organization · Reporting owner
Astra Maritime Corp
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Former Principal Stockholder | December 26, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date December 26, 2018 · Filed December 28, 2018
Jointly reported with Tsirigakis Prokopios Akis, Dominium Investments Inc
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 387,897 |
Last balance in matching sequence
After 2018-12-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-12-26 · Other · Disposed 126,368 · Balance 796,957 F1: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Astra Maritime Corp. and Dominium Investments Inc. (the "Sponsors") agreed to assign an aggregate of 126,368 shares of common stock issued to them in 2016 (the "Sponsor Shares") to certain investor. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Row 2 · 2018-12-26 · Other · Disposed 91,689 · Balance 705,268 F3: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 91,689 Sponsor Shares to certain service providers. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Row 3 · 2018-12-26 · Other · Disposed 317,371 · Balance 387,897 F4: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 317,371 Sponsor Shares at no cost. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2021-08-23 | IndirectSee footnote | 3,985,244 |
Reported balance
After 2018-12-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-26 · Grant · Acquired 3,985,244 · Balance 3,985,244 F5: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2021-08-23 | IndirectSee footnote | 3,690,131 |
Reported balance
After 2018-12-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-12-26 · Other · Disposed 295,113 · Balance 3,690,131 F6: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2021-08-23 | IndirectSee footnote | 4,354,873 |
Reported balance
After 2018-12-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-26 · Grant · Acquired 664,742 · Balance 4,354,873 F7: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants. F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Astra Maritime Corp. and Dominium Investments Inc. (the "Sponsors") agreed to assign an aggregate of 126,368 shares of common stock issued to them in 2016 (the "Sponsor Shares") to certain investor.
F2: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.
F3: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 91,689 Sponsor Shares to certain service providers.
F4: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 317,371 Sponsor Shares at no cost.
F5: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.
F6: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider.
F7: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 664,742 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 6 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,354,873 Underlying: Common Stock · 664,742 shares Expires 2021-08-23 F7 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants. F7 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant · Derivative | 295,113 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 5 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,690,131 Underlying: Common Stock · 295,113 shares Expires 2021-08-23 F6 · shares: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider. F6 · price: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 3,985,244 | $0.50 Strike: $11.50 | $1,992,622.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 4 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,244 Underlying: Common Stock · 3,985,244 shares Expires 2021-08-23 F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 317,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 3 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 387,897 F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 317,371 Sponsor Shares at no cost. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 91,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,268 F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 91,689 Sponsor Shares to certain service providers. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 126,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 796,957 F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Astra Maritime Corp. and Dominium Investments Inc. (the "Sponsors") agreed to assign an aggregate of 126,368 shares of common stock issued to them in 2016 (the "Sponsor Shares") to certain investor. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:28 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 41,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner Astra Maritime Corp · CIK 0001522338 · 10% owner Dominium Investments Inc · CIK 0001681829 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,176 F2 · kind: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. F2 · price: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:28 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 35,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner Astra Maritime Corp · CIK 0001522338 · 10% owner Dominium Investments Inc · CIK 0001681829 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 423,149 F1 · kind: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. F1 · price: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.