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Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

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Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2025 Filed Mar 24, 2025 15:58 UTC
KENNEDY DOUGLAS LPresident & CEO
Tax withholdingCommon Stock 1,788 $29.55 $52,835.40
Disclosure

SEC source: 0000950170-25-043590 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,408.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:55 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,399 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043585 · ownership.xml · derivative · entry 6

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock · 1,399 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:55 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 4,197 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043585 · ownership.xml · derivative · entry 4

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,197

Underlying: Common Stock · 4,197 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:55 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 387 $29.55 $11,435.85
Disclosure

SEC source: 0000950170-25-043585 · ownership.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,272

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:51 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,633 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043583 · ownership.xml · derivative · entry 5

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,233

Underlying: Common Stock · 1,633 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:51 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 4,899 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043583 · ownership.xml · derivative · entry 3

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,899

Underlying: Common Stock · 4,899 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:51 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 603 $29.55 $17,818.65
Disclosure

SEC source: 0000950170-25-043583 · ownership.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,102

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:49 UTC
Cavallaro Frank A.SEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,499 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043580 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,499

Underlying: Common Stock · 7,499 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:49 UTC
Cavallaro Frank A.SEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,999 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043580 · ownership.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,614

Underlying: Common Stock · 4,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:46 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Units · Derivative 11,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,270

Underlying: Common Stock · 11,315 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:46 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Units · Derivative 7,543 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · derivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,543

Underlying: Common Stock · 7,543 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:46 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 4,580 $29.55 $135,339.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,476

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 15:53 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
SaleCommon Stock 10,000 $28.76 $287,646.00
Disclosure

SEC source: 0000950170-25-042409 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,155

Read SEC document
March 17, 2025 Filed Mar 18, 2025 16:43 UTC
KENNEDY DOUGLAS LPresident & CEO
SaleCommon Stock 20,000 $28.91 $578,142.00
Disclosure

SEC source: 0000950170-25-040933 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,702.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 22, 2024.

Read SEC document
January 30, 2025 Filed Jan 31, 2025 19:23 UTC
Smith Gregory MartinSEVP, President Comml Banking
SaleCommon Stock 17,633 $31.95 $563,293.24
Disclosure

SEC source: 0000950170-25-011653 · ownership.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297.2762

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 16:42 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 167 $35.37 $5,906.79
Disclosure

SEC source: 0000950170-24-136990 · ownership.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,492.4604

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
November 04, 2024 Filed Nov 5, 2024 19:45 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
SaleCommon Stock 3,000 $32.29 $96,877.20
Disclosure

SEC source: 0000950170-24-121337 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,155

Read SEC document
October 23, 2024 Filed Oct 25, 2024 12:48 UTC
KENNEDY DOUGLAS LPresident & CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-117223 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,702.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:36 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
SaleCommon Stock 10,000 $26.89 $268,919.00
Disclosure

SEC source: 0000950170-24-104311 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,155

Read SEC document
August 16, 2024 Filed Aug 19, 2024 19:25 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
SaleCommon Stock 5,000 $25.69 $128,450.00
Disclosure

SEC source: 0000950170-24-098455 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,155

Read SEC document
May 21, 2024 Filed May 22, 2024 16:32 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
SaleCommon Stock 4,608 $24.09 $111,006.72
Disclosure

SEC source: 0000950170-24-063360 · ownership.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,204.923

Read SEC document
May 13, 2024 Filed May 15, 2024 17:14 UTC
KENNEDY DOUGLAS LPresident & CEO
GiftCommon Stock 1,072 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-060242 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,702.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantPhantom Stock · Derivative 12,418 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,418

Underlying: Common Stock · 12,418 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F6 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantPhantom Stock · Derivative 8,278 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · derivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,278

Underlying: Common Stock · 8,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 810 $23.92 $19,375.20
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,155

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC
Cavallaro Frank A.SEVP & Chief Financial Officer
GrantPhantom Stock · Derivative 6,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,584

Underlying: Common Stock · 6,584 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F4 · derivative.exercise_date: The phantom stock will cliff vest, after three years, if certain performance conditions are met.

F4 · derivative.expiration_date: The phantom stock will cliff vest, after three years, if certain performance conditions are met.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC
Cavallaro Frank A.SEVP & Chief Financial Officer
GrantPhantom Stock · Derivative 4,389 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,389

Underlying: Common Stock · 4,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC
Cavallaro Frank A.SEVP & Chief Financial Officer
Tax withholdingCommon Stock 597 $23.92 $14,280.24
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,855

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:06 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantPhantom Stock · Derivative 2,112 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035533 · ownership.xml · derivative · entry 4

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Common Stock · 2,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F3 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:06 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantPhantom Stock · Derivative 6,337 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035533 · ownership.xml · derivative · entry 3

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,337

Underlying: Common Stock · 6,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:06 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 815 $23.92 $19,494.80
Disclosure

SEC source: 0000950170-24-035533 · ownership.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,592

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:53 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantPhantom Stock · Derivative 1,426 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035527 · ownership.xml · derivative · entry 5

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426

Underlying: Common Stock · 1,426 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F5 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:53 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantPhantom Stock · Derivative 4,279 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035527 · ownership.xml · derivative · entry 4

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,279

Underlying: Common Stock · 4,279 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:53 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 406 $23.92 $9,711.52
Disclosure

SEC source: 0000950170-24-035527 · ownership.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,427

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC
KENNEDY DOUGLAS LPresident & CEO
GrantPhantom Stock · Derivative 15,482 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,482

Underlying: Common Stock · 15,482 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F7 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC
KENNEDY DOUGLAS LPresident & CEO
GrantPhantom Stock · Derivative 10,321 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · derivative · entry 5

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,321

Underlying: Common Stock · 10,321 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC
KENNEDY DOUGLAS LPresident & CEO
Tax withholdingCommon Stock 1,571 $23.92 $37,578.32
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,774.749

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:45 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantPhantom Stock · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035518 · ownership.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Common Stock · 4,879 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F7 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2024 Filed Mar 22, 2024 21:45 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantPhantom Stock · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035518 · ownership.xml · derivative · entry 5

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2024 Filed Mar 22, 2024 21:43 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
GrantPhantom Stock · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035510 · ownership.xml · derivative · entry 3

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2024 Filed Mar 22, 2024 21:43 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 552 $23.92 $13,203.84
Disclosure

SEC source: 0000950170-24-035510 · ownership.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,206.1875

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

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March 20, 2024 Filed Mar 22, 2024 21:40 UTC
Smith Gregory MartinSEVP, President Comml Banking
GrantPhantom Stock · Derivative 8,103 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035506 · ownership.xml · derivative · entry 4

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,103

Underlying: Common Stock · 8,103 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F5 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F5 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2024 Filed Mar 22, 2024 21:40 UTC
Smith Gregory MartinSEVP, President Comml Banking
GrantPhantom Stock · Derivative 5,402 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035506 · ownership.xml · derivative · entry 3

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,402

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2024 Filed Mar 22, 2024 21:40 UTC
Smith Gregory MartinSEVP, President Comml Banking
Tax withholdingCommon Stock 1,032 $23.92 $24,685.44
Disclosure

SEC source: 0000950170-24-035506 · ownership.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,833.8728

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

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March 20, 2024 Filed Mar 22, 2024 21:36 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
GrantPhantom Stock · Derivative 2,378 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035503 · ownership.xml · derivative · entry 4

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,378

Underlying: Common Stock · 2,378 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F5 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F5 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2024 Filed Mar 22, 2024 21:36 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
GrantPhantom Stock · Derivative 7,135 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035503 · ownership.xml · derivative · entry 3

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,135

Underlying: Common Stock · 7,135 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2024 Filed Mar 22, 2024 21:36 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
Tax withholdingCommon Stock 1,008 $23.92 $24,111.36
Disclosure

SEC source: 0000950170-24-035503 · ownership.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,812.923

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

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March 20, 2024 Filed Mar 22, 2024 13:55 UTC
WELSH BETHDirector
GrantPhantom Stock · Derivative 2,069 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035118 · ownership.xml · derivative · entry 2

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,069

Underlying: Common Stock · 2,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

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March 20, 2024 Filed Mar 22, 2024 13:49 UTC GrantPhantom Stock · Derivative 2,069 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035114 · ownership.xml · derivative · entry 2

Spinelli Anthony W. · CIK 0001707640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,069

Underlying: Common Stock · 2,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

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March 20, 2024 Filed Mar 22, 2024 13:41 UTC GrantPhantom Stock · Derivative 2,069 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035108 · ownership.xml · derivative · entry 4

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,069

Underlying: Common Stock · 2,069 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

F3 · derivative.expiration_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.