Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PULTEGROUP INC/MI/PHM · Entity 3207 | Exec. Vice President-HR | February 12, 2018 | February 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PULTEGROUP INC/MI/
Report date February 12, 2018 · Filed February 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 199,981 |
Reported balance
After 2018-02-12 transaction · row 1
1 source rowRow 1 · 2018-02-12 · Tax withholding · Disposed 13,296 · Balance 199,981 F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 15, 2018 01:20 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 13,296 | $29.19 | $388,110.24 |
DisclosureSEC source: 0001127602-18-006205 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,981 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 22,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 3 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,277 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 3,695 | $30.46 | $112,549.70 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,296 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 11,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,991 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 11,000 | $32.70 | $359,700.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 7 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 1,000 | $32.34 | $32,340.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 6 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 12,000 | $32.30 | $387,600.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 5 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 10,000 | $32.35 | $323,500.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 4 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 12,367 | $32.35 | $400,072.45 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 3 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,122 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 11,818 | $32.19 | $380,421.42 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,489 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:08 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 9,305 | $32.20 | $299,621.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,307 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 22:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 44,757 | $29.99 | $1,342,168.44 |
DisclosureSEC source: 0001127602-17-030548 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,612 F2 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.9500 to $30.0217, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 22:22 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 92,155 | $29.57 | $2,724,746.89 |
DisclosureSEC source: 0001127602-17-030548 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,369 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.4144 to $29.7290, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:09 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 25,000 | $23.50 | $587,500.00 |
DisclosureSEC source: 0001127602-17-011578 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,524 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:52 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 33,814 | $21.82 | $737,821.48 |
DisclosureSEC source: 0001127602-17-008131 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,524 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:34 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 32,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 4 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,338 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:34 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 10,791 | $21.29 | $229,740.39 |
DisclosureSEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 3 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,458 F4 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:34 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | GrantCommon Stock | 25,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,249 F2 · shares: These shares are fully vested and exercisable. F3 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:34 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 26,186 | $21.42 | $560,930.31 |
DisclosureSEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,850 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.417 to $21.427, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:54 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | Tax withholdingCommon Stock | 11,151 | $21.37 | $238,241.12 |
DisclosureSEC source: 0001127602-17-004330 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,036 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:33 UTC | PULTEGROUP INC/MI/ PHM · Entity 3207 | SaleCommon Stock | 47,744 | $21.00 | $1,002,767.23 |
DisclosureSEC source: 0001127602-17-003288 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,187 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.