Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PULTEGROUP INC/MI/PHM · Entity 3207 | EVP, Ch. Legal Ofcr, Corp Secy | February 09, 2017 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PULTEGROUP INC/MI/
Report date February 09, 2017 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,495 |
Ending reported balance
After 2017-02-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-02-09 · Grant · Acquired 13,153 · Balance 249,052 F1: These shares are fully vested and exercisable. F2: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Row 2 · 2017-02-09 · Tax withholding · Disposed 4,346 · Balance 244,706 F3: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Row 3 · 2017-02-09 · Grant · Acquired 18,789 · Balance 263,495 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are fully vested and exercisable.
F2: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
F3: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2017 Filed Feb 13, 2017 23:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 18,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 3 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,495 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 4,346 | $21.29 | $92,526.34 |
DisclosureSEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 2 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,706 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 13,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005582 · form4.xml · nonDerivative · entry 1 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,052 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · derivative · entry 7 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 5,000 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · derivative · entry 6 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 5,000 | $21.33 | $106,650.50 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 5 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,899 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionCommon Stock | 5,000 | $11.36 | $56,775.00 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 4 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 15,000 | $21.33 | $319,951.50 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 3 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,899 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Exercise / conversionCommon Stock | 15,000 | $10.93 | $163,950.00 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 2 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:24 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 5,727 | $21.37 | $122,357.36 |
DisclosureSEC source: 0001127602-17-004319 · form4.xml · nonDerivative · entry 1 COOK STEVEN M · CIK 0001245230 · EVP, Ch. Legal Ofcr, Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,899 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.