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PHUN

Phunware, Inc.

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0001665300
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 26, 2018 Filed Dec 28, 2018 21:35 UTC
Syllantavos GeorgiosDirector · 10% owner
Magellan Investments CorpFormer Principal Stockholder
Firmus Investments IncFormer Principal Stockholder
GrantWarrant · Derivative 3,985,244 $0.50 Strike: $11.50 $1,992,622.00
Disclosure

SEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 4

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,985,244

Underlying: Common Stock · 3,985,244 shares

Expires 2021-08-23

F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:35 UTC
Syllantavos GeorgiosDirector · 10% owner
Magellan Investments CorpFormer Principal Stockholder
Firmus Investments IncFormer Principal Stockholder
OtherCommon Stock 310,495 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 3

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 379,490

F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 310,495 Sponsor Shares at no cost.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:35 UTC
Syllantavos GeorgiosDirector · 10% owner
Magellan Investments CorpFormer Principal Stockholder
Firmus Investments IncFormer Principal Stockholder
OtherCommon Stock 89,702 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 689,985

F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 89,702 Sponsor Shares to certain service providers.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:35 UTC
Syllantavos GeorgiosDirector · 10% owner
Magellan Investments CorpFormer Principal Stockholder
Firmus Investments IncFormer Principal Stockholder
OtherCommon Stock 123,632 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 779,687

F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Magellan Investments Corp. and Firmus Investments Inc. (the "Sponsors") agreed to assign an aggregate of 123,632 shares of common stock issued to the Sponsors in 2016 (the "Sponsor Shares") to certain investor.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
GrantWarrant · Derivative 664,742 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 6

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,354,873

Underlying: Common Stock · 664,742 shares

Expires 2021-08-23

F7 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants.

F7 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
OtherWarrant · Derivative 295,113 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 5

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,690,131

Underlying: Common Stock · 295,113 shares

Expires 2021-08-23

F6 · shares: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider.

F6 · price: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
GrantWarrant · Derivative 3,985,244 $0.50 Strike: $11.50 $1,992,622.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 4

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,985,244

Underlying: Common Stock · 3,985,244 shares

Expires 2021-08-23

F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
OtherCommon Stock 317,371 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 3

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 387,897

F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 317,371 Sponsor Shares at no cost.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
OtherCommon Stock 91,689 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 2

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 705,268

F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 91,689 Sponsor Shares to certain service providers.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:36 UTC
Tsirigakis Prokopios AkisDirector · 10% owner
Astra Maritime CorpFormer Principal Stockholder
Dominium Investments IncFormer Principal Stockholder
OtherCommon Stock 126,368 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 1

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder

Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 796,957

F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Astra Maritime Corp. and Dominium Investments Inc. (the "Sponsors") agreed to assign an aggregate of 126,368 shares of common stock issued to them in 2016 (the "Sponsor Shares") to certain investor.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Feb 14, 2019 16:39 UTC Amendment
Syllantavos GeorgiosDirector · 10% owner
OtherWarrants to Purchase Common Stock · Derivative 190,147 $0.50 Strike: $11.50 $95,073.50
Disclosure

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 3

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,996,850

Underlying: Common Stock · 190,149 shares

Expires 2023-12-26

F5 · shares: To facilitate the business combination (the "Business Combination") between Phunware, Inc. (formerly Stellar Acquisition III Inc.) and Phunware OpCo, Inc. (formerly Phunware, Inc.) consummated on December 26, 2018, the Sponsors agreed to assign 190,149 of the warrants it previously held to certain service providers.

F5 · derivative.underlying_shares: To facilitate the business combination (the "Business Combination") between Phunware, Inc. (formerly Stellar Acquisition III Inc.) and Phunware OpCo, Inc. (formerly Phunware, Inc.) consummated on December 26, 2018, the Sponsors agreed to assign 190,149 of the warrants it previously held to certain service providers.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Feb 14, 2019 16:39 UTC Amendment
Syllantavos GeorgiosDirector · 10% owner
OtherWarrants to Purchase Common Stock · Derivative 352,473 $0.50 Strike: $11.50 $176,236.50
Disclosure

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 2

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,186,997

Underlying: Common Stock · 352,473 shares

Expires 2023-12-26

F4 · shares: The Reporting Person transferred 352,473 warrants to purchase common stock to Prokopios (Akis) Tsirigakis.

F4 · derivative.underlying_shares: The Reporting Person transferred 352,473 warrants to purchase common stock to Prokopios (Akis) Tsirigakis.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Feb 14, 2019 16:39 UTC Amendment
Syllantavos GeorgiosDirector · 10% owner
OtherWarrants to Purchase Common Stock · Derivative 1,992,622 $0.50 Strike: $11.50 $996,311.00
Disclosure

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 1

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,539,470

Underlying: Common Stock · 1,992,622 shares

Expires 2023-12-26

F1 · shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.expiration_date: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.underlying_shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F3 · balance_after: The number of shares underlying the warrants was previously listed on the Form 4 filed for the Reporting Person on December 28, 2018, as 5,532,092 shares as a result of typographical error.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Feb 14, 2019 16:41 UTC Amendment
Tsirigakis Prokopios AkisDirector · 10% owner
OtherWarrants to Purchase Common Stock · Derivative 352,473 $0.50 Strike: $11.50 $176,236.50
Disclosure

SEC source: 0001213900-19-002596 · ownership.xml · derivative · entry 2

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,714,724

Underlying: Common Stock · 352,473 shares

Expires 2023-12-26

F4 · shares: The Sponsors were transferred 352,473 warrants to purchase common stock by George Syllantavos.

F4 · derivative.underlying_shares: The Sponsors were transferred 352,473 warrants to purchase common stock by George Syllantavos.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

Read SEC document
December 26, 2018 Filed Feb 14, 2019 16:41 UTC Amendment
Tsirigakis Prokopios AkisDirector · 10% owner
OtherWarrants to Purchase Common Stock · Derivative 1,992,622 $0.50 Strike: $11.50 $996,311.00
Disclosure

SEC source: 0001213900-19-002596 · ownership.xml · derivative · entry 1

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,362,251

Underlying: Common Stock · 1,992,622 shares

Expires 2023-12-26

F1 · shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.expiration_date: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.underlying_shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F3 · balance_after: The number of shares underlying the warrants was previously listed on the Form 4 filed for the Reporting Person on December 28, 2018, as 4,354,873 shares as a result of typographical error as explained in item (1) above.

F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:27 UTC
Syllantavos GeorgiosDirector · Co-CEO, CFO and Secretary · 10% owner
OtherCommon Stock 38,303 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner

Magellan Investments Corp · CIK 0001681513 · 10% owner

Firmus Investments Inc · CIK 0001681512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 460,162

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

F2 · price: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:27 UTC
Syllantavos GeorgiosDirector · Co-CEO, CFO and Secretary · 10% owner
OtherCommon Stock 36,887 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner

Magellan Investments Corp · CIK 0001681513 · 10% owner

Firmus Investments Inc · CIK 0001681512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 443,157

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.

F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.

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September 28, 2016 Filed Sep 30, 2016 17:28 UTC
Tsirigakis Prokopios AkisDirector · Co-CEO, Chairman and President · 10% owner
OtherCommon Stock 41,634 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 2

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner

Astra Maritime Corp · CIK 0001522338 · 10% owner

Dominium Investments Inc · CIK 0001681829 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,176

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc.

F2 · price: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc.

F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc.

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September 28, 2016 Filed Sep 30, 2016 17:28 UTC
Tsirigakis Prokopios AkisDirector · Co-CEO, Chairman and President · 10% owner
OtherCommon Stock 35,222 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 1

Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner

Astra Maritime Corp · CIK 0001522338 · 10% owner

Dominium Investments Inc · CIK 0001681829 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,149

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp.

F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp.

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September 28, 2016 Filed Sep 30, 2016 21:24 UTC OtherCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017210 · f4092816paravagna_stellar.xml · nonDerivative · entry 1

Paravagna Tiziano · CIK 0001681443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,555

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 795 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 795 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

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September 28, 2016 Filed Sep 30, 2016 21:23 UTC OtherCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017208 · f4092816bacha_stellaracq.xml · nonDerivative · entry 1

Bacha Eleonora (Liona) · CIK 0001681355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,555

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 955 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 955 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

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September 28, 2016 Filed Sep 30, 2016 21:21 UTC OtherCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001213900-16-017206 · f4092816argyros_stellaracq.xml · nonDerivative · entry 1

Argyros Alexandros · CIK 0001681346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,740

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 1,060 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 1,060 shares of common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.