person · Reporting owner
Air Liquide Investissements d'Avenir et de Demonstration
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLUG POWER INCPLUG · Entity 4258 | Director | September 15, 2017 | September 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLUG POWER INC
Report date September 15, 2017 · Filed September 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,324 |
Ending reported balance
After 2017-09-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-15 · Grant · Acquired 4,855 · Balance 44,179 F1: The reporting person received 4,855 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Row 2 · 2017-09-22 · Sale · Disposed 4,855 · Balance 39,324 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received 4,855 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2017 Filed Sep 27, 2017 17:13 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 4,855 | $2.40 | $11,662.20 |
DisclosureSEC source: 0001104659-17-059136 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
| September 15, 2017 Filed Sep 27, 2017 17:13 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 4,855 | $2.25 | $10,923.75 |
DisclosureSEC source: 0001104659-17-059136 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,179 F1 · kind: The reporting person received 4,855 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
| June 21, 2017 Filed Jun 27, 2017 20:18 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 6,247 | $2.24 | $13,993.90 |
DisclosureSEC source: 0001104659-17-041818 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
| June 15, 2017 Filed Jun 27, 2017 20:18 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 6,247 | $2.05 | $12,806.35 |
DisclosureSEC source: 0001104659-17-041818 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,571 F1 · kind: The reporting person received 6,247 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
| March 16, 2017 Filed Sep 18, 2017 17:21 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 12,636 | $1.07 | $13,535.68 |
DisclosureSEC source: 0001104659-17-057591 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
| March 15, 2017 Filed Sep 18, 2017 17:21 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 12,636 | $1.03 | $13,015.08 |
DisclosureSEC source: 0001104659-17-057591 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,960 F1 · kind: The reporting person received 12,636 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:16 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleSeries C Redeemable Convertible Preferred Stock · Derivative | 870 | $1,253.00 | $1,090,110.00 |
DisclosureSEC source: 0001019056-17-000065 · aliad_4.xml · derivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,611 Underlying: Common Stock, par value $0.01 per share · 923,819 shares Expires not disclosed F1 · derivative.exercise_price: This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock. F2 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock does not have an expiration date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:16 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleSeries C Redeemable Convertible Preferred Stock · Derivative | 1,750 | $1,253.00 | $2,192,750.00 |
DisclosureSEC source: 0001019056-17-000065 · aliad_4.xml · derivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,481 Underlying: Common Stock, par value $0.01 per share · 1,858,257 shares Expires not disclosed F1 · derivative.exercise_price: This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock. F2 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock does not have an expiration date. Read SEC document |
| December 21, 2016 Filed Dec 30, 2016 21:03 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 19,000 | $1.38 | $26,220.00 |
DisclosureSEC source: 0001104659-16-164540 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
| December 15, 2016 Filed Dec 30, 2016 21:03 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 19,000 | $1.38 | $26,220.00 |
DisclosureSEC source: 0001104659-16-164540 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,324 F1 · kind: The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
| September 22, 2016 Filed Oct 7, 2016 19:04 UTC | PLUG POWER INC PLUG · Entity 4258 | SaleCommon Stock | 19,000 | $1.44 | $27,434.10 |
DisclosureSEC source: 0001104659-16-149323 · a4.xml · nonDerivative · entry 2 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,324 Read SEC document |
| September 15, 2016 Filed Oct 7, 2016 19:04 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock | 19,000 | $1.44 | $27,360.00 |
DisclosureSEC source: 0001104659-16-149323 · a4.xml · nonDerivative · entry 1 Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,324 F1 · kind: The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.