Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PULTEGROUP INC/MI/PHM · Entity 3207 | EVP & Chief Operating Officer | February 11, 2019 | February 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PULTEGROUP INC/MI/
Report date February 11, 2019 · Filed February 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 286,426 |
Reported balance
After 2019-02-11 transaction · row 1
1 source rowRow 1 · 2019-02-11 · Tax withholding · Disposed 21,833 · Balance 286,426 F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. |
| UnitsSEC Table I · non-derivative | IndirectBy 401(k) plan | 6,212.331 |
Reported balance
Holding disclosure · report date 2019-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,212.331 F2: Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 14,144.964 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
F2: Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 14,144.964 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2019 Filed Feb 14, 2019 02:50 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 21,833 | $26.61 | $580,976.13 |
DisclosureSEC source: 0001127602-19-005801 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,426 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:36 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 29,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 3 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,259 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:36 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 9,421 | $26.86 | $253,000.96 |
DisclosureSEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 2 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,469 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:36 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 31,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004903 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,890 F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| May 11, 2018 Filed May 16, 2018 00:49 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 51,716 | $31.40 | $1,623,649.68 |
DisclosureSEC source: 0001127602-18-017566 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,823 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.55, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:59 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 1,045 | $31.32 | $32,732.33 |
DisclosureSEC source: 0001127602-18-017074 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,539 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.32 to $31.33, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:14 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 15,024 | $29.19 | $438,550.56 |
DisclosureSEC source: 0001127602-18-006204 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,584 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 26,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 3 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,608 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 3,904 | $30.46 | $118,915.84 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 2 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,344 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 12,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,248 F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| May 05, 2017 Filed May 10, 2017 01:12 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 6,556 | $22.28 | $146,067.68 |
DisclosureSEC source: 0001127602-17-017459 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,531 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 37,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 3 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,087 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 9,797 | $21.29 | $208,578.13 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 2 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,510 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 27,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,307 F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:39 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 8,453 | $21.37 | $180,598.35 |
DisclosureSEC source: 0001127602-17-004327 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,094 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:31 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 48,010 | $21.40 | $1,027,615.64 |
DisclosureSEC source: 0001127602-17-003287 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,547 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.425, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.