Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PennyMac Mortgage Investment Trust
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 24,453 |
Reported balance
After 2023-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-28 · Grant · Acquired 8,058 · Balance 24,453 F1: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2: The reported amount consists of 11,264 restricted share units and 13,189 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectMarianne E Sullivan Revocable Trust | 40,550 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,550 |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectOptimX Advisors 401K | 21,940 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,940 |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectRoth Contributory IRA | 8,050 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,050 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
F2: The reported amount consists of 11,264 restricted share units and 13,189 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2023 Filed Mar 2, 2023 21:12 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 8,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008526 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453 F1 · shares: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 11,264 restricted share units and 13,189 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:28 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 10,340 | $14.25 | $147,345.00 |
DisclosureSEC source: 0001127602-23-004091 · form4.xml · nonDerivative · entry 2 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · OptimX Advisors 401K Disclosed balance after: 21,940 Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:28 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 9,900 | $14.00 | $138,600.00 |
DisclosureSEC source: 0001127602-23-004091 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · OptimX Advisors 401K Disclosed balance after: 11,600 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:47 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007500 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,395 F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 13,116 restricted share units and 3,279 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:38 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 7,600 | $15.08 | $114,607.24 |
DisclosureSEC source: 0001127602-22-007190 · form4.xml · nonDerivative · entry 2 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 40,550 Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:38 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 8,050 | $14.97 | $120,507.70 |
DisclosureSEC source: 0001127602-22-007190 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth Contributory IRA Disclosed balance after: 8,050 Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 19:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 42,651 | $20.55 | $876,478.05 |
DisclosureSEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 4 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual Retirement Account Disclosed balance after: 0 Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 19:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 5,600 | $20.50 | $114,800.00 |
DisclosureSEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 3 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth Contributory IRA Disclosed balance after: 0 Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 19:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 14,127 | $20.50 | $289,603.50 |
DisclosureSEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 2 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 32,950 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 19:36 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 7,583 | $20.17 | $152,949.11 |
DisclosureSEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691 F1 · balance_after: The reported amount consists of 9,691 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 16:55 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006803 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,274 F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 12,755 restricted share units and 4,519 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:26 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 3,829 | $17.30 | $66,241.70 |
DisclosureSEC source: 0001127602-20-025560 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,917 F1 · balance_after: The reported amount consists of 9,583 restricted share units and 2,334 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 1,700 | $6.78 | $11,532.46 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 12 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · OptimX Advisors 401K Disclosed balance after: 1,700 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 5,600 | $6.91 | $38,696.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 11 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth Contributory IRA Disclosed balance after: 5,600 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 100 | $5.09 | $509.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 10 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual Retirement Account Disclosed balance after: 42,651 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 14,900 | $5.10 | $75,990.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 9 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual Retirement Account Disclosed balance after: 42,551 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 25,000 | $6.75 | $168,750.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 8 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual Retirement Account Disclosed balance after: 27,651 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 7,950 | $6.54 | $51,993.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 7 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 47,077 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 10,000 | $6.56 | $65,600.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 6 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 39,127 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 100 | $7.05 | $705.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 5 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 29,127 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 179 | $7.05 | $1,261.93 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 4 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 29,027 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 4,597 | $7.03 | $32,316.91 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 3 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 28,848 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 5,124 | $7.03 | $35,996.10 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 2 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 24,251 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:22 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 10,000 | $7.50 | $75,000.00 |
DisclosureSEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 19,127 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 17:46 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009665 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,746 F1 · shares: The Reporting Person was granted 4,259 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 11,228 restricted share units and 4,518 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 15:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005968 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,487 F1 · shares: The Reporting Person was granted 4,481 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 10,797 restricted share units and 690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 14:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 125 | $19.96 | $2,494.38 |
DisclosureSEC source: 0001127602-18-026634 · form4.xml · nonDerivative · entry 2 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 9,127 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 14:21 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 2,890 | $19.95 | $57,664.17 |
DisclosureSEC source: 0001127602-18-026634 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 9,002 Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 18:26 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 6,112 | $17.67 | $107,999.04 |
DisclosureSEC source: 0001127602-18-012322 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Marianne E Sullivan Revocable Trust Disclosed balance after: 6,112 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:06 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011449 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,006 F1 · shares: The Reporting Person was granted 4,934 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 7,006 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 16, 2018 17:16 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 2,651 | $16.86 | $44,706.46 |
DisclosureSEC source: 0001127602-18-006720 · form4.xml · nonDerivative · entry 1 Sullivan Marianne · CIK 0001717888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual Retirement Account Disclosed balance after: 2,651 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.