Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PULTEGROUP INC/MI/PHM · Entity 3207 | SVP Operations & Strategy | April 27, 2020 | April 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PULTEGROUP INC/MI/
Report date April 27, 2020 · Filed April 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,148 |
Ending reported balance
After 2020-04-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-04-27 · Exercise / conversion · Acquired 2,250 · Balance 86,697 Row 2 · 2020-04-27 · Sale · Disposed 2,250 · Balance 84,447 F1: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.08 to $26.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2020-04-27 · Sale · Disposed 16,299 · Balance 68,148 F2: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.155, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.77 · Expires 2021-02-10 | Direct | 0 |
Reported balance
After 2020-04-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-04-27 · Exercise / conversion · Disposed 2,250 · Balance 0 |
| UnitsSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,310.987 |
Reported balance
Holding disclosure · report date 2020-04-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,310.987 F3: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,990.679 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 5, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.08 to $26.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.155, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,990.679 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 5, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2020 Filed Apr 29, 2020 00:23 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,250 | $0.00 Strike: $7.77 | $0.00 |
DisclosureSEC source: 0001127602-20-014621 · form4.xml · derivative · entry 5 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 00:23 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 16,299 | $26.13 | $425,958.07 |
DisclosureSEC source: 0001127602-20-014621 · form4.xml · nonDerivative · entry 3 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,148 F2 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.155, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 00:23 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 2,250 | $26.09 | $58,693.50 |
DisclosureSEC source: 0001127602-20-014621 · form4.xml · nonDerivative · entry 2 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,447 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.08 to $26.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 00:23 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionCommon Stock | 2,250 | $7.77 | $17,471.25 |
DisclosureSEC source: 0001127602-20-014621 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 00:28 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Disposition to issuerCommon Stock | 4,544 | $45.92 | $208,660.48 |
DisclosureSEC source: 0001127602-20-004720 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,447 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:00 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 6,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004282 · form4.xml · nonDerivative · entry 3 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,535 Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:00 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Disposition to issuerCommon Stock | 2,308 | $44.51 | $102,717.54 |
DisclosureSEC source: 0001127602-20-004282 · form4.xml · nonDerivative · entry 2 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,355 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:00 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 7,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004282 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,663 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:34 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 2,083 | $38.76 | $80,737.08 |
DisclosureSEC source: 0001127602-20-001231 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,608 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:48 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 7,748 | $26.61 | $206,174.28 |
DisclosureSEC source: 0001127602-19-005799 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,359 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:42 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 10,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004909 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,107 Read SEC document |
| February 06, 2019 Filed Feb 23, 2019 00:17 UTC Amendment | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 3,376 | $26.86 | $90,662.48 |
DisclosureSEC source: 0001127602-19-007815 · form4a.xml · nonDerivative · entry 2 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,439 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. F4 · balance_after: This amended Form 4 is being filed to reflect the inadvertent omission of 6,332 net shares received by Mr. Schlageter on February 6, 2019. These shares were also inadvertently omitted from the common stock holdings shown on the Form 4 filed by Mr. Schlageter on February 13, 2019. Read SEC document |
| February 06, 2019 Filed Feb 23, 2019 00:17 UTC Amendment | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 9,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007815 · form4a.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,815 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 5,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003747 · form4.xml · nonDerivative · entry 1 SCHLAGETER STEPHEN P · CIK 0001564294 · SVP Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,866 F1 · price: Represents units awarded pursuant to satisfaction of performance conditions met by Mr. Schlageter per the terms of his performance award grant from November 30, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.