Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.34 | $58,465.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 8 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,131 Read SEC document |
| September 13, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.34 | $58,500.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 7 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,131 Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.17 | $54,250.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 6 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,131 Read SEC document |
| September 11, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.13 | $53,250.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 5 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,131 Read SEC document |
| September 08, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.14 | $53,500.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 4 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,131 Read SEC document |
| September 08, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 24,400 | $2.16 | $52,704.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,131 Read SEC document |
| September 07, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 600 | $2.13 | $1,278.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,731 Read SEC document |
| September 07, 2017 Filed Sep 18, 2017 18:43 UTC |
MCNAMEE GEORGE CDirector
|
PurchasePlug Power Common Stock | 25,000 | $2.13 | $53,245.00 |
DisclosureSEC source: 0001104659-17-057612 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,131 Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:30 UTC |
Marsh AndrewDirector · President & CEO
|
GrantStock Option (right to buy) · Derivative | 1,400,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055602 · a4.xml · derivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 1,400,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 466,666 options vest on August 31, 2018, 466,667 options vest on August 31, 2019 and 466,667 options vest on August 31, 2020. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:30 UTC |
Hull Martin DanielCorporate Controller and CAO
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055601 · a4.xml · derivative · entry 1 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 33,333 options vest on August 31, 2018, 33,333 options vest on August 31, 2019 and 33,334 options vest on August 31, 2020. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:29 UTC |
Schmid KeithChief Operating Officer & SrVP
|
GrantStock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055598 · a4.xml · derivative · entry 1 Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 216,666 options vest on August 31, 2018, 216,667 options vest on August 31, 2019 and 216,667 options vest on August 31, 2020. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:29 UTC |
Conway Gerard L JRGen Consel, Corp Sec & SVP
|
GrantStock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055597 · a4.xml · derivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 108,333 options vest on August 31, 2018, 108,333 options vest on August 31, 2019 and 108,334 options vest on August 31, 2020. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:28 UTC |
MIDDLETON PAUL BCFO & Senior Vice Preisdent
|
GrantStock Option (right to buy) · Derivative | 550,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-17-055596 · a4.xml · derivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior Vice Preisdent 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2027-08-31 F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 183,333 options vest on August 31, 2018, 183,333 options vest on August 31, 2019 and 183,334 options vest on August 31, 2020. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:50 UTC |
MCNAMEE GEORGE CDirector
|
GrantPlug Power Common Stock | 5,515 | $2.04 | $11,250.60 |
DisclosureSEC source: 0001104659-17-055367 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,131 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:49 UTC |
WILLIS GARY KDirector
|
GrantPlug Power Common Stock | 4,289 | $2.04 | $8,749.56 |
DisclosureSEC source: 0001104659-17-055366 · a4.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,993 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:49 UTC |
HICKEY DOUGLAS TDirector
|
GrantPlug Power Common Stock | 3,370 | $2.04 | $6,874.80 |
DisclosureSEC source: 0001104659-17-055365 · a4.xml · nonDerivative · entry 1 HICKEY DOUGLAS T · CIK 0001259223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,386 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:48 UTC |
Roth Johannes MinhoDirector
|
GrantPlug Power Common Stock | 4,718 | $2.04 | $9,624.72 |
DisclosureSEC source: 0001104659-17-055364 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,382 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:48 UTC |
Kenausis GregoryDirector
|
GrantPlug Power Common Stock | 4,718 | $2.04 | $9,624.72 |
DisclosureSEC source: 0001104659-17-055363 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,134 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:47 UTC |
HELMER MAUREEN ODirector
|
GrantPlug Power Common Stock | 3,676 | $2.04 | $7,499.04 |
DisclosureSEC source: 0001104659-17-055362 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,296 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:47 UTC |
GRAVES GREGORY BDirector
|
GrantPlug Power Common Stock | 1,942 | $2.04 | $3,961.68 |
DisclosureSEC source: 0001104659-17-055361 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,285 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 03, 2017 Filed Sep 5, 2017 16:46 UTC |
Schneider Lucas PDirector
|
GrantPlug Power Common Stock | 2,681 | $2.04 | $5,469.24 |
DisclosureSEC source: 0001104659-17-055359 · a4.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,024 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:09 UTC |
HELMER MAUREEN ODirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043053 · a4.xml · derivative · entry 2 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:09 UTC |
HELMER MAUREEN ODirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043053 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,620 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:12 UTC |
MCNAMEE GEORGE CDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043057 · a4.xml · derivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:12 UTC |
MCNAMEE GEORGE CDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043057 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,616 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:13 UTC |
HICKEY DOUGLAS TDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043059 · a4.xml · derivative · entry 2 HICKEY DOUGLAS T · CIK 0001259223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:13 UTC |
HICKEY DOUGLAS TDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043059 · a4.xml · nonDerivative · entry 1 HICKEY DOUGLAS T · CIK 0001259223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,016 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:12 UTC |
Schneider Lucas PDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043058 · a4.xml · derivative · entry 2 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:12 UTC |
Schneider Lucas PDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043058 · a4.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:11 UTC |
WILLIS GARY KDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043056 · a4.xml · derivative · entry 2 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:11 UTC |
WILLIS GARY KDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043056 · a4.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,704 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:11 UTC |
Roth Johannes MinhoDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043055 · a4.xml · derivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.\ F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:11 UTC |
Roth Johannes MinhoDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043055 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,664 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:10 UTC |
Kenausis GregoryDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043054 · a4.xml · derivative · entry 2 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:10 UTC |
Kenausis GregoryDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043054 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,416 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:09 UTC |
GRAVES GREGORY BDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-043052 · a4.xml · derivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 22:09 UTC |
GRAVES GREGORY BDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-043052 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 28, 2017 Filed Sep 5, 2017 16:52 UTC Amendment |
HICKEY DOUGLAS TDirector
|
GrantCommon Stock Options · Derivative | 29,343 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-17-055368 · a4a.xml · derivative · entry 2 HICKEY DOUGLAS T · CIK 0001259223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 Underlying: Common Stock · 29,343 shares Expires 2027-06-28 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018. Read SEC document |
| June 28, 2017 Filed Sep 5, 2017 16:52 UTC Amendment |
HICKEY DOUGLAS TDirector
|
GrantPlug Power Common Stock | 29,343 | $2.13 | $62,500.59 |
DisclosureSEC source: 0001104659-17-055368 · a4a.xml · nonDerivative · entry 1 HICKEY DOUGLAS T · CIK 0001259223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,016 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 21, 2017 Filed Jun 27, 2017 20:18 UTC | SaleCommon Stock | 6,247 | $2.24 | $13,993.90 |
DisclosureSEC source: 0001104659-17-041818 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
|
| June 15, 2017 Filed Jun 27, 2017 20:18 UTC | GrantCommon Stock | 6,247 | $2.05 | $12,806.35 |
DisclosureSEC source: 0001104659-17-041818 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,571 F1 · kind: The reporting person received 6,247 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
|
| June 15, 2017 Filed Jul 7, 2017 19:26 UTC |
FiveT Capital Holding AGDirector
|
GrantSeries C Redeemable Convertible Preferred Stock · Derivative | 2,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044054 · a4.xml · derivative · entry 4 FiveT Capital Holdings AG · CIK 0001697007 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 930,103 Underlying: Common Stock · 2,081 shares Expires not disclosed F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F2 · ownership.nature: On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holdings"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend. F4 · ownership.nature: These shares are held directly by FiveMore Fund. FiveT Capital AG ("FiveT Capital"), a wholly-owned subsidiary of FiveT Capital Holdings, provides investment advisory services to FiveMore Fund. F5 · ownership.nature: Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares. Read SEC document |
| June 15, 2017 Filed Jul 7, 2017 19:26 UTC |
FiveT Capital Holding AGDirector
|
GrantSeries C Redeemable Convertible Preferred Stock · Derivative | 4,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044054 · a4.xml · derivative · entry 3 FiveT Capital Holdings AG · CIK 0001697007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,898 Underlying: Common Stock · 4,187 shares Expires not disclosed F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F2 · ownership.direct: On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holdings"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend. F3 · ownership.direct: These shares are held directly by FiveT Capital Holdings. F5 · ownership.direct: Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares. Read SEC document |
| May 10, 2017 Filed May 15, 2017 16:43 UTC |
GRAVES GREGORY BDirector
|
GrantCommon Stock Options · Derivative | 69,767 | $2.15 Strike: $2.15 | $149,999.05 |
DisclosureSEC source: 0001104659-17-032682 · a4.xml · derivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,767 Underlying: Common Stock · 69,767 shares Expires 2027-05-10 F1 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Director Compensation Plan F2 · derivative.exercise_date: This option shall become fully vested on the one year anniversary of the date of grant. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:36 UTC |
MCNAMEE GEORGE CDirector
|
GrantPlug Power Common Stock | 8,152 | $1.38 | $11,249.76 |
DisclosureSEC source: 0001104659-17-021702 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,273 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:36 UTC |
Roth Johannes MinhoDirector
|
GrantPlug Power Common Stock | 6,975 | $1.38 | $9,625.50 |
DisclosureSEC source: 0001104659-17-021701 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,321 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:35 UTC |
Pontone XavierDirector
|
GrantPlug Power Common Stock | 3,623 | $1.38 | $4,999.74 |
DisclosureSEC source: 0001104659-17-021700 · a4.xml · nonDerivative · entry 1 Pontone Xavier · CIK 0001589103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,161 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:35 UTC |
Kenausis GregoryDirector
|
GrantPlug Power Common Stock | 6,975 | $1.38 | $9,625.50 |
DisclosureSEC source: 0001104659-17-021698 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,073 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:34 UTC |
WILLIS GARY KDirector
|
GrantPlug Power Common Stock | 6,341 | $1.38 | $8,750.58 |
DisclosureSEC source: 0001104659-17-021697 · a4.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,361 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:32 UTC |
HELMER MAUREEN ODirector
|
GrantPlug Power Common Stock | 5,435 | $1.38 | $7,500.30 |
DisclosureSEC source: 0001104659-17-021694 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,277 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.