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LAMB JAMES R

Disclosed activity across 1 company

Tapewire entity
168112
SEC CIK
0001236752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354DirectorMarch 20, 2018March 22, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date March 20, 2018 · Filed March 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect707 Reported balance After 2018-03-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-20 · Grant · Acquired 707 · Balance 707

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Common StockSEC Table I · non-derivativeDirect21,456 Reported balance Holding disclosure · report date 2018-03-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 21,456

Common StockSEC Table I · non-derivativeIndirectSpouse1,684 Reported balance Holding disclosure · report date 2018-03-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,684

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.43 · Expires 2020-01-04Direct5,000 Reported balance Holding disclosure · report date 2018-03-20 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,000

F3: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.53 · Expires 2021-01-03Direct2,500 Reported balance Holding disclosure · report date 2018-03-20 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,500

F4: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.72 · Expires 2022-01-03Direct2,500 Reported balance Holding disclosure · report date 2018-03-20 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,500

F5: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.68 · Expires 2023-01-02Direct2,500 Reported balance Holding disclosure · report date 2018-03-20 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,500

F6: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F3: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.

F4: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.

F5: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

F6: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2018 Filed Mar 22, 2018 19:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 707 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000028 · edgar.xml · derivative · entry 3

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 250 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 250 $35.52 $8,880.00
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000074 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 500 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · derivative · entry 6

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 750 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 250 $35.31 $8,826.83
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 3

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 250 $35.02 $8,755.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 13, 2017 Filed Dec 14, 2017 18:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000072 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 250 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 1,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 250 $34.85 $8,712.53
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 12, 2017 Filed Dec 12, 2017 20:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 250 $23.40 $5,850.00
Disclosure

SEC source: 0001273412-17-000070 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 310 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,310 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 310 $34.25 $10,617.53
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 11, 2017 Filed Dec 11, 2017 21:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 310 $23.40 $7,254.00
Disclosure

SEC source: 0001273412-17-000066 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 1,000 Not disclosed Strike: $23.40 Not disclosed
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · derivative · entry 14

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 2,310 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option grant has no purchase or sale price.

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 100 $35.35 $3,535.01
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 12

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 11

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 100 $35.35 $3,535.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 10

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 9

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 200 $35.34 $7,068.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 8

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 200 $23.40 $4,680.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 7

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 200 $35.31 $7,062.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 6

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 200 $23.40 $4,680.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 5

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 100 $35.27 $3,527.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 100 $23.40 $2,340.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 3

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 300 $35.25 $10,575.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 300 $23.40 $7,020.00
Disclosure

SEC source: 0001273412-17-000054 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2017 Filed Mar 13, 2017 20:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000018 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,427

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock option (right to buy) · Derivative 2,310 Not disclosed Strike: $26.76 Not disclosed
Disclosure

SEC source: 0001273412-16-000180 · edgar.xml · derivative · entry 4

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,310 shares

Expires 2017-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Option grant has no purchase or sale price

F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 2,310 $30.09 $69,501.43
Disclosure

SEC source: 0001273412-16-000180 · edgar.xml · nonDerivative · entry 2

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,015

Read SEC document
December 13, 2016 Filed Dec 14, 2016 21:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 2,310 $26.76 $61,815.60
Disclosure

SEC source: 0001273412-16-000180 · edgar.xml · nonDerivative · entry 1

LAMB JAMES R · CIK 0001236752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.