PIPR

SEC source: 0001230245-24-000087 · wk-form4_1716324233.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Indirect · Through Living Trust

Disclosed balance after: 45,563

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $211.5350 to $212.2900 inclusive.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co- trustees.

SEC source: 0001230245-24-000087 · wk-form4_1716324233.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Indirect · Through Living Trust

Disclosed balance after: 47,536

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) and (4) through (9) were sold in multiple transactions at the price ranges provided in footnotes (2) and (4) through (9). These shares in footnote (2) were sold in multiple transactions at prices ranging from $210.5000 to $211.4701 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) through (9) upon request by the SEC staff, the issuer or any shareholder of the issuer.

F3 · balance_after: These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co- trustees.

SEC source: 0001230245-24-000085 · wk-form4_1715114021.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

SEC source: 0001230245-24-000074 · wk-form4_1712088667.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,343

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 140 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000070 · wk-form4_1712088431.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,469

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 165 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000072 · wk-form4_1712088573.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,756

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 127 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000056 · wk-form4_1710792849.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,083

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000066 · wk-form4_1710793472.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,203

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000062 · wk-form4_1710793185.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,304

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000054 · wk-form4_1710792744.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,468

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000060 · wk-form4_1710793069.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,418

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000064 · wk-form4_1710793355.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,629

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000058 · wk-form4_1710792955.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

SEC source: 0001230245-24-000052 · wk-form4_1709595071.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,140

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $191.0100 to $191.6750 inclusive.

SEC source: 0001230245-24-000052 · wk-form4_1709595071.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,533

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $190.0000 to $191.0000 inclusive.

SEC source: 0001230245-24-000050 · wk-form4_1709591886.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,514

F1 · price: The reported transaction was a gift by the reporting person to a non-profit organization.

SEC source: 0001230245-24-000052 · wk-form4_1709595071.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,935

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: These shares were sold in multiple transactions at prices ranging from $190.0400 to $190.4100 inclusive.

SEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,424

F2 · price: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 8

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,140

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 7

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,192

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive.

SEC source: 0001230245-24-000042 · wk-form4_1709156477.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,207

SEC source: 0001230245-24-000042 · wk-form4_1709156477.xml · nonDerivative · entry 1

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,917

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 6

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,635

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 5

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,764

F6 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,518

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,718

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,171

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive.

SEC source: 0001230245-24-000048 · wk-form4_1709156940.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,393

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.

SEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,964

SEC source: 0001230245-24-000046 · wk-form4_1709156782.xml · nonDerivative · entry 1

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,878

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

SEC source: 0001230245-24-000044 · wk-form4_1709156629.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,790

SEC source: 0001230245-24-000044 · wk-form4_1709156629.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,954

F1 · acquired: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

SEC source: 0001230245-24-000040 · wk-form4_1709156349.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,514

SEC source: 0001230245-24-000040 · wk-form4_1709156349.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,565

F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 4

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,489

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 3

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,702

SEC source: 0001230245-24-000024 · wk-form4_1708467870.xml · nonDerivative · entry 2

Baker James P · CIK 0001763980 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,008

SEC source: 0001230245-24-000034 · wk-form4_1708468422.xml · nonDerivative · entry 4

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,073

SEC source: 0001230245-24-000034 · wk-form4_1708468422.xml · nonDerivative · entry 3

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,295

SEC source: 0001230245-24-000034 · wk-form4_1708468422.xml · nonDerivative · entry 2

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,632

SEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 4

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,631

SEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 3

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,696

SEC source: 0001230245-24-000032 · wk-form4_1708468325.xml · nonDerivative · entry 2

Geelan John W · CIK 0001566456 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,813

SEC source: 0001230245-24-000030 · wk-form4_1708468218.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,393

SEC source: 0001230245-24-000030 · wk-form4_1708468218.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,089

SEC source: 0001230245-24-000030 · wk-form4_1708468218.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,479

SEC source: 0001230245-24-000028 · wk-form4_1708468113.xml · nonDerivative · entry 4

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,783

SEC source: 0001230245-24-000028 · wk-form4_1708468113.xml · nonDerivative · entry 3

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,243

SEC source: 0001230245-24-000028 · wk-form4_1708468113.xml · nonDerivative · entry 2

Dillahunt Michael R · CIK 0001849769 · Global Co-Head IB and Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,611

SEC source: 0001230245-24-000022 · wk-form4_1708467733.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,945