

SEC source: 0001127602-17-008769 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,731

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.91 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 7,020 restricted share units and 7,711 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 23:48 UTC
Hendry Gregory LChief Accounting Officer
SaleCommon Shares of Beneficial Interest 433 $16.95 $7,340.04
Disclosure

SEC source: 0001127602-17-008769 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,258

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.91 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 7,020 restricted share units and 8,238 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 18:36 UTC
Fartaj VandadChief Investment Officer
SaleCommon Shares of Beneficial Interest 1,826 $16.88 $30,823.06
Disclosure

SEC source: 0001127602-17-008742 · form4.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,594

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 40,334 restricted share units and 52,260 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 23:45 UTC SaleCommon Shares of Beneficial Interest 638 $16.93 $10,802.68
Disclosure

SEC source: 0001127602-17-008762 · form4.xml · nonDerivative · entry 3

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,393

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $16.86 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F6 · balance_after: The reported amount consists of 12,591 restricted share units and 11,802 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 18:46 UTC
Walker David MChief Risk Officer
SaleCommon Shares of Beneficial Interest 1,826 $16.88 $30,821.60
Disclosure

SEC source: 0001127602-17-008764 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,158

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 29,440 restricted share units and 47,718 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 18:35 UTC
Chang Andrew SChief Financial Officer
SaleCommon Shares of Beneficial Interest 1,899 $16.87 $32,043.16
Disclosure

SEC source: 0001127602-17-008740 · form4.xml · nonDerivative · entry 2

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,453

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.82 to $16.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 30,762 restricted share units and 48,691 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2017 Filed Feb 27, 2017 23:31 UTC SaleCommon Shares of Beneficial Interest 2,375 $17.03 $40,446.25
Disclosure

SEC source: 0001127602-17-008734 · form4.xml · nonDerivative · entry 2

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,274

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · balance_after: The reported amount consists of 12,591 restricted share units and 41,683 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.