Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NOVATION COMPANIES, INC.NOVC · Entity 13492 | Director | December 30, 2021 | December 30, 2021 |
| PhenixFIN CorpPFX · Entity 6843 | Director · 10% owner | March 03, 2026 | March 05, 2026 |
| RAIT Financial TrustRASFN · Entity 155141 | 10% owner | February 14, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NOVATION COMPANIES, INC.
Report date December 30, 2021 · Filed December 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-30 transaction · row 1
1 source rowRow 1 · 2021-12-30 · Other · Disposed 250,000 · Balance 0 F1: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021.
PhenixFIN Corp
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | Direct | 248,248 |
Reported balance
After 2026-03-03 transaction · row 1
1 source rowRow 1 · 2026-03-03 · Purchase · Acquired 11,500 · Balance 248,248 |
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | IndirectBy Howard Amster 2021 Charitable Remainder Unitrust 1 | 409 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 409 F1: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1. |
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | IndirectBy Howard Amster 2021 Charitable Remainder Unitrust 2 | 9,233 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,233 F2: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2. |
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | IndirectBy Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 | 424 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 424 F3: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998. |
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | IndirectBy Pleasant Lake Corp | 557 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 557 F4: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp. |
| COMMON STOCK, $0.001 par valueSEC Table I · non-derivative | IndirectBy Howard Amster 2019 Charitable Remainder Unitrust 1 | 16,604 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 16,604 F5: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F2: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F3: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F4: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F5: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.
RAIT Financial Trust
Report date February 14, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVESEC Table I · non-derivative | IndirectSEE EXPLANATION BELOW | 1,134,514 |
Reported balance
After 2019-02-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-02-14 · Purchase · Acquired 30,000 · Balance 1,134,514 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2026 Filed Mar 5, 2026 23:25 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCOMMON STOCK, $0.001 par value | 11,500 | $42.56 | $489,440.00 |
DisclosureSEC source: 0001213900-26-024222 · ownership.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,248 Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 21:00 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 157 | $50.04 | $7,856.28 |
DisclosureSEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 3 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,608 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.01 to $50.14, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 21:00 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 167 | $49.87 | $8,328.29 |
DisclosureSEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,451 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.74 to $49.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 21:00 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 315 | $48.64 | $15,321.60 |
DisclosureSEC source: 0001213900-25-056285 · ownership.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,284 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.12 to $48.64, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 20:30 UTC | PhenixFIN Corp PFX · Entity 6843 | GiftCommon Stock, $0.001 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-035095 · ownership.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Samuel J. Heller Trust U/A 08/07/2002 Disclosed balance after: 0 F1 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:59 UTC | PhenixFIN Corp PFX · Entity 6843 | GiftCommon Stock, $0.001 par value | 6,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-047658 · form4.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,969 Read SEC document |
| June 15, 2023 Filed Jun 17, 2023 00:18 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 12,126 | $36.99 | $448,540.74 |
DisclosureSEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 4 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1 Disclosed balance after: 16,604 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.94 to $37.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. Read SEC document |
| June 15, 2023 Filed Jun 17, 2023 00:18 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 1,275 | $36.27 | $46,244.25 |
DisclosureSEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 3 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1 Disclosed balance after: 4,478 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.75 to $36.45, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 00:18 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 2,702 | $35.63 | $96,272.26 |
DisclosureSEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1 Disclosed balance after: 3,203 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.30 to $35.90, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 00:18 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 501 | $34.97 | $17,519.97 |
DisclosureSEC source: 0001140361-23-030340 · form4.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Howard Amster 2019 Charitable Remainder Unitrust 1 Disclosed balance after: 501 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.25 to $35.23, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 5,105 | $38.90 | $198,584.50 |
DisclosureSEC source: 0001140361-23-009851 · form4.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,993 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.62 to $39.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 02:51 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 1,850 | $38.60 | $71,410.00 |
DisclosureSEC source: 0001140361-23-009851 · form4.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,888 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.00 to $38.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 01:52 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 11,700 | $38.28 | $447,876.00 |
DisclosureSEC source: 0001140361-23-008383 · form4.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Howard Amster 2021 Charitable Remainder Unitrust 2 Disclosed balance after: 11,700 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 01:52 UTC | PhenixFIN Corp PFX · Entity 6843 | PurchaseCommon Stock, $0.001 par value | 409 | $38.28 | $15,656.52 |
DisclosureSEC source: 0001140361-23-008383 · form4.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Howard Amster 2021 Charitable Remainder Unitrust 1 Disclosed balance after: 409 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1. Read SEC document |
| December 30, 2021 Filed Dec 30, 2021 17:10 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | OtherCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-029462 · rdgdoc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 16:05 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 250,000 | $0.08 | $19,325.00 |
DisclosureSEC source: 0001437749-21-005376 · rdgdoc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 15:02 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 522,695 | $0.02 | $10,453.90 |
DisclosureSEC source: 0001437749-20-019087 · rdgdoc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:02 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 518,971 | $0.02 | $12,247.72 |
DisclosureSEC source: 0001437749-20-019087 · rdgdoc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,695 Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 16:16 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 208,545 | $0.02 | $3,461.85 |
DisclosureSEC source: 0001437749-20-012999 · rdgdoc.xml · nonDerivative · entry 3 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541,666 Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 16:16 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 372,308 | $0.02 | $6,180.31 |
DisclosureSEC source: 0001437749-20-012999 · rdgdoc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,211 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:16 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 1,404,048 | $0.02 | $28,923.39 |
DisclosureSEC source: 0001437749-20-012999 · rdgdoc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,122,519 Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:59 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-019461 · rdgdoc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,526,567 F1 · shares: Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 15:44 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE | 30,000 | $3.00 | $90,000.00 |
DisclosureSEC source: 0000904853-19-000002 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,134,514 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 15:33 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE | 9,200 | $2.62 | $24,084.68 |
DisclosureSEC source: 0000904853-18-000013 · primary_doc.xml · nonDerivative · entry 3 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,104,514 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 15:33 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 7,764 | $2.44 | $18,971.33 |
DisclosureSEC source: 0000904853-18-000013 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,095,314 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 15:33 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 12,550 | $2.38 | $29,911.67 |
DisclosureSEC source: 0000904853-18-000013 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,087,550 Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 22:27 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 300,000 | $0.02 | $5,160.00 |
DisclosureSEC source: 0000921895-18-003326 · form411464003_12172018.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026,567 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 22:27 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 602,861 | $0.02 | $12,177.79 |
DisclosureSEC source: 0000921895-18-003326 · form411464003_12172018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326,567 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 15:14 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE | 11,056 | $2.82 | $31,186.76 |
DisclosureSEC source: 0000904853-18-000012 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,075,000 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 15:14 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 10,203 | $2.77 | $28,262.31 |
DisclosureSEC source: 0000904853-18-000012 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,063,944 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 21:05 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 104,546 | $0.02 | $2,111.83 |
DisclosureSEC source: 0000921895-18-003279 · form411464003_12122018.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,929,428 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:05 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 256,250 | $0.02 | $5,970.63 |
DisclosureSEC source: 0000921895-18-003279 · form411464003_12122018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033,974 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 16:17 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE | 5,000 | $3.15 | $15,750.00 |
DisclosureSEC source: 0000904853-18-000011 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,053,741 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 16:17 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 15,300 | $2.99 | $45,750.06 |
DisclosureSEC source: 0000904853-18-000011 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,048,741 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 21:06 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 93,000 | $0.04 | $3,627.00 |
DisclosureSEC source: 0000921895-18-003231 · form411464003_12072018.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:06 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 40,000 | $0.03 | $1,292.00 |
DisclosureSEC source: 0000921895-18-003231 · form411464003_12072018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 93,000 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:17 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 133,000 | $0.04 | $4,788.00 |
DisclosureSEC source: 0000921895-18-003193 · form411464003_12042018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 133,000 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:05 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 38,000 | $0.03 | $1,254.00 |
DisclosureSEC source: 0000921895-18-003185 · form411464003_12032018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 266,000 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:08 UTC | RAIT Financial Trust RASFN · Entity 155141 | SaleRASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE | 2,400 | $3.50 | $8,400.00 |
DisclosureSEC source: 0000904853-18-000010 · primary_doc.xml · nonDerivative · entry 3 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,033,441 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:08 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE | 5,145 | $3.42 | $17,591.78 |
DisclosureSEC source: 0000904853-18-000010 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,035,841 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:08 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 3,020 | $3.45 | $10,415.07 |
DisclosureSEC source: 0000904853-18-000010 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,030,696 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:04 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 162,900 | $0.04 | $6,369.39 |
DisclosureSEC source: 0000921895-18-003171 · form411464003_11282018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 304,000 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 18:30 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE | 1,500 | $3.80 | $5,700.00 |
DisclosureSEC source: 0000904853-18-000009 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,027,676 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 18:30 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 12,768 | $3.74 | $47,752.32 |
DisclosureSEC source: 0000904853-18-000009 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,026,676 Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 22:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 50,000 | $0.04 | $1,750.00 |
DisclosureSEC source: 0000921895-18-003150 · form411464003_11262018.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 466,900 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 22:12 UTC | NOVATION COMPANIES, INC. NOVC · Entity 13492 | SaleCommon Stock | 227,332 | $0.03 | $7,297.36 |
DisclosureSEC source: 0000921895-18-003150 · form411464003_11262018.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 516,900 F1 · ownership.nature: These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 15:57 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 18,000 | $3.83 | $68,887.80 |
DisclosureSEC source: 0000904853-18-000008 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 1,013,408 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:33 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 17,594 | $3.75 | $65,995.09 |
DisclosureSEC source: 0000904853-18-000007 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 995,408 Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:25 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRASFN RAIT FINANCIAL TRUST 8.875% Series C Cumulative | 5,000 | $4.86 | $24,320.50 |
DisclosureSEC source: 0000904853-18-000005 · primary_doc.xml · nonDerivative · entry 2 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 977,814 Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:25 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE | 16,072 | $4.82 | $77,467.04 |
DisclosureSEC source: 0000904853-18-000005 · primary_doc.xml · nonDerivative · entry 1 Amster Howard · CIK 0000904853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SEE EXPLANATION BELOW Disclosed balance after: 972,814 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.