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person · Reporting owner

Cavallaro Frank A.

Disclosed activity across 2 companies

Tapewire entity
54803
SEC CIK
0001471659

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354SEVP & Chief Financial OfficerMarch 31, 2026April 01, 2026
REPUBLIC FIRST BANCORP INCFRBK · Entity 95442Chief Financial OfficerMarch 07, 2022March 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date March 31, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,713.842 Reported balance After 2026-03-31 transaction · row 1
1 source row

Row 1 · 2026-03-31 · Purchase · Acquired 2,889.842 · Balance 14,713.842

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,333 Reported balance Holding disclosure · report date 2026-03-31 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 3,333

F1: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,408 Reported balance Holding disclosure · report date 2026-03-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 7,408

F2: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,499 Reported balance Holding disclosure · report date 2026-03-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 7,499

F3: On March 20, 2025, the reporting person was granted 7,499 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,113 Reported balance Holding disclosure · report date 2026-03-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 11,113

F4: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect1,463 Reported balance Holding disclosure · report date 2026-03-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,463

F5: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect6,584 Reported balance Holding disclosure · report date 2026-03-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 6,584

F6: On March 20, 2024, the reporting person was granted 6,584 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F3: On March 20, 2025, the reporting person was granted 7,499 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F4: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F5: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F6: On March 20, 2024, the reporting person was granted 6,584 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

REPUBLIC FIRST BANCORP INC

Report date March 07, 2022 · Filed March 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,815 Reported balance After 2022-03-07 transaction · row 1
1 source row

Row 1 · 2022-03-07 · Tax withholding · Disposed 2,510 · Balance 55,815

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2032-03-21Direct30,000 Reported balance After 2022-03-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-21 · Grant · Acquired 30,000 · Balance 30,000

F1: 25% exercisable on 3/21/23 25% exercisable on 3/21/24 25% exercisable on 3/21/25 25% exercisable on 3/21/26

Filing footnotes · ownership attribution and instrument terms

F1: 25% exercisable on 3/21/23 25% exercisable on 3/21/24 25% exercisable on 3/21/25 25% exercisable on 3/21/26

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2026 Filed Apr 1, 2026 18:51 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 2,889.842 $34.95 $100,999.98
Disclosure

SEC source: 0001193125-26-136891 · ownership.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,713.842

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 1,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · derivative · entry 8

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463

Underlying: Common Stock · 1,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F6 · price: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F6 · derivative.exercise_date: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F6 · derivative.expiration_date: On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 11,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · derivative · entry 7

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,113

Underlying: Common Stock · 11,113 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F5 · price: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F5 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F5 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 7,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · derivative · entry 5

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,408

Underlying: Common Stock · 7,408 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · price: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · derivative · entry 4

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · price: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · derivative.exercise_date: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · derivative.expiration_date: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 1,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · price: On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · nonDerivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,615 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121419 · ownership.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 7,499 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043580 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,499

Underlying: Common Stock · 7,499 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,999 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043580 · ownership.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,614

Underlying: Common Stock · 4,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 6,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,584

Underlying: Common Stock · 6,584 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F4 · derivative.exercise_date: The phantom stock will cliff vest, after three years, if certain performance conditions are met.

F4 · derivative.expiration_date: The phantom stock will cliff vest, after three years, if certain performance conditions are met.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 4,389 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,389

Underlying: Common Stock · 4,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 597 $23.92 $14,280.24
Disclosure

SEC source: 0000950170-24-035538 · ownership.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,855

Read SEC document
August 01, 2023 Filed Aug 4, 2023 20:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 2,558 $29.38 $75,154.04
Disclosure

SEC source: 0001209191-23-044599 · doc4.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,838

Read SEC document
March 28, 2023 Filed Mar 29, 2023 19:31 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 3,280 $30.43 $99,810.40
Disclosure

SEC source: 0001209191-23-021505 · doc4.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,280

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020290 · doc4.xml · derivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,844

Underlying: Common Stock · 4,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 15:42 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007094 · rdgdoc.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-21

F1 · derivative.exercise_date: 25% exercisable on 3/21/23 25% exercisable on 3/21/24 25% exercisable on 3/21/25 25% exercisable on 3/21/26

Read SEC document
March 07, 2022 Filed Mar 24, 2022 15:42 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 Tax withholdingCommon Stock 2,510 $5.06 $12,700.60
Disclosure

SEC source: 0001437749-22-007094 · rdgdoc.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,815

Read SEC document
February 16, 2022 Filed Feb 17, 2022 12:37 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 Exercise / conversionOption To Purchase Common Stock · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001437749-22-003635 · rdgdoc.xml · derivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 12:37 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 Exercise / conversionCommon Stock 15,000 $1.95 $29,250.00
Disclosure

SEC source: 0001437749-22-003635 · rdgdoc.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 24, 2021 15:06 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003932 · rdgdoc.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,325

Read SEC document
March 03, 2020 Filed Mar 4, 2020 13:25 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 PurchaseCommon Stock 200 $2.99 $598.00
Disclosure

SEC source: 0000950159-20-000079 · ownership.xml · nonDerivative · entry 2

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,325

Read SEC document
March 03, 2020 Filed Mar 4, 2020 13:25 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 PurchaseCommon Stock 4,375 $3.00 $13,125.00
Disclosure

SEC source: 0000950159-20-000079 · ownership.xml · nonDerivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Read SEC document
February 27, 2020 Filed Mar 4, 2020 13:25 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantOption to Purchase Common Stock · Derivative 40,000 $3.01 Strike: $3.01 $120,400.00
Disclosure

SEC source: 0000950159-20-000079 · ownership.xml · derivative · entry 3

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-02-27

F1 · derivative.exercise_date: 25% on 2/27/21; 25% on 2/27/22; 25% on 2/27/23; 25% on 2/27/24

Read SEC document
February 19, 2019 Filed Feb 22, 2019 13:12 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantOption to Purchase Common Stock · Derivative 40,000 $6.60 Strike: $6.60 $264,000.00
Disclosure

SEC source: 0001567619-19-005225 · doc1.xml · derivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-02-19

F1 · derivative.exercise_date: 25% on 2/19/20, 25% on 2/19/21, 25% on 2/19/22, 25% on 2/19/23.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 14:51 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantOption to Purchase Common Stock · Derivative 30,000 $8.40 Strike: $8.40 $252,000.00
Disclosure

SEC source: 0001140361-18-010103 · doc1.xml · derivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-02-22

F1 · derivative.exercise_date: 25% on 2/22/19, 25% on 2/22/20, 25% on 2/22/21, 25% on 2/22/22

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February 28, 2017 Filed Mar 2, 2017 10:51 UTC REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 GrantOption to Purchase Common Stock · Derivative 25,000 $8.00 Strike: $8.00 $200,000.00
Disclosure

SEC source: 0001140361-17-010170 · doc1.xml · derivative · entry 1

Cavallaro Frank A. · CIK 0001471659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-02-28

F1 · derivative.exercise_date: 25% on 2/28/18, 25% on 2/28/19, 25% on 2/28/20, 25% on 2/28/21.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.