Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2020 Filed Oct 14, 2020 20:18 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
SaleCommon Stock | 697,066 | $18.49 | $12,885,613.54 |
DisclosureSEC source: 0001104659-20-114910 · a4.xml · nonDerivative · entry 2 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,990 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 2, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:18 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionCommon Stock | 550,000 | $2.14 | $1,177,000.00 |
DisclosureSEC source: 0001104659-20-114910 · a4.xml · nonDerivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:18 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 12,500 | $18.47 | $230,861.25 |
DisclosureSEC source: 0001104659-20-114907 · a4.xml · nonDerivative · entry 2 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,169 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:18 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 47,500 | $17.71 | $841,267.75 |
DisclosureSEC source: 0001104659-20-114907 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,669 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.32 to $18.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · derivative · entry 7 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2024-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · derivative · entry 6 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · derivative · entry 5 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
SaleCommon Stock | 45,000 | $19.00 | $855,000.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · nonDerivative · entry 4 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,058 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 15,000 | $5.63 | $84,450.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · nonDerivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 15,000 | $0.38 | $5,700.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 15,000 | $1.22 | $18,300.00 |
DisclosureSEC source: 0001104659-20-114494 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650,000 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC |
Schmid KeithCOO & Sr. VP
|
SaleCommon Stock | 650,000 | $18.00 | $11,702,925.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:01 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionCommon Stock | 650,000 | $2.14 | $1,391,000.00 |
DisclosureSEC source: 0001104659-20-113897 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 83,334 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · derivative · entry 6 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,334 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
SaleCommon Stock | 83,334 | $16.04 | $1,336,677.36 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 4 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionCommon Stock | 83,334 | $2.43 | $202,501.62 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · derivative · entry 5 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,333 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
SaleCommon Stock | 83,333 | $15.00 | $1,249,995.00 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionCommon Stock | 83,333 | $2.43 | $202,499.19 |
DisclosureSEC source: 0001104659-20-113052 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,667 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-20-113053 · a4.xml · derivative · entry 5 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 50,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 26,667 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-113053 · a4.xml · derivative · entry 4 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 26,667 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 40,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Hull Martin DanielCorporate Controller and CAO
|
SaleCommon Stock | 68,565 | $14.87 | $1,019,897.52 |
DisclosureSEC source: 0001104659-20-113053 · a4.xml · nonDerivative · entry 3 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 2, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionCommon Stock | 16,667 | $2.23 | $37,167.41 |
DisclosureSEC source: 0001104659-20-113053 · a4.xml · nonDerivative · entry 2 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionCommon Stock | 26,667 | $1.96 | $52,267.32 |
DisclosureSEC source: 0001104659-20-113053 · a4.xml · nonDerivative · entry 1 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:00 UTC |
HELMER MAUREEN ODirector
|
SaleCommon Stock | 35,000 | $15.00 | $525,000.00 |
DisclosureSEC source: 0001104659-20-113051 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,709 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:46 UTC |
MCNAMEE GEORGE CDirector
|
GrantCommon Stock | 839 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112292 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,058 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:48 UTC |
Schneider Lucas PDirector
|
GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112295 · a4.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,729 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC |
Silver Jonathan MDirector
|
GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112294 · a4.xml · nonDerivative · entry 1 Silver Jonathan M · CIK 0001745274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,822 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 83,333 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC |
Schmid KeithCOO & Sr. VP
|
SaleCommon Stock | 83,333 | $14.00 | $1,166,662.00 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · nonDerivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:47 UTC |
Schmid KeithCOO & Sr. VP
|
Exercise / conversionCommon Stock | 83,333 | $2.43 | $202,499.19 |
DisclosureSEC source: 0001104659-20-112293 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:46 UTC |
HELMER MAUREEN ODirector
|
GrantCommon Stock | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112291 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,709 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:46 UTC |
Kenausis GregoryDirector
|
GrantCommon Stock | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112289 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,169 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:45 UTC |
Roth Johannes MinhoDirector
|
GrantCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112290 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,112 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:45 UTC |
WILLIS GARY KDirector
|
GrantCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-112288 · a4.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,933 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed May 13, 2021 13:19 UTC |
Schneider Lucas PDirector
|
SaleCommon Stock | 3,500 | $13.83 | $48,395.20 |
DisclosureSEC source: 0001104659-21-065586 · tm2115861-1_4seq1.xml · nonDerivative · entry 2 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,729 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.58 to $13.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:46 UTC |
Hull Martin DanielCorporate Controller and CAO
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110510 · a4.xml · derivative · entry 2 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 35,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:46 UTC |
Hull Martin DanielCorporate Controller and CAO
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110510 · a4.xml · nonDerivative · entry 1 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,231 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:46 UTC |
Shrestha Sanjay KChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110509 · a4.xml · derivative · entry 3 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 112,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:46 UTC |
Shrestha Sanjay KChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110509 · a4.xml · derivative · entry 2 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 112,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:46 UTC |
Shrestha Sanjay KChief Strategy Officer
|
GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110509 · a4.xml · nonDerivative · entry 1 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110508 · a4.xml · derivative · entry 3 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110508 · a4.xml · derivative · entry 2 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110508 · a4.xml · nonDerivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,056 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Schmid KeithCOO & Sr. VP
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · derivative · entry 3 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Schmid KeithCOO & Sr. VP
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · derivative · entry 2 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 100,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Schmid KeithCOO & Sr. VP
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-110507 · a4.xml · nonDerivative · entry 1 Schmid Keith · CIK 0001590336 · COO & Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,220 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Marsh AndrewDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001104659-20-110506 · a4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F4 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 225,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:45 UTC |
Marsh AndrewDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0001104659-20-110506 · a4.xml · derivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2030-09-28 F2 · kind: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. F3 · derivative.exercise_date: On September 28, 2020, the Reporting Person was granted 225,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.