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PFH

PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
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1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2022 Filed Feb 10, 2022 23:48 UTC
Sleyster ScottExecutive Vice President
Grant2022 Performance Shares · Derivative 27,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004327 · form4.xml · derivative · entry 5

Sleyster Scott · CIK 0001555872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,199

Underlying: Common Stock · 27,199 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:48 UTC
Sleyster ScottExecutive Vice President
Grant2022 Restricted Stock Units · Derivative 9,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004327 · form4.xml · derivative · entry 4

Sleyster Scott · CIK 0001555872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,067

Underlying: Common Stock · 9,067 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:48 UTC
Sleyster ScottExecutive Vice President
Tax withholdingCommon Stock 10,474 $121.33 $1,270,810.42
Disclosure

SEC source: 0001127602-22-004327 · form4.xml · nonDerivative · entry 2

Sleyster Scott · CIK 0001555872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,425.12

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:48 UTC
Sleyster ScottExecutive Vice President
Exercise / conversionCommon Stock 22,884 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004327 · form4.xml · nonDerivative · entry 1

Sleyster Scott · CIK 0001555872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,899.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:43 UTC
Silitch Nicholas CSenior Vice President
Exercise / conversion2019 Performance Shares · Derivative 8,998 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004326 · form4.xml · derivative · entry 6

Silitch Nicholas C · CIK 0001552178 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:43 UTC
Silitch Nicholas CSenior Vice President
Grant2022 Performance Shares · Derivative 15,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004326 · form4.xml · derivative · entry 5

Silitch Nicholas C · CIK 0001552178 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,001

Underlying: Common Stock · 15,001 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:43 UTC
Silitch Nicholas CSenior Vice President
Grant2022 Restricted Stock Units · Derivative 6,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004326 · form4.xml · derivative · entry 4

Silitch Nicholas C · CIK 0001552178 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429

Underlying: Common Stock · 6,429 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:43 UTC
Silitch Nicholas CSenior Vice President
Tax withholdingCommon Stock 5,845 $121.33 $709,173.85
Disclosure

SEC source: 0001127602-22-004326 · form4.xml · nonDerivative · entry 2

Silitch Nicholas C · CIK 0001552178 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,482

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:43 UTC
Silitch Nicholas CSenior Vice President
Exercise / conversionCommon Stock 16,021 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004326 · form4.xml · nonDerivative · entry 1

Silitch Nicholas C · CIK 0001552178 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:40 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2019 Performance Shares · Derivative 4,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004325 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:40 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2022 Performance Shares · Derivative 9,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004325 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,808

Underlying: Common Stock · 9,808 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:40 UTC
SCHMIDT TIMOTHY LSenior Vice President
Grant2022 Restricted Stock Units · Derivative 4,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004325 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,204

Underlying: Common Stock · 4,204 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:40 UTC
SCHMIDT TIMOTHY LSenior Vice President
Tax withholdingCommon Stock 4,214 $121.33 $511,284.62
Disclosure

SEC source: 0001127602-22-004325 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,115

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:40 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 8,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004325 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:37 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2019 Performance Shares · Derivative 26,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004324 · form4.xml · derivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:37 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Grant2022 Performance Shares · Derivative 77,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004324 · form4.xml · derivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,269

Underlying: Common Stock · 77,269 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:37 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Grant2022 Restricted Stock Units · Derivative 25,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004324 · form4.xml · derivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

Underlying: Common Stock · 25,757 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:37 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Tax withholdingCommon Stock 26,408 $121.33 $3,204,082.64
Disclosure

SEC source: 0001127602-22-004324 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,876

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:37 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 49,982 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004324 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:33 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2019 Performance Shares · Derivative 3,536 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004323 · form4.xml · derivative · entry 6

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:33 UTC
KAPPLER ANN MEVP and General Counsel
Grant2022 Performance Shares · Derivative 14,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004323 · form4.xml · derivative · entry 5

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

Underlying: Common Stock · 14,836 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:33 UTC
KAPPLER ANN MEVP and General Counsel
Grant2022 Restricted Stock Units · Derivative 4,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004323 · form4.xml · derivative · entry 4

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Common Stock · 4,946 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:33 UTC
KAPPLER ANN MEVP and General Counsel
Tax withholdingCommon Stock 980 $121.33 $118,903.40
Disclosure

SEC source: 0001127602-22-004323 · form4.xml · nonDerivative · entry 2

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,356

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:33 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 3,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004323 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:27 UTC
GOODMAN STACEYExecutive Vice President
Grant2022 Performance Shares · Derivative 14,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004320 · form4.xml · derivative · entry 3

GOODMAN STACEY · CIK 0001661379 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

Underlying: Common Stock · 14,836 shares

Expires not disclosed

F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F5 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:27 UTC
GOODMAN STACEYExecutive Vice President
Grant2022 Restricted Stock Units · Derivative 4,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004320 · form4.xml · derivative · entry 2

GOODMAN STACEY · CIK 0001661379 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Common Stock · 4,946 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F3 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2019 Performance Shares · Derivative 21,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004319 · form4.xml · derivative · entry 7

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:25 UTC
FALZON ROBERTEVP and Vice Chairman
Grant2022 Performance Shares · Derivative 61,815 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004319 · form4.xml · derivative · entry 6

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,815

Underlying: Common Stock · 61,815 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:25 UTC
FALZON ROBERTEVP and Vice Chairman
Grant2022 Restricted Stock Units · Derivative 20,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004319 · form4.xml · derivative · entry 5

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,605

Underlying: Common Stock · 20,605 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:25 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 19,292 $121.33 $2,340,698.36
Disclosure

SEC source: 0001127602-22-004319 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,947

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:25 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 37,760 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004319 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

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February 08, 2022 Filed Feb 10, 2022 23:20 UTC
Axel RobertSVP and Controller
Exercise / conversion2019 Performance Shares · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004318 · form4.xml · derivative · entry 6

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

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February 08, 2022 Filed Feb 10, 2022 23:20 UTC
Axel RobertSVP and Controller
Grant2022 Performance Shares · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004318 · form4.xml · derivative · entry 5

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Underlying: Common Stock · 4,039 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:20 UTC
Axel RobertSVP and Controller
Grant2022 Restricted Stock Units · Derivative 1,731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004318 · form4.xml · derivative · entry 4

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: Common Stock · 1,731 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:20 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 1,262 $121.33 $153,118.46
Disclosure

SEC source: 0001127602-22-004318 · form4.xml · nonDerivative · entry 2

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:20 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 4,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004318 · form4.xml · nonDerivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2019 Performance Shares · Derivative 7,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC
Alziari LucienExecutive Vice President
Grant2022 Performance Shares · Derivative 15,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,454

Underlying: Common Stock · 15,454 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC
Alziari LucienExecutive Vice President
Grant2022 Restricted Stock Units · Derivative 5,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152

Underlying: Common Stock · 5,152 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 4,184 $121.33 $507,644.72
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,249

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 13,552 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 08, 2022 Filed Jul 13, 2022 18:13 UTC Amendment
TANJI KENNETHEVP and CFO
Exercise / conversionCommon Stock 15,658 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019256 · form4a.xml · nonDerivative · entry 1

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Correcting an amount that was erroneously reported as a disposition instead of an acquisition.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion2013 Employee Stock Option (Right to Buy) · Derivative 10,902 $0.00 Strike: $57.00 $0.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · derivative · entry 7

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,902 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2014.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversion8/15/2012 Employee Stock Option (Right to Buy) · Derivative 3,811 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,811 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 15, 2013.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
SaleCommon Stock 10,902 $120.00 $1,308,240.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,897

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,897 shares directly and 252 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 7,308 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 10,902 $57.00 $621,414.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
SaleCommon Stock 3,811 $120.00 $457,320.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,897

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 14:46 UTC
SCHMIDT TIMOTHY LSenior Vice President
Exercise / conversionCommon Stock 3,811 $54.00 $205,794.00
Disclosure

SEC source: 0001127602-22-003878 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

Read SEC document
January 12, 2022 Filed Jan 13, 2022 19:38 UTC Exercise / conversionNotional Shares - Optional · Derivative 1,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001443 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,661

Underlying: Common Stock · 1,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F1 · kind: Nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.

F3 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F3 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
January 12, 2022 Filed Jan 13, 2022 19:38 UTC Exercise / conversionCommon Stock 1,312 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001443 · form4.xml · nonDerivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.