Tapewire

Nasdaq · USD

PLUG

PLUG POWER INC

Export transactions ↓
Tapewire entity
4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 3, 2019 20:19 UTC GrantPlug Power Common Stock 2,139 $2.63 $5,625.57
Disclosure

SEC source: 0001104659-19-052981 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,542

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 166,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Common Stock · 166,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Marsh AndrewDirector · President and CEO
Tax withholdingCommon Stock 62,255 $2.14 $133,225.70
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,557

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionCommon Stock 166,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048310 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionRestricted Stock Unit · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Tax withholdingCommon Stock 30,891 $2.14 $66,106.74
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionCommon Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
MIDDLETON PAUL BCFO & Senior VP
Exercise / conversionRestricted Stock Unit · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048312 · a4.xml · derivative · entry 3

MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
MIDDLETON PAUL BCFO & Senior VP
Tax withholdingCommon Stock 22,652 $2.14 $48,475.28
Disclosure

SEC source: 0001104659-19-048312 · a4.xml · nonDerivative · entry 2

MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,983

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC
MIDDLETON PAUL BCFO & Senior VP
Exercise / conversionCommon Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048312 · a4.xml · nonDerivative · entry 1

MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionRestricted Stock Unit · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048311 · a4.xml · derivative · entry 3

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Schmid KeithCOO & Sr. VP
Tax withholdingCommon Stock 28,313 $2.14 $60,589.82
Disclosure

SEC source: 0001104659-19-048311 · a4.xml · nonDerivative · entry 2

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,020

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionCommon Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048311 · a4.xml · nonDerivative · entry 1

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionRestricted Stock Unit · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048309 · a4.xml · derivative · entry 3

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Hull Martin DanielCorporate Controller and CAO
Tax withholdingCommon Stock 4,497 $2.14 $9,623.58
Disclosure

SEC source: 0001104659-19-048309 · a4.xml · nonDerivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionCommon Stock 13,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048309 · a4.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 66,666 restricted stock units vest on August 19, 2020, 66,667 restricted stock units vest on August 19, 2021 and 66,667 restricted stock units vest on August 19, 2022.

F4 · derivative.expiration_date: 66,666 restricted stock units vest on August 19, 2020, 66,667 restricted stock units vest on August 19, 2021 and 66,667 restricted stock units vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 33,333 options vest on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 33,333 options vest on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Schmid KeithCOO and Sr. VP
GrantRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046833 · a4.xml · derivative · entry 3

Schmid Keith · CIK 0001590336 · COO and Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022.

F4 · derivative.expiration_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Schmid KeithCOO and Sr. VP
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046833 · a4.xml · derivative · entry 2

Schmid Keith · CIK 0001590336 · COO and Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Schmid KeithCOO and Sr. VP
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046833 · a4.xml · derivative · entry 1

Schmid Keith · CIK 0001590336 · COO and Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
MIDDLETON PAUL BCFO and Senior VP
GrantRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046834 · a4.xml · derivative · entry 3

MIDDLETON PAUL B · CIK 0001224978 · CFO and Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022

F4 · derivative.expiration_date: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
MIDDLETON PAUL BCFO and Senior VP
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046834 · a4.xml · derivative · entry 2

MIDDLETON PAUL B · CIK 0001224978 · CFO and Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC
MIDDLETON PAUL BCFO and Senior VP
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046834 · a4.xml · derivative · entry 1

MIDDLETON PAUL B · CIK 0001224978 · CFO and Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Marsh AndrewDirector · President and CEO
GrantRestricted Stock Unit · Derivative 650,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 216,666 restricted stock units vest on August 19, 2020, 216,667 restricted stock units vest on August 19, 2021 and 216,667 restricted stock units vest on August 19, 2022

F4 · derivative.expiration_date: 216,666 restricted stock units vest on August 19, 2020, 216,667 restricted stock units vest on August 19, 2021 and 216,667 restricted stock units vest on August 19, 2022

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Marsh AndrewDirector · President and CEO
GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 108,333 options vest on August 19, 2020, 108,333 options vest on August 19, 2021 and 108,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:34 UTC
Marsh AndrewDirector · President and CEO
GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046832 · a4.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 108,333 options vest on August 19, 2020, 108,333 options vest on August 19, 2021 and 108,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:33 UTC
Hull Martin DanielCorporate Controller and CAO
GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046831 · a4.xml · derivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 16,666 restricted stock units vest on August 19, 2020, 16,667 restricted stock units vest on August 19, 2021 and 16,667 restricted stock units vest on August 19, 2022.

F4 · derivative.expiration_date: 16,666 restricted stock units vest on August 19, 2020, 16,667 restricted stock units vest on August 19, 2021 and 16,667 restricted stock units vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:33 UTC
Hull Martin DanielCorporate Controller and CAO
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046831 · a4.xml · derivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 16,666 options vest on August 19, 2020, 16,667 options vest on August 19, 2021 and 16,667 options vest on August 19, 2022.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC GrantPlug Power Common Stock 5,000 $2.25 $11,250.00
Disclosure

SEC source: 0001104659-19-039301 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,026

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:22 UTC GrantPlug Power Common Stock 3,889 $2.25 $8,750.25
Disclosure

SEC source: 0001104659-19-039302 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,840

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:22 UTC GrantPlug Power Common Stock 4,325 $2.25 $9,731.25
Disclosure

SEC source: 0001104659-19-039305 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,545

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:20 UTC GrantPlug Power Common Stock 3,611 $2.25 $8,124.75
Disclosure

SEC source: 0001104659-19-039299 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,351

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:19 UTC GrantPlug Power Common Stock 2,500 $2.25 $5,625.00
Disclosure

SEC source: 0001104659-19-039295 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,310

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:22 UTC GrantPlug Power Common Stock 3,889 $2.25 $8,750.25
Disclosure

SEC source: 0001104659-19-039303 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,019

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:20 UTC GrantPlug Power Common Stock 2,500 $2.25 $5,625.00
Disclosure

SEC source: 0001104659-19-039300 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,403

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:38 UTC
Shrestha Sanjay KChief Strategy Officer
GrantRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-029023 · a4.xml · derivative · entry 2

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 50,000 restricted stock units vest on May 9, 2020, 50,000 restricted stock units vest on May 9, 2021 and 50,000 restricted stock units vest on May 9, 2022.

F4 · derivative.expiration_date: 50,000 restricted stock units vest on May 9, 2020, 50,000 restricted stock units vest on May 9, 2021 and 50,000 restricted stock units vest on May 9, 2022.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:38 UTC
Shrestha Sanjay KChief Strategy Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-029023 · a4.xml · derivative · entry 1

Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-05-09

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 50,000 options vest on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038780 · a4.xml · derivative · entry 2

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038780 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,026

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:57 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038777 · a4.xml · derivative · entry 2

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:57 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038777 · a4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,431

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:59 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038778 · a4.xml · derivative · entry 2

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:59 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038778 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,220

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038782 · a4.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038782 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,740

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:59 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038779 · a4.xml · derivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 1, 2019 23:59 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038779 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,130

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:01 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038784 · a4.xml · derivative · entry 2

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.