PFX

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.67 to $53.79, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,378

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,145

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $52.51 and $53.21. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (2) to this Form 4.

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,098

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.81 to $50.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,254

SEC source: 0001140361-25-004262 · form4.xml · nonDerivative · entry 2

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.86 to $48.95, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-25-004925 · form4.xml · nonDerivative · entry 1

Hirtler-Garvey Karin · CIK 0001336620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.80 to $49.35, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-25-004262 · form4.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $49.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,854

SEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.0199 to $48.9499, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-047658 · form4.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,969

SEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,983

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $45.98 and $46.18. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price.

SEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,217

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.33 to $46.44, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.12, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-24-030591 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,336

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,289

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,961

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.96 to $44.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-013081 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336

SEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

SEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.06 to $45.08, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,785

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,399

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,858

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,472

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,683

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,297

F3 · shares: The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-045001 · form4.xml · nonDerivative · entry 2

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061

SEC source: 0001140361-23-045001 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.66 to $36.91, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,997

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.70 to $36.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,993

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.23 to $38.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.80 to $37.25, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,890

SEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 4

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1

Disclosed balance after: 16,604

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.94 to $37.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

SEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 3

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1

Disclosed balance after: 4,478

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.75 to $36.45, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

SEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 2

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1

Disclosed balance after: 3,203

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.30 to $35.90, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

SEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1

Disclosed balance after: 501

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.25 to $35.23, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

SEC source: 0001140361-23-029032 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,820

SEC source: 0001140361-23-029032 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,720

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.06 to $33.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-030677 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861

SEC source: 0001140361-23-045319 · form4.xml · nonDerivative · entry 1

McMillan Ellida · CIK 0001604617 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,111

F1 · price: At the time of this transaction, the exemption under Rule 16a-6 was available to the reporting person.

F2 · balance_after: The total reported in Column 5 is as of the date of this Form 4.

SEC source: 0001140361-23-009851 · form4.xml · nonDerivative · entry 2

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,993

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.62 to $39.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-23-009851 · form4.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,888

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.00 to $38.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-008383 · form4.xml · nonDerivative · entry 2

Amster Howard · CIK 0000904853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Howard Amster 2021 Charitable Remainder Unitrust 2

Disclosed balance after: 11,700

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F3 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.

SEC source: 0001140361-23-008383 · form4.xml · nonDerivative · entry 1

Amster Howard · CIK 0000904853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Howard Amster 2021 Charitable Remainder Unitrust 1

Disclosed balance after: 409

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.

SEC source: 0001140361-23-008384 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,620

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.38 to $38.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-008384 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,557

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.40 to $38.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,682

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.16 to $37.29, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,942

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.37 to $35.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,119

SEC source: 0001140361-22-047257 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,619

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.42 to $34.91, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.