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Lorber David A

Disclosed activity across 3 companies

Tapewire entity
41734
SEC CIK
0001358538

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PhenixFIN CorpPFX · Entity 6843Director · CHAIRMAN AND CEO · 10% ownerJune 01, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PhenixFIN Corp

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect253,854 Ending reported balance After 2026-06-03 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-06-01 · Purchase · Acquired 1 · Balance 245,199

Row 2 · 2026-06-01 · Purchase · Acquired 1,363 · Balance 246,562

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Row 3 · 2026-06-01 · Purchase · Acquired 836 · Balance 247,398

Row 4 · 2026-06-02 · Purchase · Acquired 2,473 · Balance 249,871

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Row 5 · 2026-06-03 · Purchase · Acquired 800 · Balance 250,671

Row 6 · 2026-06-03 · Purchase · Acquired 3,183 · Balance 253,854

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

COMMON STOCKSEC Table I · non-derivativeIndirectBy spouse3,378 Reported balance Holding disclosure · report date 2026-06-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 3,378

F4: Shares held in the reporting person's spouse's retirement account.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: Shares held in the reporting person's spouse's retirement account.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bitcoin Depot Inc.

Report date June 30, 2023 · Filed July 03, 2023

Section 16 reporting ended · disclosed 2023-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-06-30 transaction · row 1
1 source row

Row 1 · 2023-06-30 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.

Class A Common StockSEC Table I · non-derivativeDirect44,173 Ending reported balance After 2023-06-30 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2023-06-30 · Grant · Acquired 20,000 · Balance 20,000

F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing.

F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.

Row 3 · 2023-06-30 · Other · Acquired 24,173 · Balance 44,173

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct33,333 Reported balance After 2023-06-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-06-30 · Other · Acquired 33,333 · Balance 33,333

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.

Class E-1 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30Direct1,537 Reported balance After 2023-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537

F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Class E-2 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30Direct1,537 Reported balance After 2023-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537

F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Class E-3 Common StockSEC Table II · derivative / convertible security · Expires 2033-06-30Direct1,537 Reported balance After 2023-06-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537

F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Filing footnotes · ownership attribution and instrument terms

F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.

F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing.

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.

F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

FERRO CORP

Report date April 21, 2022 · Filed April 21, 2022

Section 16 reporting ended · disclosed 2022-04-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-21 transaction · row 1
1 source row

Row 1 · 2022-04-21 · Disposition to issuer · Disposed 22,000 · Balance 0

F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.

Common StockSEC Table I · non-derivativeIndirectBy Director Deferred Comp Plan0 Reported balance After 2022-04-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-04-21 · Disposition to issuer · Disposed 19,028.0568 · Balance 0

F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-04-21 · Disposition to issuer · Acquired 57,500 · Balance 0

F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.

F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.

F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 3,183 $45.49 $144,794.67
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 6

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,854

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 800 $44.40 $35,520.00
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 5

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,671

Read SEC document
June 02, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 2,473 $44.95 $111,161.35
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,871

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 836 $44.99 $37,611.64
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,398

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 1,363 $44.37 $60,476.31
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,562

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:23 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 1 $41.20 $41.20
Disclosure

SEC source: 0001213900-26-064840 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,199

Read SEC document
May 12, 2026 Filed May 14, 2026 21:39 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 42,065 $39.95 $1,680,496.75
Disclosure

SEC source: 0001213900-26-056877 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,198

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.00 to $40.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 56,537 shares received as an in-kind distribution from FrontFour Master Fund, Ltd. In prior reports, the reporting person reported beneficial ownership of 81,662.416 shares of PhenixFIN Corporation common stock held by FrontFour Master Fund, Ltd.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:30 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 572 $46.05 $26,340.60
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,596

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.76 to $46.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:30 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 133 $45.59 $6,063.47
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.33 to $45.68, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 21:30 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 1,000 $45.44 $45,440.00
Disclosure

SEC source: 0001213900-25-126081 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,891

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 17, 2025 Filed Dec 17, 2025 22:20 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 908 $44.74 $40,623.92
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,891

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.48 to $44.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:20 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 138 $44.45 $6,134.10
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,983

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.44 to $44.47, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:20 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 100 $44.33 $4,433.00
Disclosure

SEC source: 0001213900-25-122887 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,845

Read SEC document
September 05, 2025 Filed Sep 5, 2025 20:34 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 100 $48.93 $4,893.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,745

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:34 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 300 $48.41 $14,523.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,645

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $48.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:34 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 200 $47.83 $9,566.00
Disclosure

SEC source: 0001213900-25-085082 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,345

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.82 to $47.84, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 22:35 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 300 $49.56 $14,868.00
Disclosure

SEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,145

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.15 to $49.77, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:35 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCOMMON STOCK 700 $47.91 $33,537.00
Disclosure

SEC source: 0001213900-25-055719 · ownership.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,845

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.85 to $47.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 02:46 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 100 $54.35 $5,435.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,145

Read SEC document
March 05, 2025 Filed Mar 6, 2025 02:46 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 900 $53.87 $48,483.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,045

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.27 to $54.22, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 02:46 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 200 $53.29 $10,658.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,145

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:46 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 800 $53.72 $42,976.00
Disclosure

SEC source: 0001140361-25-007266 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.67 to $53.79, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 19:51 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 89 $53.21 $4,735.69
Disclosure

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,378

Read SEC document
February 20, 2025 Filed Feb 21, 2025 19:51 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 47 $53.14 $2,497.37
Disclosure

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,145

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $52.51 and $53.21. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (2) to this Form 4.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:51 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 844 $50.85 $42,917.65
Disclosure

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,098

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.81 to $50.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:51 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 400 $52.00 $20,800.00
Disclosure

SEC source: 0001140361-25-005404 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,254

Read SEC document
December 18, 2024 Filed Dec 20, 2024 20:37 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 2,000 $47.61 $95,220.20
Disclosure

SEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,854

Read SEC document
December 18, 2024 Filed Dec 20, 2024 20:37 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 10,871 $48.13 $523,201.66
Disclosure

SEC source: 0001140361-24-050078 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.0199 to $48.9499, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 766 $46.11 $35,320.64
Disclosure

SEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,983

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $45.98 and $46.18. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 192 $46.39 $8,907.74
Disclosure

SEC source: 0001140361-24-030921 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,217

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.33 to $46.44, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 22:56 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 64 $45.08 $2,885.40
Disclosure

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,025

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.12, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:56 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 289 $44.85 $12,960.78
Disclosure

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,289

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:56 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 628 $44.98 $28,245.24
Disclosure

SEC source: 0001140361-24-030226 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,961

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.96 to $44.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:35 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 560 $45.08 $25,244.80
Disclosure

SEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:35 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 18,934 $45.08 $853,542.83
Disclosure

SEC source: 0001140361-24-011438 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.06 to $45.08, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 00:17 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 927 $44.97 $41,687.19
Disclosure

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,785

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 27, 2024 Filed Mar 5, 2024 21:29 UTC Amendment PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 927 $44.97 $41,687.19
Disclosure

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,399

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:17 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 175 $44.06 $7,710.50
Disclosure

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,858

Read SEC document
February 26, 2024 Filed Mar 5, 2024 21:29 UTC Amendment PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 175 $44.06 $7,710.50
Disclosure

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,472

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:17 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 1,686 $44.48 $74,993.28
Disclosure

SEC source: 0001140361-24-009833 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,683

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 23, 2024 Filed Mar 5, 2024 21:29 UTC Amendment PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 1,300 $44.50 $57,850.00
Disclosure

SEC source: 0001140361-24-011416 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,297

F3 · shares: The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 2,004 $36.79 $73,727.16
Disclosure

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 4

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,997

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.70 to $36.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 21:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 679 $38.31 $26,012.49
Disclosure

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,993

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.23 to $38.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 21:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 2,424 $37.13 $90,003.12
Disclosure

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 2

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.80 to $37.25, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:45 UTC PhenixFIN Corp PFX · Entity 6843 PurchaseCommon Stock, $0.001 par value 70 $36.50 $2,555.00
Disclosure

SEC source: 0001140361-23-040110 · form4.xml · nonDerivative · entry 1

Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,890

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC Bitcoin Depot Inc. BTM · Entity 51844 OtherClass E-3 Common Stock · Derivative 1,537 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 7

Lorber David A · CIK 0001358538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,537

Underlying: Class A Common Stock · 1,537 shares

Expires 2033-06-30

F7 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F7 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC Bitcoin Depot Inc. BTM · Entity 51844 OtherClass E-2 Common Stock · Derivative 1,537 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 6

Lorber David A · CIK 0001358538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,537

Underlying: Class A Common Stock · 1,537 shares

Expires 2030-06-30

F6 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F6 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC Bitcoin Depot Inc. BTM · Entity 51844 OtherClass E-1 Common Stock · Derivative 1,537 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 5

Lorber David A · CIK 0001358538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,537

Underlying: Class A Common Stock · 1,537 shares

Expires 2030-06-30

F5 · derivative.exercise_price: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F5 · derivative.exercise_date: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC Bitcoin Depot Inc. BTM · Entity 51844 OtherWarrant (right to buy) · Derivative 33,333 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000899243-23-016823 · doc4.xml · derivative · entry 4

Lorber David A · CIK 0001358538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A Common Stock · 33,333 shares

Expires not disclosed

F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F4 · derivative.exercise_date: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.

F4 · derivative.expiration_date: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC Bitcoin Depot Inc. BTM · Entity 51844 OtherClass A Common Stock 24,173 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016823 · doc4.xml · nonDerivative · entry 3

Lorber David A · CIK 0001358538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,173

F3 · kind: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F3 · price: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.