Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROVIDENT FINANCIAL SERVICES INCPFS · Entity 4228 | EVP of Provident Bank | March 03, 2021 | March 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROVIDENT FINANCIAL SERVICES INC
Report date March 03, 2021 · Filed March 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,934 |
Ending reported balance
After 2021-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-03 · Grant · Acquired 2,323 · Balance 6,178 F1: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 3, 2024. Row 2 · 2021-03-03 · Tax withholding · Disposed 244 · Balance 5,934 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 2,171 |
Reported balance
Holding disclosure · report date 2021-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,171 F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 3, 2024.
F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PEAPACK GLADSTONE FINANCIAL CORP
Report date December 29, 2017 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,290 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Tax withholding · Disposed 6,384 · Balance 65,290 |
| Common StockSEC Table I · non-derivative | IndirectProfit Sharing Plan | 1,432.9222 |
Reported balance
Holding disclosure · report date 2017-12-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,432.9222 |
| Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 3,135.1173 |
Reported balance
Holding disclosure · report date 2017-12-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,135.1173 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 5, 2021 22:03 UTC | PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 | Tax withholdingCommon Stock | 244 | $20.66 | $5,041.04 |
DisclosureSEC source: 0001628280-21-004079 · wf-form4_161498178958638.xml · nonDerivative · entry 2 Caspersen Finn MW Jr · CIK 0001422194 · EVP of Provident Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:03 UTC | PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 | GrantCommon Stock | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-004079 · wf-form4_161498178958638.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · EVP of Provident Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,178 F1 · shares: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 3, 2024. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:57 UTC | PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 | Tax withholdingCommon Stock | 179 | $20.80 | $3,723.20 |
DisclosureSEC source: 0001628280-20-003172 · wf-form4_158353185307276.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · EVP/Dir of Retail Banking Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,855 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:16 UTC | PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 | GrantCommon Stock | 2,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003078 · wf-form4_158344660095505.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · EVP/Dir of Retail Banking Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,034 F1 · shares: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 3, 2023. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:05 UTC | PROVIDENT FINANCIAL SERVICES INC PFS · Entity 4228 | GrantCommon Stock | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-002509 · wf-form4_155182713542899.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · EVP/Dir of Retail Banking Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 F1 · balance_after: Shares of restricted stock vest at a rate of 33.3% per year over a period ending March 4, 2022. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:36 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 6,384 | $35.02 | $223,567.68 |
DisclosureSEC source: 0001273412-18-000002 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,290 Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 20:21 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GiftCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-17-000076 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,674 F1 · price: A gift involves no payment of consideration; therefore, no price is necessary. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 22:02 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,123 | $35.06 | $39,372.38 |
DisclosureSEC source: 0001273412-17-000062 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,674 Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:35 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 2,610 | $30.08 | $78,508.80 |
DisclosureSEC source: 0001273412-17-000030 · edgar.xml · nonDerivative · entry 2 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,797 Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:35 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantCommon Stock | 7,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-17-000030 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,407 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:53 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 384 | $10.72 | $4,116.48 |
DisclosureSEC source: 0001273412-17-000006 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,961 Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 18:50 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,123 | $22.72 | $25,514.56 |
DisclosureSEC source: 0001273412-16-000170 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,901 Read SEC document |
| December 02, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 2,100 | Not disclosed Strike: $26.76 | Not disclosed |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · derivative · entry 7 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100 shares Expires 2017-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Option grant has no purchase or sale price F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. Read SEC document |
| December 02, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 2,100 | $26.76 | $56,196.00 |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · nonDerivative · entry 4 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 2,031 | $27.66 | $56,177.46 |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · nonDerivative · entry 3 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,245 Read SEC document |
| November 18, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 3,150 | Not disclosed Strike: $23.40 | Not disclosed |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · derivative · entry 8 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,150 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Option grant has no purchase or sale price F2 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Read SEC document |
| November 18, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 3,150 | $23.40 | $73,710.00 |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · nonDerivative · entry 2 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Dec 9, 2016 21:43 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 2,775 | $26.56 | $73,704.00 |
DisclosureSEC source: 0001273412-16-000174 · edgar.xml · nonDerivative · entry 1 Caspersen Finn MW Jr · CIK 0001422194 · Director · SEVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,126 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.