Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PhenixFIN CorpPFX · Entity 6843 | Director · CHAIRMAN AND CEO · 10% owner | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PhenixFIN Corp
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 253,854 |
Ending reported balance
After 2026-06-03 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-06-01 · Purchase · Acquired 1 · Balance 245,199 Row 2 · 2026-06-01 · Purchase · Acquired 1,363 · Balance 246,562 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Row 3 · 2026-06-01 · Purchase · Acquired 836 · Balance 247,398 Row 4 · 2026-06-02 · Purchase · Acquired 2,473 · Balance 249,871 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 5 · 2026-06-03 · Purchase · Acquired 800 · Balance 250,671 Row 6 · 2026-06-03 · Purchase · Acquired 3,183 · Balance 253,854 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy spouse | 3,378 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,378 F4: Shares held in the reporting person's spouse's retirement account. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: Shares held in the reporting person's spouse's retirement account.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bitcoin Depot Inc.
Report date June 30, 2023 · Filed July 03, 2023
Section 16 reporting ended · disclosed 2023-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-30 transaction · row 1
1 source rowRow 1 · 2023-06-30 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company. |
| Class A Common StockSEC Table I · non-derivative | Direct | 44,173 |
Ending reported balance
After 2023-06-30 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2023-06-30 · Grant · Acquired 20,000 · Balance 20,000 F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing. F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company. Row 3 · 2023-06-30 · Other · Acquired 24,173 · Balance 44,173 F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 33,333 |
Reported balance
After 2023-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-30 · Other · Acquired 33,333 · Balance 33,333 F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. |
| Class E-1 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30 | Direct | 1,537 |
Reported balance
After 2023-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. |
| Class E-2 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30 | Direct | 1,537 |
Reported balance
After 2023-06-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. |
| Class E-3 Common StockSEC Table II · derivative / convertible security · Expires 2033-06-30 | Direct | 1,537 |
Reported balance
After 2023-06-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.
F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing.
F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.
F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.
F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.
F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.
F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.
FERRO CORP
Report date April 21, 2022 · Filed April 21, 2022
Section 16 reporting ended · disclosed 2022-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 1
1 source rowRow 1 · 2022-04-21 · Disposition to issuer · Disposed 22,000 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. |
| Common StockSEC Table I · non-derivative | IndirectBy Director Deferred Comp Plan | 0 |
Reported balance
After 2022-04-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-04-21 · Disposition to issuer · Disposed 19,028.0568 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-21 · Disposition to issuer · Acquired 57,500 · Balance 0 F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.
F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.
F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 3,183 | $45.49 | $144,794.67 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 6 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,854 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| June 03, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 800 | $44.40 | $35,520.00 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 5 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,671 Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 2,473 | $44.95 | $111,161.35 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,871 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 836 | $44.99 | $37,611.64 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,398 Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 1,363 | $44.37 | $60,476.31 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,562 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:23 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 1 | $41.20 | $41.20 |
DisclosureSEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,199 Read SEC document |
| May 12, 2026 Filed May 14, 2026 21:39 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 42,065 | $39.95 | $1,680,496.75 |
DisclosureSEC source: 0001213900-26-056877 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,198 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.00 to $40.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 56,537 shares received as an in-kind distribution from FrontFour Master Fund, Ltd. In prior reports, the reporting person reported beneficial ownership of 81,662.416 shares of PhenixFIN Corporation common stock held by FrontFour Master Fund, Ltd. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 21:30 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 572 | $46.05 | $26,340.60 |
DisclosureSEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,596 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.76 to $46.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 21:30 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 133 | $45.59 | $6,063.47 |
DisclosureSEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,024 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.33 to $45.68, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 22, 2025 Filed Dec 29, 2025 21:30 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 1,000 | $45.44 | $45,440.00 |
DisclosureSEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,891 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 17, 2025 Filed Dec 17, 2025 22:20 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 908 | $44.74 | $40,623.92 |
DisclosureSEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,891 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.48 to $44.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 22:20 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 138 | $44.45 | $6,134.10 |
DisclosureSEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,983 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.44 to $44.47, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 22:20 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 100 | $44.33 | $4,433.00 |
DisclosureSEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,845 Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 20:34 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 100 | $48.93 | $4,893.00 |
DisclosureSEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,745 Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 20:34 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 300 | $48.41 | $14,523.00 |
DisclosureSEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,645 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $48.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:34 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 200 | $47.83 | $9,566.00 |
DisclosureSEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,345 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.82 to $47.84, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 18, 2025 Filed Jun 18, 2025 22:35 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 300 | $49.56 | $14,868.00 |
DisclosureSEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,145 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.15 to $49.77, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 22:35 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK | 700 | $47.91 | $33,537.00 |
DisclosureSEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.85 to $47.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 02:46 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 100 | $54.35 | $5,435.00 |
DisclosureSEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,145 Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 02:46 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 900 | $53.87 | $48,483.00 |
DisclosureSEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,045 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.27 to $54.22, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 02:46 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 200 | $53.29 | $10,658.00 |
DisclosureSEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,145 Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:46 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 800 | $53.72 | $42,976.00 |
DisclosureSEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,945 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.67 to $53.79, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 19:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 89 | $53.21 | $4,735.69 |
DisclosureSEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,378 Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 19:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 47 | $53.14 | $2,497.37 |
DisclosureSEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,145 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $52.51 and $53.21. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (2) to this Form 4. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 19:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 844 | $50.85 | $42,917.65 |
DisclosureSEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,098 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.81 to $50.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 19:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 400 | $52.00 | $20,800.00 |
DisclosureSEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,254 Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:37 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 2,000 | $47.61 | $95,220.20 |
DisclosureSEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,854 Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:37 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 10,871 | $48.13 | $523,201.66 |
DisclosureSEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,854 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.0199 to $48.9499, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 20:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 766 | $46.11 | $35,320.64 |
DisclosureSEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,983 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $45.98 and $46.18. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 20:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 192 | $46.39 | $8,907.74 |
DisclosureSEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,217 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.33 to $46.44, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 14, 2024 Filed Jun 14, 2024 22:56 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 64 | $45.08 | $2,885.40 |
DisclosureSEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,025 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.12, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:56 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 289 | $44.85 | $12,960.78 |
DisclosureSEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,289 Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:56 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 628 | $44.98 | $28,245.24 |
DisclosureSEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,961 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.96 to $44.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 560 | $45.08 | $25,244.80 |
DisclosureSEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,000 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 18,934 | $45.08 | $853,542.83 |
DisclosureSEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,333 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.06 to $45.08, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 00:17 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 927 | $44.97 | $41,687.19 |
DisclosureSEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,785 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 27, 2024 Filed Mar 5, 2024 21:29 UTC Amendment | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 927 | $44.97 | $41,687.19 |
DisclosureSEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,399 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:17 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 175 | $44.06 | $7,710.50 |
DisclosureSEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,858 Read SEC document |
| February 26, 2024 Filed Mar 5, 2024 21:29 UTC Amendment | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 175 | $44.06 | $7,710.50 |
DisclosureSEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,472 Read SEC document |
| February 23, 2024 Filed Feb 28, 2024 00:17 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 1,686 | $44.48 | $74,993.28 |
DisclosureSEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,683 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 23, 2024 Filed Mar 5, 2024 21:29 UTC Amendment | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 1,300 | $44.50 | $57,850.00 |
DisclosureSEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,297 F3 · shares: The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 16, 2023 Filed Aug 16, 2023 21:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 2,004 | $36.79 | $73,727.16 |
DisclosureSEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,997 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.70 to $36.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 21:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 679 | $38.31 | $26,012.49 |
DisclosureSEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,993 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.23 to $38.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 21:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 2,424 | $37.13 | $90,003.12 |
DisclosureSEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,314 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.80 to $37.25, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:45 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 70 | $36.50 | $2,555.00 |
DisclosureSEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,890 Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC | Bitcoin Depot Inc. BTM · Entity 51844 | OtherClass E-3 Common Stock · Derivative | 1,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 7 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,537 Underlying: Class A Common Stock · 1,537 shares Expires 2033-06-30 F7 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F7 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC | Bitcoin Depot Inc. BTM · Entity 51844 | OtherClass E-2 Common Stock · Derivative | 1,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 6 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,537 Underlying: Class A Common Stock · 1,537 shares Expires 2030-06-30 F6 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F6 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC | Bitcoin Depot Inc. BTM · Entity 51844 | OtherClass E-1 Common Stock · Derivative | 1,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 5 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,537 Underlying: Class A Common Stock · 1,537 shares Expires 2030-06-30 F5 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F5 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC | Bitcoin Depot Inc. BTM · Entity 51844 | OtherWarrant (right to buy) · Derivative | 33,333 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 4 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,333 Underlying: Class A Common Stock · 33,333 shares Expires not disclosed F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F4 · derivative.exercise_date: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. F4 · derivative.expiration_date: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC | Bitcoin Depot Inc. BTM · Entity 51844 | OtherClass A Common Stock | 24,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016823 · doc4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,173 F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.