Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director | March 12, 2024 | March 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PennyMac Mortgage Investment Trust
Report date March 12, 2024 · Filed March 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 58,571 |
Reported balance
After 2024-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-12 · Grant · Acquired 7,660 · Balance 58,571 F1: The Reporting Person was granted 7,660 restricted share units in connection with his service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2: The reported amount consists of 7,660 restricted share units and 50,911 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectRandall and Maureen Hadley Family 2001 Trust | 18,000 |
Reported balance
Holding disclosure · report date 2024-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 7,660 restricted share units in connection with his service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
F2: The reported amount consists of 7,660 restricted share units and 50,911 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2024 Filed Mar 14, 2024 17:58 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 7,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-010168 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,571 F1 · shares: The Reporting Person was granted 7,660 restricted share units in connection with his service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 7,660 restricted share units and 50,911 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 19:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018206 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,911 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 9,844 restricted share units and 41,067 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:04 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 8,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008518 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,911 F1 · shares: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 11,264 restricted share units and 40,647 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| June 09, 2022 Filed Feb 7, 2023 20:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003881 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,853 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 11,696 restricted share units and 32,157 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:45 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 6,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007498 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,853 F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 13,116 restricted share units and 41,737 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| July 22, 2021 Filed Feb 14, 2022 20:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004927 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,149 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 9,691 restricted share units and 38,458 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 16:48 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006784 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,149 F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 12,755 restricted share units and 36,394 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| July 20, 2020 Filed Feb 10, 2021 18:08 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005021 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,792 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 8,892 restricted share units and 34,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:27 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 2,800 | $5.83 | $16,323.72 |
DisclosureSEC source: 0001127602-20-011570 · form4.xml · nonDerivative · entry 2 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,792 F2 · balance_after: The reported amount consists of 8,892 restricted share units and 35,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:27 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | PurchaseCommon Shares of Beneficial Interest | 7,200 | $5.81 | $41,832.00 |
DisclosureSEC source: 0001127602-20-011570 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,992 F1 · balance_after: The reported amount consists of 8,892 restricted share units and 33,100 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 18:41 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009691 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,792 F1 · shares: The Reporting Person was granted 4,259 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 10,537 restricted share units and 24,255 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| July 15, 2019 Filed Feb 12, 2020 16:47 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005086 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,533 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 7,980 restricted share units and 22,553 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 15:35 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005964 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,533 F1 · shares: The Reporting Person was granted 4,481 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 15,194 restricted share units and 16,339 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| July 17, 2018 Filed Feb 12, 2019 19:32 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005504 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,052 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 10,713 restricted share units and 16,339 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 17:59 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011442 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,052 F1 · shares: The Reporting Person was granted 4,934 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 10,713 restricted share units and 17,339 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| June 30, 2017 Filed Feb 14, 2018 16:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006088 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,118 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 11,213 restricted share units and 11,905 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:47 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008766 · form4.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,118 F1 · shares: The Reporting Person was granted 5,105 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 12,591 restricted share units and 11,527 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| June 04, 2016 Filed Feb 13, 2017 17:51 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GiftCommon Shares of Beneficial Interest | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005556 · form5.xml · nonDerivative · entry 1 Hadley Randall D. · CIK 0001469168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,013 F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children. F2 · balance_after: The reported amount consists of 11,219 restricted share units and 7,794 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.