PIPR

SEC source: 0001230245-24-000022 · wk-form4_1708467733.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,025

SEC source: 0001230245-24-000022 · wk-form4_1708467733.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,061

SEC source: 0001230245-24-000026 · wk-form4_1708467977.xml · nonDerivative · entry 1

Clune Katherine Patricia · CIK 0002002944 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,053

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,227

SEC source: 0001230245-24-000034 · wk-form4_1708468422.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,938

SEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,876

SEC source: 0001230245-24-000030 · wk-form4_1708468218.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,021

SEC source: 0001230245-24-000028 · wk-form4_1708468113.xml · nonDerivative · entry 1

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,977

SEC source: 0001230245-24-000022 · wk-form4_1708467733.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,647

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 6

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,116

F6 · price: These shares were sold in multiple transactions at prices ranging from $181.3600 to $181.3700 inclusive.

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 5

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,453

F5 · price: These shares were sold in multiple transactions at prices ranging from $180.2600 to $181.2250 inclusive.

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,262

F4 · price: These shares were sold in multiple transactions at prices ranging from $179.2500 to $180.2500 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 11

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,214

F10 · price: These shares were sold in multiple transactions at prices ranging from $179.8800 to $180.7100 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 10

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,214

F9 · price: These shares were sold in multiple transactions at prices ranging from $178.6200 to $179.6000 inclusive.

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,423

F3 · price: These shares were sold in multiple transactions at prices ranging from $181.2500 to $181.2950 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 9

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,227

F8 · price: These shares were sold in multiple transactions at prices ranging from $181.9400 to $182.8900 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 8

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,327

F7 · price: These shares were sold in multiple transactions at prices ranging from $180.8800 to $181.8200 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 7

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,573

F6 · price: These shares were sold in multiple transactions at prices ranging from $179.8800 to $180.8750 inclusive.

SEC source: 0001230245-24-000016 · wk-form4_1707345918.xml · nonDerivative · entry 5

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 48,083

F6 · price: These shares were sold in multiple transactions at prices ranging from $186.0500 to $186.1975 inclusive.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.

SEC source: 0001230245-24-000016 · wk-form4_1707345918.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 48,831

F5 · price: These shares were sold in multiple transactions at prices ranging from $185.0400 to $186.0000 inclusive.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.

SEC source: 0001230245-24-000016 · wk-form4_1707345918.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 49,731

F4 · price: These shares were sold in multiple transactions at prices ranging from $183.2700 to $184.0800 inclusive.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.

SEC source: 0001230245-24-000016 · wk-form4_1707345918.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Living Trust

Disclosed balance after: 51,999

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2), (4), (5) and (6) were sold in multiple transactions at the price ranges provided in footnotes (2), (4), (5) and (6). These shares in footnote (2) were sold in multiple transactions at prices ranging from $182.1100 to $183.1000 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (4), (5) and (6) upon request by the SEC staff, the issuer or any shareholder of the issuer.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,454

F2 · price: These shares were sold in multiple transactions at prices ranging from $186.0000 to $186.6050 inclusive.

SEC source: 0001230245-24-000020 · wk-form4_1707346559.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,147

F1 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (6) were sold in multiple transactions at the price ranges provided in footnotes (1) through (6). These shares in footnote (1) were sold in multiple transactions at prices ranging from $184.5000 to $185.1600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (6) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 6

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,227

F5 · price: These shares were sold in multiple transactions at prices ranging from $185.0100 to $185.1700 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 5

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,429

F4 · price: These shares were sold in multiple transactions at prices ranging from $184.0100 to $185.0000 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,306

F3 · price: These shares were sold in multiple transactions at prices ranging from $183.0100 to $184.0000 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,419

F2 · price: These shares were sold in multiple transactions at prices ranging from $182.0100 to $183.0000 inclusive.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,662

F1 · price: The price reported in Column 4 for footnotes (1) through (10) on this report is a weighted average price. The shares sold in footnotes (1) through (10) were sold in multiple transactions at the price ranges provided in footnotes (1) through (10). These shares in footnote (1) were sold in multiple transactions at prices ranging from $181.7300 to $182.1100 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (10) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-24-000018 · wk-form4_1707346167.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,114

SEC source: 0001230245-24-000011 · wk-form4_1705698317.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,214

SEC source: 0001230245-24-000008 · wk-form4_1704232252.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,142

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 159 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000004 · wk-form4_1704232034.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,158

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 188 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000006 · wk-form4_1704232148.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,611

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 145 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000175 · wk-form4_1703625402.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,394

F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 7

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,021

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $180.0000 to $180.4200 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 6

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,971

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $175.9500 to $176.2000 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 5

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,032

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $174.7900 to $175.7800 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,096

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $173.7600 to $174.6650 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,341

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $172.4750 to $173.1000 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,901

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $171.4700 to $172.4600 inclusive.

SEC source: 0001230245-23-000173 · wk-form4_1702677176.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,767

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $170.0000 to $170.0900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-23-000160 · wk-form4_1702329175.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,032

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000171 · wk-form4_1702329817.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,983

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000167 · wk-form4_1702329624.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,970

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000158 · wk-form4_1702329059.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,278

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000165 · wk-form4_1702329526.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,348

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000169 · wk-form4_1702329722.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,466

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000163 · wk-form4_1702329431.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,213

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-23-000156 · wk-form4_1701813892.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.0300 to $161.2500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.