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PULTEGROUP INC/MI/

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3207
SEC CIK
0000822416
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 11, 2019 00:13 UTC GrantDeferred Share Unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018222 · form4.xml · derivative · entry 1

Peshkin John R. · CIK 0001539716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:10 UTC GrantDeferred Share Unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018221 · form4.xml · derivative · entry 1

DREILING RICHARD W · CIK 0001209831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,270

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:06 UTC GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018219 · form4.xml · nonDerivative · entry 1

ANDERSON BRIAN P · CIK 0001124167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,035

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:05 UTC
Snyder LilaDirector
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018218 · form4.xml · nonDerivative · entry 1

Snyder Lila · CIK 0001660756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:04 UTC GrantDeferred Share Unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018217 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:00 UTC
BLAIR BRYCEDirector
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018215 · form4.xml · nonDerivative · entry 1

BLAIR BRYCE · CIK 0001219691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bryce Blair 2007 Revocable Trust

Disclosed balance after: 124,239

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:59 UTC GrantDeferred Share Unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018214 · form4.xml · derivative · entry 1

POWERS SCOTT F · CIK 0001286771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:57 UTC
Pulte BillDirector
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018213 · form4.xml · nonDerivative · entry 1

Pulte Bill · CIK 0001684592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,198

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed May 1, 2019 00:40 UTC
OShaughnessy RobertExec. VP & CFO
SaleCommon Stock 53,630 $31.35 $1,681,429.21
Disclosure

SEC source: 0001127602-19-016605 · form4.xml · nonDerivative · entry 2

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,583

F2 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.35 to $31.37, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 26, 2019 Filed May 1, 2019 00:40 UTC
OShaughnessy RobertExec. VP & CFO
SaleCommon Stock 42,108 $31.52 $1,327,096.78
Disclosure

SEC source: 0001127602-19-016605 · form4.xml · nonDerivative · entry 1

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,213

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.55, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 25, 2019 Filed Apr 30, 2019 00:07 UTC
OSSOWSKI JAMES LSenior Vice President Finance
SaleCommon Stock 10,000 $31.19 $311,900.00
Disclosure

SEC source: 0001127602-19-016508 · form4.xml · nonDerivative · entry 1

OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Michelle L Ossowski Liv Trust

Disclosed balance after: 39,619

F1 · balance_after: Mr. Ossowski transferred 12,960 of his directly owned shares of PulteGroup, Inc. common stock to the Michelle L Ossowski Living Trust, for which he is a co-trustee on about March 1, 2019.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 23:35 UTC
Chadwick John J.Exec VP & Chief Operating Ofcr
GrantCommon Stock 14,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013054 · form4.xml · nonDerivative · entry 1

Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,397

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:35 UTC
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
Tax withholdingCommon Stock 5,718 $25.82 $147,610.17
Disclosure

SEC source: 0001127602-19-012741 · form4.xml · nonDerivative · entry 1

Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,486

F1 · shares: These shares were surrendered to the Issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:18 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-19-008500 · form4.xml · derivative · entry 4

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:18 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
SaleCommon Stock 15,000 $27.81 $417,150.00
Disclosure

SEC source: 0001127602-19-008500 · form4.xml · nonDerivative · entry 2

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,996

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:18 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
Exercise / conversionCommon Stock 15,000 $12.34 $185,025.00
Disclosure

SEC source: 0001127602-19-008500 · form4.xml · nonDerivative · entry 1

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:55 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
Tax withholdingCommon Stock 25,912 $26.61 $689,518.32
Disclosure

SEC source: 0001127602-19-005804 · form4.xml · nonDerivative · entry 1

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,996

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:50 UTC
SMITH HARMON DEVP & Chief Operating Officer
Tax withholdingCommon Stock 21,833 $26.61 $580,976.13
Disclosure

SEC source: 0001127602-19-005801 · form4.xml · nonDerivative · entry 1

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,426

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:48 UTC
SCHLAGETER STEPHEN PSVP Operations & Strategy
Tax withholdingCommon Stock 7,748 $26.61 $206,174.28
Disclosure

SEC source: 0001127602-19-005799 · form4.xml · nonDerivative · entry 1

SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,359

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:45 UTC
Hairston Michelle H.Senior Vice President - HR
Tax withholdingCommon Stock 1,346 $26.61 $35,817.06
Disclosure

SEC source: 0001127602-19-005797 · form4.xml · nonDerivative · entry 1

Hairston Michelle H. · CIK 0001735544 · Senior Vice President - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,933

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:41 UTC
OSSOWSKI JAMES LSenior Vice President Finance
Tax withholdingCommon Stock 5,086 $26.61 $135,338.46
Disclosure

SEC source: 0001127602-19-005793 · form4.xml · nonDerivative · entry 1

OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 02:43 UTC
OShaughnessy RobertExec. VP & CFO
Tax withholdingCommon Stock 23,033 $26.61 $612,908.13
Disclosure

SEC source: 0001127602-19-005795 · form4.xml · nonDerivative · entry 1

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,321

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:56 UTC
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
GrantCommon Stock 11,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004914 · form4.xml · nonDerivative · entry 1

Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,204

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:42 UTC
SCHLAGETER STEPHEN PSVP Operations & Strategy
GrantCommon Stock 10,241 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004909 · form4.xml · nonDerivative · entry 1

SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,107

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:39 UTC
Hairston Michelle H.Senior Vice President - HR
GrantCommon Stock 5,586 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004907 · form4.xml · nonDerivative · entry 1

Hairston Michelle H. · CIK 0001735544 · Senior Vice President - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,279

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:36 UTC
SMITH HARMON DEVP & Chief Operating Officer
GrantCommon Stock 29,790 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 3

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,259

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:36 UTC
SMITH HARMON DEVP & Chief Operating Officer
Tax withholdingCommon Stock 9,421 $26.86 $253,000.96
Disclosure

SEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 2

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,469

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:36 UTC
SMITH HARMON DEVP & Chief Operating Officer
GrantCommon Stock 31,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 1

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,890

F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2 · shares: These shares are fully vested and exercisable.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:25 UTC
OShaughnessy RobertExec. VP & CFO
GrantCommon Stock 30,721 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004898 · form4.xml · nonDerivative · entry 3

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,354

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:25 UTC
OShaughnessy RobertExec. VP & CFO
Tax withholdingCommon Stock 9,397 $26.86 $252,356.44
Disclosure

SEC source: 0001127602-19-004898 · form4.xml · nonDerivative · entry 2

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,633

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:25 UTC
OShaughnessy RobertExec. VP & CFO
GrantCommon Stock 31,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004898 · form4.xml · nonDerivative · entry 1

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,030

F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2 · shares: These shares are fully vested and exercisable.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:09 UTC
OSSOWSKI JAMES LSenior Vice President Finance
GrantCommon Stock 8,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004886 · form4.xml · nonDerivative · entry 3

OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,796

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:09 UTC
OSSOWSKI JAMES LSenior Vice President Finance
Tax withholdingCommon Stock 2,488 $26.86 $66,815.24
Disclosure

SEC source: 0001127602-19-004886 · form4.xml · nonDerivative · entry 2

OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,603

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:09 UTC
OSSOWSKI JAMES LSenior Vice President Finance
GrantCommon Stock 7,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004886 · form4.xml · nonDerivative · entry 1

OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,091

F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2 · shares: These shares are fully vested and exercisable.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:03 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
GrantCommon Stock 93,093 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004877 · form4.xml · nonDerivative · entry 3

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,908

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:03 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
Tax withholdingCommon Stock 10,498 $26.86 $281,923.79
Disclosure

SEC source: 0001127602-19-004877 · form4.xml · nonDerivative · entry 2

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,815

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:03 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
GrantCommon Stock 34,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004877 · form4.xml · nonDerivative · entry 1

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,313

F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2 · shares: These shares are fully vested and exercisable.

Read SEC document
February 06, 2019 Filed Feb 23, 2019 00:17 UTC Amendment
SCHLAGETER STEPHEN PSVP Operations & Strategy
Tax withholdingCommon Stock 3,376 $26.86 $90,662.48
Disclosure

SEC source: 0001127602-19-007815 · form4a.xml · nonDerivative · entry 2

SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,439

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

F4 · balance_after: This amended Form 4 is being filed to reflect the inadvertent omission of 6,332 net shares received by Mr. Schlageter on February 6, 2019. These shares were also inadvertently omitted from the common stock holdings shown on the Form 4 filed by Mr. Schlageter on February 13, 2019.

Read SEC document
February 06, 2019 Filed Feb 23, 2019 00:17 UTC Amendment
SCHLAGETER STEPHEN PSVP Operations & Strategy
GrantCommon Stock 9,708 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007815 · form4a.xml · nonDerivative · entry 1

SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,815

F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2 · shares: These shares are fully vested and exercisable.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:22 UTC
SCHLAGETER STEPHEN PSVP Operations & Strategy
GrantCommon Stock 5,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003747 · form4.xml · nonDerivative · entry 1

SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,866

F1 · price: Represents units awarded pursuant to satisfaction of performance conditions met by Mr. Schlageter per the terms of his performance award grant from November 30, 2017.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 21:18 UTC
Snyder LilaDirector
GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027115 · form4.xml · nonDerivative · entry 1

Snyder Lila · CIK 0001660756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,454

Read SEC document
August 27, 2018 Filed Aug 28, 2018 21:58 UTC SaleCommon Stock 5,000 $28.96 $144,800.00
Disclosure

SEC source: 0001127602-18-026418 · form4.xml · nonDerivative · entry 1

ANDERSON BRIAN P · CIK 0001124167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,235

Read SEC document
May 11, 2018 Filed May 15, 2018 01:28 UTC PurchaseCommon Stock 3,100 $31.31 $97,061.00
Disclosure

SEC source: 0001127602-18-017439 · form4.xml · nonDerivative · entry 2

Hawaux Andre J · CIK 0001327043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

Read SEC document
May 11, 2018 Filed May 16, 2018 00:49 UTC
SMITH HARMON DEVP & Chief Operating Officer
SaleCommon Stock 51,716 $31.40 $1,623,649.68
Disclosure

SEC source: 0001127602-18-017566 · form4.xml · nonDerivative · entry 1

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,823

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.55, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:43 UTC GrantDeferred Share Unit · Derivative 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017445 · form4.xml · derivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,135

Underlying: Common Stock · 4,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F4 · balance_after: Includes all Deferred Share Units held by Reporting Person.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:41 UTC GrantDeferred Share Unit · Derivative 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017444 · form4.xml · derivative · entry 1

Peshkin John R. · CIK 0001539716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,755

Underlying: Common Stock · 4,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F4 · balance_after: Includes all Deferred Share Units held by Reporting Person.

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May 10, 2018 Filed May 15, 2018 01:40 UTC GrantDeferred Share Unit · Derivative 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017443 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,755

Underlying: Common Stock · 4,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F4 · balance_after: Includes all Deferred Share Units held by Reporting Person.

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May 10, 2018 Filed May 15, 2018 01:38 UTC GrantDeferred Share Unit · Derivative 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017442 · form4.xml · derivative · entry 1

DREILING RICHARD W · CIK 0001209831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,470

Underlying: Common Stock · 4,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F4 · balance_after: Includes all Deferred Share Units held by Reporting Person.

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May 10, 2018 Filed May 15, 2018 01:30 UTC
Hairston Michelle H.Senior Vice President - HR
GrantCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017440 · form4.xml · nonDerivative · entry 1

Hairston Michelle H. · CIK 0001735544 · Senior Vice President - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,693

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May 10, 2018 Filed May 15, 2018 01:28 UTC GrantCommon Stock 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017439 · form4.xml · nonDerivative · entry 1

Hawaux Andre J · CIK 0001327043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,548

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.