Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2022 Filed Nov 15, 2022 02:05 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 16,642 | $1.29 | $21,429.90 |
DisclosureSEC source: 0001628280-22-029940 · wf-form4_166847791216704.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,064 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.2522 to $1.2937. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:16 UTC |
Lull Matthew K.Chief Cryptocurrency Officer
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025785 · wf-form4_166456898530770.xml · nonDerivative · entry 1 Lull Matthew K. · CIK 0001926227 · Chief Cryptocurrency Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: On September 28, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock pursuant to an employment agreement entered into by and between the reporting person and Phunware, Inc. on such date. Subject to certain accelerated vesting provisions set forth in such employment agreement, the RSUs will vest over four years, subject to the reporting person's continuous service with Phunware, Inc., with 135,417 RSUs vesting on May 8, 2023, 40,510 RSUs vesting on each of August 8, 2023 and November 8, 2023 and 40,509 RSUs vesting on each of May 8, 2024, August 8, 2024, November 8, 2024, May 8, 2025, August 8, 2025, November 8, 2025 and April 17, 2026. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:22 UTC |
Olive Christopher D.Chief Legal Officer
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025225 · wf-form4_166370533883679.xml · nonDerivative · entry 1 Olive Christopher D. · CIK 0001923451 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: On September 16, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock pursuant to an employment agreement entered into by and between the reporting person and Phunware, Inc. on such date. Subject to certain accelerated vesting provisions set forth in such employment agreement, the RSUs will vest over four years, subject to the reporting person's continuous service with Phunware, Inc., with 135,417 RSUs vesting on May 8, 2023, 40,510 RSUs vesting on each of August 8, 2023 and November 8, 2023 and the balance vesting in equal quarterly installments of 40,509 RSUs thereafter, with the final installment vesting March 31, 2026. Read SEC document |
| September 16, 2022 Filed Mar 31, 2023 20:31 UTC Amendment |
Olive Christopher D.Chief Legal Officer
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-010181 · wf-form4a_168029465392021.xml · nonDerivative · entry 1 Olive Christopher D. · CIK 0001923451 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 F1 · security: This Amendment to Form 4 is being filed to amend the vesting schedule previously reported. F2 · shares: On September 16, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock pursuant to an employment agreement entered into by and between the reporting person and Phunware, Inc. on such date. Subject to certain accelerated vesting provisions set forth in such employment agreement, the RSUs will vest over four years, subject to the reporting person's continuous service with Phunware, Inc., with 135,417 restricted stock units vesting on May 8, 2023, 40,510 restricted stock units vesting on each of August 8, 2023 and November 8, 2023 and 40,509 restricted stock units vesting on each of May 8, 2024, August 8, 2024, November 8, 2024, May 8, 2025, August 8, 2025, November 8, 2025 and March 31, 2026, subject to his continued employment with the Company on each such vesting date. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:15 UTC |
Costello RyanDirector
|
SaleCommon Stock | 20,000 | $1.95 | $38,912.00 |
DisclosureSEC source: 0001628280-22-025088 · wf-form4_166336290128619.xml · nonDerivative · entry 1 Costello Ryan · CIK 0001884928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,176 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.94 to $1.955. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:52 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 5,473 | $1.43 | $7,840.07 |
DisclosureSEC source: 0001628280-22-023439 · wf-form4_166120512518291.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613,054 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.3834 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:52 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,901 | $1.43 | $14,181.20 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,424 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.38 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:52 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 14,344 | $1.43 | $20,546.35 |
DisclosureSEC source: 0001628280-22-023438 · wf-form4_166120510921150.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,248 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.3815 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:51 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 12,719 | $1.43 | $18,218.70 |
DisclosureSEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,706 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.381 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023439 · wf-form4_166120512518291.xml · derivative · entry 4 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,166 Underlying: Common Stock · 14,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023439 · wf-form4_166120512518291.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:51 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:51 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:47 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 18,327 | $1.78 | $32,554.25 |
DisclosureSEC source: 0001628280-22-022710 · wf-form4_166033720643722.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,944 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:47 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,008 | $1.78 | $26,658.71 |
DisclosureSEC source: 0001628280-22-022711 · wf-form4_166033723191385.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,825 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:46 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 13,232 | $1.78 | $23,504.00 |
DisclosureSEC source: 0001628280-22-022709 · wf-form4_166033717111691.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,592 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:46 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 13,667 | $1.78 | $24,276.69 |
DisclosureSEC source: 0001628280-22-022708 · wf-form4_166033714444496.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,675 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:16 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
GrantCommon Stock | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0001628280-22-016172 · wf-form4_165428735608508.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,833 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:15 UTC |
Crowder RandallDirector · Chief Operating Officer
|
GrantCommon Stock | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0001628280-22-016170 · wf-form4_165428730955665.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,824 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP"). F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:15 UTC |
Aune MattChief Financial Officer
|
GrantCommon Stock | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0001628280-22-016169 · wf-form4_165428728756863.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,342 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| May 19, 2022 Filed May 20, 2022 16:26 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 5,275 | $1.40 | $7,386.06 |
DisclosureSEC source: 0001628280-22-015057 · wf-form4_165307835342987.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622,271 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4024. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 19, 2022 Filed May 20, 2022 16:27 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,542 | $1.40 | $13,360.71 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255,833 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.41. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:25 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 12,257 | $1.40 | $17,161.03 |
DisclosureSEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · nonDerivative · entry 2 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,342 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4005. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:25 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 12,845 | $1.40 | $17,984.28 |
DisclosureSEC source: 0001628280-22-015055 · wf-form4_165307833304378.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,824 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4014. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:26 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015057 · wf-form4_165307835342987.xml · derivative · entry 4 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,749 Underlying: Common Stock · 14,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:26 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015057 · wf-form4_165307835342987.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:27 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:27 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:25 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · derivative · entry 3 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:25 UTC |
Aune MattChief Financial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 12, 2022 18:02 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 59,131 | $1.60 | $94,526.82 |
DisclosureSEC source: 0001628280-22-014162 · wf-form4_165239292777867.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612,963 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.555 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 10, 2022 Filed May 12, 2022 18:03 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 48,116 | $1.60 | $76,918.24 |
DisclosureSEC source: 0001628280-22-014163 · wf-form4_165239295587537.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,875 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.5529 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 10, 2022 Filed May 12, 2022 22:02 UTC |
Crowder RandallDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 24,393 | $1.60 | $38,992.21 |
DisclosureSEC source: 0001628280-22-014161 · wf-form4_165239289768141.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,669 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.55 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 10, 2022 Filed May 12, 2022 22:01 UTC |
Aune MattChief Financial Officer
|
Tax withholdingCommon Stock | 43,812 | $1.60 | $70,037.86 |
DisclosureSEC source: 0001628280-22-014160 · wf-form4_165239287232583.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,849 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.555 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 16, 2022 16:15 UTC |
Manlunas EricDirector
|
SaleCommon Stock | 27,173 | $3.13 | $85,173.77 |
DisclosureSEC source: 0001628280-22-032112 · wf-form4_167122531170748.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,188 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $3.09 to $3.18. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 02, 2021 Filed Feb 25, 2022 00:55 UTC |
COWAN KEITH ODirector
|
GrantCommon Stock | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003893 · wf-form4_164575050251881.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,284 F1 · security: On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| December 02, 2021 Filed Feb 24, 2022 19:55 UTC |
Manlunas EricDirector
|
GrantCommon Stock | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003894 · wf-form4_164575052306111.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,613 F1 · security: On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| December 02, 2021 Filed Feb 24, 2022 19:55 UTC |
Mayor KathyDirector
|
GrantCommon Stock | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003895 · wf-form4_164575054054317.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,779 F1 · security: On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 09:28 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
GrantCommon Stock | 3,151 | $1.19 | $3,749.69 |
DisclosureSEC source: 0001628280-21-024489 · wf-form4_163854167595765.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,991 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 14:27 UTC |
Crowder RandallDirector · Chief Operating Officer
|
GrantCommon Stock | 3,781 | $1.19 | $4,499.39 |
DisclosureSEC source: 0001628280-21-024488 · wf-form4_163854166172753.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,062 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP"). F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 14:27 UTC |
Aune MattChief Financial Officer
|
GrantCommon Stock | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0001628280-21-024487 · wf-form4_163854164494938.xml · nonDerivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,661 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · derivative · entry 7 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,408 Underlying: Common Stock · 3,750 shares Expires 2028-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
GiftCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · nonDerivative · entry 4 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,094 F2 · kind: Represents a gift which was effected pursuant to a transfer of shares to an individual to which the Reporting Person has no beneficial ownership. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 3,750 | $0.61 | $2,287.50 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · nonDerivative · entry 3 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · derivative · entry 6 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,332 Underlying: Common Stock · 14,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
Tax withholdingCommon Stock | 5,156 | $3.81 | $19,631.99 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,094 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:40 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024086 · wf-form4_163772159372458.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.