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PFH

PRUDENTIAL FINANCIAL INC

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Tapewire entity
148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2025 Filed Mar 17, 2025 19:24 UTC GrantNotional Shares - Optional · Derivative 300 $105.04 Strike: $0.00 $31,512.00
Disclosure

SEC source: 0001127602-25-009618 · form4.xml · derivative · entry 2

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,662

Underlying: Common Stock · 300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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March 13, 2025 Filed Mar 17, 2025 19:24 UTC GrantNotional Shares - Mandatory · Derivative 181 $105.04 Strike: $0.00 $19,012.24
Disclosure

SEC source: 0001127602-25-009618 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,295

Underlying: Common Stock · 181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 19:18 UTC Grant7/1/24 Restricted Stock Units · Derivative 16 $105.04 Strike: $0.00 $1,680.64
Disclosure

SEC source: 0001127602-25-009613 · form4.xml · derivative · entry 1

Di Sibio Carmine · CIK 0002028185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 19:12 UTC Grant2024 Restricted Stock Units · Derivative 16 $105.04 Strike: $0.00 $1,680.64
Disclosure

SEC source: 0001127602-25-009612 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 19:12 UTC GrantNotional Shares - Mandatory · Derivative 516 $105.04 Strike: $0.00 $54,200.64
Disclosure

SEC source: 0001127602-25-009612 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,714

Underlying: Common Stock · 516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 17:36 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 6,000 $105.98 $635,880.00
Disclosure

SEC source: 0001127602-25-009409 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,072

F1 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 27,072 shares directly and 425 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 6,956 vested stock options, 23,106 restricted stock units, 9,330 deferred compensation shares, and 105,402 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
March 07, 2025 Filed Mar 11, 2025 18:58 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 1,039 $111.24 Strike: $0.00 $115,578.36
Disclosure

SEC source: 0001127602-25-009020 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,330

Underlying: Common Stock · 1,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 3,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · derivative · entry 10

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,919

Underlying: Common Stock · 3,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 4,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · derivative · entry 9

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,035

Underlying: Common Stock · 4,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2022 Restricted Stock Units · Derivative 3,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · derivative · entry 8

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Tax withholdingCommon Stock 2,012 $115.10 $231,581.20
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 6

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,072

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 3,959 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 5

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Tax withholdingCommon Stock 2,051 $115.10 $236,070.10
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 4

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,125

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 4,035 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 3

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Tax withholdingCommon Stock 1,487 $115.10 $171,153.70
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,141

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:48 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 3,023 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007751 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 1,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 10

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,232

Underlying: Common Stock · 1,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 1,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 9

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,647

Underlying: Common Stock · 1,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2022 Restricted Stock Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 8

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 775 $115.10 $89,202.50
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,535

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 790 $115.10 $90,929.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,695

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 671 $115.10 $77,232.10
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,839

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2024 Restricted Stock Units · Derivative 11,086 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · derivative · entry 10

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,172

Underlying: Common Stock · 11,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2023 Restricted Stock Units · Derivative 10,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · derivative · entry 9

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,491

Underlying: Common Stock · 10,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2022 Restricted Stock Units · Derivative 8,586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · derivative · entry 8

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Tax withholdingCommon Stock 5,871 $115.10 $675,752.10
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,728

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 11,086 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Tax withholdingCommon Stock 5,555 $115.10 $639,380.50
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,513

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 10,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 3

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Tax withholdingCommon Stock 4,547 $115.10 $523,359.70
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,578

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:41 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 8,586 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007742 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2024 Restricted Stock Units · Derivative 2,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · derivative · entry 10

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 2,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2023 Restricted Stock Units · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · derivative · entry 9

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2022 Restricted Stock Units · Derivative 1,649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · derivative · entry 8

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 1,156 $115.10 $133,055.60
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 6

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,506

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 2,502 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 5

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 1,019 $115.10 $117,286.90
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 4

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,160

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 2,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 3

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 757 $115.10 $87,130.70
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 2

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,960

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:38 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 1,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007739 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversion2024 Restricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 10

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,901

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 9

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversion2022 Restricted Stock Units · Derivative 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · derivative · entry 8

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 330 $115.10 $37,983.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 6

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,566

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 5

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Tax withholdingCommon Stock 232 $115.10 $26,703.20
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 4

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,946

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:35 UTC
Frias YanelaEVP and CFO
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007733 · form4.xml · nonDerivative · entry 3

Frias Yanela · CIK 0002016229 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.