Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PULTEGROUP INC/MI/PHM · Entity 3207 | Exec VP & Chief Operating Ofcr | February 14, 2023 | February 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PULTEGROUP INC/MI/
Report date February 14, 2023 · Filed February 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,428 |
Reported balance
After 2023-02-14 transaction · row 1
1 source rowRow 1 · 2023-02-14 · Sale · Disposed 29,817 · Balance 87,428 F1: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $56.33 to $56.99, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $56.33 to $56.99, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2023 Filed Feb 15, 2023 21:44 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 29,817 | $56.63 | $1,688,417.44 |
DisclosureSEC source: 0001127602-23-005367 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,428 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $56.33 to $56.99, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2023 Filed Feb 6, 2023 20:46 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 6,630 | $59.02 | $391,302.60 |
DisclosureSEC source: 0001127602-23-003533 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,245 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 35,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003413 · form4.xml · nonDerivative · entry 3 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,875 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 9,897 | $57.36 | $567,691.92 |
DisclosureSEC source: 0001127602-23-003413 · form4.xml · nonDerivative · entry 2 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,483 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 22,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003413 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,380 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 21:23 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 6,242 | $47.20 | $294,622.40 |
DisclosureSEC source: 0001127602-22-010178 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,348 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 19:35 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 15,090 | $49.05 | $740,119.23 |
DisclosureSEC source: 0001127602-22-007256 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,590 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $49.03 to $49.13, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:21 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 4,116 | $50.61 | $208,310.76 |
DisclosureSEC source: 0001127602-22-003727 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,680 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:07 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 13,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003294 · form4.xml · nonDerivative · entry 3 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,796 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:07 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 7,698 | $53.83 | $414,344.85 |
DisclosureSEC source: 0001127602-22-003294 · form4.xml · nonDerivative · entry 2 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,326 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:07 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 17,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003294 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,024 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:09 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 8,538 | $46.32 | $395,480.16 |
DisclosureSEC source: 0001127602-21-007221 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,895 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 00:59 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 3,456 | $47.48 | $164,090.88 |
DisclosureSEC source: 0001127602-21-004797 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,433 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:37 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 15,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004230 · form4.xml · nonDerivative · entry 3 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,889 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:37 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Disposition to issuerCommon Stock | 3,195 | $46.12 | $147,353.40 |
DisclosureSEC source: 0001127602-21-004230 · form4.xml · nonDerivative · entry 2 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,169 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:37 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 6,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004230 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,364 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:28 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 13,231 | $46.70 | $617,940.62 |
DisclosureSEC source: 0001127602-20-006991 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,383 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $46.70 to $46.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 00:27 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Disposition to issuerCommon Stock | 3,183 | $45.92 | $146,163.36 |
DisclosureSEC source: 0001127602-20-004719 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,614 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:11 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 15,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004291 · form4.xml · nonDerivative · entry 3 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,797 Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:11 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Disposition to issuerCommon Stock | 2,048 | $44.51 | $91,146.24 |
DisclosureSEC source: 0001127602-20-004291 · form4.xml · nonDerivative · entry 2 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,068 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:11 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 6,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004291 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,116 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 23:35 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 14,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013054 · form4.xml · nonDerivative · entry 1 Chadwick John J. · CIK 0001540688 · Exec VP & Chief Operating Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,397 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.