Tapewire

Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

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Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2018 Filed Mar 13, 2018 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 457 $34.71 $15,862.47
Disclosure

SEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,981.17

F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 165 $34.71 $5,727.15
Disclosure

SEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,052.67

F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 810 $34.71 $28,115.10
Disclosure

SEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 3

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,719.67

F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 1,309 $34.71 $45,435.39
Disclosure

SEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 2

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,072.67

F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:04 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 1,693 $34.71 $58,764.03
Disclosure

SEC source: 0001273412-18-000006 · edgar.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,381.67

F6 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 10,804 shares held in trust

Read SEC document
January 02, 2018 Filed Jan 5, 2018 16:13 UTC
KENNEDY DOUGLAS LDirector · President & CEO
Tax withholdingCommon Stock 1,303 $35.26 $45,943.78
Disclosure

SEC source: 0001273412-18-000004 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,891.749

F2 · ownership.direct: 18,284 shares held in trust

Read SEC document
December 29, 2017 Filed Jan 3, 2018 19:36 UTC
Caspersen Finn MW JrDirector · SEVP & Chief Counsel
Tax withholdingCommon Stock 6,384 $35.02 $223,567.68
Disclosure

SEC source: 0001273412-18-000002 · edgar.xml · nonDerivative · entry 1

Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,290

Read SEC document
December 22, 2017 Filed Dec 26, 2017 20:21 UTC
Caspersen Finn MW JrDirector · SEVP & Chief Counsel
GiftCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000076 · edgar.xml · nonDerivative · entry 1

Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,674

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC
LAMB JAMES RDirector
Exercise / conversionStock option (right to buy) · Derivative 250 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC
LAMB JAMES RDirector
SaleCommon Stock 250 $35.52 $8,880.00
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC
LAMB JAMES RDirector
Exercise / conversionStock option (right to buy) · Derivative 500 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · derivative · entry 6

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 750 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC
LAMB JAMES RDirector
SaleCommon Stock 250 $35.31 $8,826.83
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 3

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC
LAMB JAMES RDirector
SaleCommon Stock 250 $35.02 $8,755.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC
LAMB JAMES RDirector
Exercise / conversionStock option (right to buy) · Derivative 250 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 1,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC
LAMB JAMES RDirector
SaleCommon Stock 250 $34.85 $8,712.53
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC
LAMB JAMES RDirector
Exercise / conversionStock option (right to buy) · Derivative 310 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,310 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC
LAMB JAMES RDirector
SaleCommon Stock 310 $34.25 $10,617.53
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 310 $23.40 $7,254.00
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:03 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000068 · edgar.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,194.749

F3 · price: A gift involves no payment of consideration; therefore, no price is necessary.

F2 · ownership.direct: 18,284 shares held in trust

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionStock option (right to buy) · Derivative 1,000 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · derivative · entry 14

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 2,310 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 100 $35.35 $3,535.01
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 12

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 11

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 100 $35.35 $3,535.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 10

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 9

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 200 $35.34 $7,068.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 8

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 200 $23.40 $4,680.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 7

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 200 $35.31 $7,062.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 6

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 200 $23.40 $4,680.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 5

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 100 $35.27 $3,527.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 3

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
SaleCommon Stock 300 $35.25 $10,575.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
LAMB JAMES RDirector
Exercise / conversionCommon Stock 300 $23.40 $7,020.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionStock option (right to buy) · Derivative 2,310 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · derivative · entry 25

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,310 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 100 $34.92 $3,492.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 22

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 21

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,030.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 300 $34.89 $10,467.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 20

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 300 $23.40 $7,020.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 19

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,230.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 100 $34.85 $3,485.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 18

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 17

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,030.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 600 $34.84 $20,904.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 16

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 600 $23.40 $14,040.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 15

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,530.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 300 $34.81 $10,443.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 14

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 300 $23.40 $7,020.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 13

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,230.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 100 $34.77 $3,477.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 12

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 11

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,030.9342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:07 UTC SaleCommon Stock 100 $34.63 $3,462.50
Disclosure

SEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 10

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,930.9342

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.