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PULTEGROUP INC/MI/

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3207
SEC CIK
0000822416
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 13, 2017 23:34 UTC
Ellinghausen James RExec. Vice President-HR
Tax withholdingCommon Stock 10,791 $21.29 $229,740.39
Disclosure

SEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 3

Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,458

F4 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:34 UTC
Ellinghausen James RExec. Vice President-HR
GrantCommon Stock 25,399 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 2

Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,249

F2 · shares: These shares are fully vested and exercisable.

F3 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:34 UTC
Ellinghausen James RExec. Vice President-HR
SaleCommon Stock 26,186 $21.42 $560,930.31
Disclosure

SEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 1

Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,850

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.417 to $21.427, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 09, 2017 Filed Feb 13, 2017 23:32 UTC
OSSOWSKI JAMES LVP Finance & Controller
GrantCommon Stock 10,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005585 · form4.xml · nonDerivative · entry 3

OSSOWSKI JAMES L · CIK 0001568260 · VP Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,795

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:32 UTC
OSSOWSKI JAMES LVP Finance & Controller
Tax withholdingCommon Stock 2,397 $21.29 $51,032.13
Disclosure

SEC source: 0001127602-17-005585 · form4.xml · nonDerivative · entry 2

OSSOWSKI JAMES L · CIK 0001568260 · VP Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,461

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:32 UTC
OSSOWSKI JAMES LVP Finance & Controller
GrantCommon Stock 7,256 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005585 · form4.xml · nonDerivative · entry 1

OSSOWSKI JAMES L · CIK 0001568260 · VP Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,858

F1 · shares: These shares are fully vested and exercisable.

F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:22 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
GrantCommon Stock 18,789 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 3

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,495

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:22 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Tax withholdingCommon Stock 4,346 $21.29 $92,526.34
Disclosure

SEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 2

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,706

F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:22 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
GrantCommon Stock 13,153 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 1

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,052

F1 · shares: These shares are fully vested and exercisable.

F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:35 UTC
OSSOWSKI JAMES LVP Finance & Controller
Tax withholdingCommon Stock 10,194 $21.37 $217,794.81
Disclosure

SEC source: 0001127602-17-004325 · form4.xml · nonDerivative · entry 1

OSSOWSKI JAMES L · CIK 0001568260 · VP Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:39 UTC
SMITH HARMON DEVP & Chief Operating Officer
Tax withholdingCommon Stock 8,453 $21.37 $180,598.35
Disclosure

SEC source: 0001127602-17-004327 · form4.xml · nonDerivative · entry 1

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,094

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:58 UTC Tax withholdingCommon Stock 52,990 $21.37 $1,132,131.35
Disclosure

SEC source: 0001127602-17-004332 · form4.xml · nonDerivative · entry 1

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,786

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:54 UTC
Ellinghausen James RExec. Vice President-HR
Tax withholdingCommon Stock 11,151 $21.37 $238,241.12
Disclosure

SEC source: 0001127602-17-004330 · form4.xml · nonDerivative · entry 1

Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,036

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:47 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
Tax withholdingCommon Stock 4,191 $21.37 $89,540.72
Disclosure

SEC source: 0001127602-17-004328 · form4.xml · nonDerivative · entry 1

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,952

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:30 UTC
OShaughnessy RobertExec. VP & CFO
Tax withholdingCommon Stock 13,211 $21.37 $282,253.02
Disclosure

SEC source: 0001127602-17-004320 · form4.xml · nonDerivative · entry 1

OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,830

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $11.36 $0.00
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · derivative · entry 7

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 5,000 shares

Expires 2018-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · derivative · entry 6

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
SaleCommon Stock 5,000 $21.33 $106,650.50
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 5

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,899

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Exercise / conversionCommon Stock 5,000 $11.36 $56,775.00
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 4

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
SaleCommon Stock 15,000 $21.33 $319,951.50
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 3

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,899

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Exercise / conversionCommon Stock 15,000 $10.93 $163,950.00
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 2

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 20:24 UTC
COOK STEVEN MEVP, Ch. Legal Ofcr, Corp Secy
Tax withholdingCommon Stock 5,727 $21.37 $122,357.36
Disclosure

SEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 1

COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,899

F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 17:33 UTC
Ellinghausen James RExec. Vice President-HR
SaleCommon Stock 47,744 $21.00 $1,002,767.23
Disclosure

SEC source: 0001127602-17-003288 · form4.xml · nonDerivative · entry 1

Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,187

Read SEC document
January 30, 2017 Filed Feb 1, 2017 17:31 UTC
SMITH HARMON DEVP & Chief Operating Officer
SaleCommon Stock 48,010 $21.40 $1,027,615.64
Disclosure

SEC source: 0001127602-17-003287 · form4.xml · nonDerivative · entry 1

SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,547

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.425, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 80,893 $21.50 $1,739,199.50
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 6

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,747

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 26, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 68,273 $21.05 $1,437,146.65
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 5

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,640

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 70,000 $20.70 $1,449,000.00
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 4

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145,913

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 61,971 $20.36 $1,261,729.56
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 3

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,942

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 24, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 435 $20.35 $8,852.25
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 2

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,913

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 24, 2017 Filed Jan 26, 2017 23:22 UTC SaleCommon Stock 59,650 $20.00 $1,193,000.00
Disclosure

SEC source: 0001127602-17-002516 · form4.xml · nonDerivative · entry 1

DUGAS RICHARD J JR · CIK 0001231238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,348

F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:25 UTC GrantCommon Stock 5,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063381 · form4.xml · nonDerivative · entry 1

Gotbaum Joshua · CIK 0001684207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:27 UTC GrantCommon Stock 5,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063382 · form4.xml · nonDerivative · entry 1

Peshkin John R. · CIK 0001539716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:23 UTC GrantCommon Stock 5,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063380 · form4.xml · nonDerivative · entry 1

POWERS SCOTT F · CIK 0001286771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,615

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:20 UTC GrantDeferred Share Unit · Derivative 2,992 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063379 · form4.xml · derivative · entry 2

DREILING RICHARD W · CIK 0001209831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

Underlying: Common Stock · 2,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:01 UTC
Pulte BillDirector
GrantCommon Stock 4,643 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063372 · form4.xml · nonDerivative · entry 1

Pulte Bill · CIK 0001684592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 18:02 UTC
MARSHALL RYANDirector · Chief Exec Officer, President
GrantCommon Stock 23,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062372 · form4.xml · nonDerivative · entry 1

MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,143

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.