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PFH

PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 665 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · derivative · entry 8

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · derivative · entry 7

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Tax withholdingCommon Stock 361 $98.38 $35,515.18
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 6

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,237

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Exercise / conversionCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 5

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Tax withholdingCommon Stock 225 $98.38 $22,135.50
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 4

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,557

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 3

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Tax withholdingCommon Stock 229 $98.38 $22,529.02
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 2

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,117

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:15 UTC
Walia VickiExecutive Vice President
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000070 · form4.xml · nonDerivative · entry 1

Walia Vicki · CIK 0002060786 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversion2025 Restricted Stock Units · Derivative 1,896 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · derivative · entry 10

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,792

Underlying: Common Stock · 1,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 1,924 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · derivative · entry 9

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · derivative · entry 8

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Tax withholdingCommon Stock 550 $98.38 $54,109.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 6

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,833

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversionCommon Stock 1,896 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 5

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Tax withholdingCommon Stock 558 $98.38 $54,896.04
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 4

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,563

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 3

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Tax withholdingCommon Stock 544 $98.38 $53,518.72
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 2

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,121

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:12 UTC
Waldeck George P Jr.Executive Vice President
Exercise / conversionCommon Stock 1,768 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000069 · form4.xml · nonDerivative · entry 1

Waldeck George P Jr. · CIK 0002103938 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversion2025 Restricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · derivative · entry 10

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,435

Underlying: Common Stock · 3,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversion2024 Restricted Stock Units · Derivative 3,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · derivative · entry 9

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,960

Underlying: Common Stock · 3,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversion2023 Restricted Stock Units · Derivative 4,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · derivative · entry 8

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Tax withholdingCommon Stock 1,798 $98.38 $176,887.24
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 6

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,216

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversionCommon Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 5

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Tax withholdingCommon Stock 1,916 $98.38 $188,496.08
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 4

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,297

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversionCommon Stock 3,959 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 3

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Tax withholdingCommon Stock 1,954 $98.38 $192,234.52
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,254

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:07 UTC
SULLIVAN ANDREW FChief Executive Officer
Exercise / conversionCommon Stock 4,035 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000068 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2025 Restricted Stock Units · Derivative 1,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 10

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2024 Restricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 9

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 1,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 8

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 724 $98.38 $71,227.12
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,309

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 773 $98.38 $76,047.74
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,517

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 788 $98.38 $77,523.44
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,674

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 1,647 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversion2025 Restricted Stock Units · Derivative 10,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · derivative · entry 10

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,817

Underlying: Common Stock · 10,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversion2024 Restricted Stock Units · Derivative 11,086 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · derivative · entry 9

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,086

Underlying: Common Stock · 11,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversion2023 Restricted Stock Units · Derivative 10,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · derivative · entry 8

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

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February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Tax withholdingCommon Stock 5,512 $98.38 $542,270.56
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,275

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversionCommon Stock 10,408 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Tax withholdingCommon Stock 5,871 $98.38 $577,588.98
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,379

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversionCommon Stock 11,086 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 3

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Tax withholdingCommon Stock 5,555 $98.38 $546,500.90
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,164

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:01 UTC
Lowrey Charles FDirector · Chairman of the Board
Exercise / conversionCommon Stock 10,491 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000066 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2025 Restricted Stock Units · Derivative 2,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · derivative · entry 10

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,699

Underlying: Common Stock · 2,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2024 Restricted Stock Units · Derivative 2,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · derivative · entry 9

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,503

Underlying: Common Stock · 2,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2023 Restricted Stock Units · Derivative 2,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · derivative · entry 8

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 1,098 $98.38 $108,021.24
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 6

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,639

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 2,349 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 5

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:54 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 1,165 $98.38 $114,612.70
Disclosure

SEC source: 0001137774-26-000065 · form4.xml · nonDerivative · entry 4

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,388

F2 · kind: Represents shares withheld for the payment of taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.