Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL HOME LOAN MORTGAGE CORPFMCC · Entity 4123 | EVP-Chief Information Officer | September 25, 2017 | September 26, 2017 |
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Executive Vice President | February 29, 2024 | March 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL HOME LOAN MORTGAGE CORP
Report date September 25, 2017 · Filed September 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No Securities OwedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-09-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
PRUDENTIAL FINANCIAL INC
Report date February 29, 2024 · Filed March 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,027 |
Ending reported balance
After 2024-02-29 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2024-02-29 · Exercise / conversion · Acquired 1,945 · Balance 21,093 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2024-02-29 · Tax withholding · Disposed 982 · Balance 20,111 F2: Represents shares withheld for the payment of taxes. Row 3 · 2024-02-29 · Exercise / conversion · Acquired 1,649 · Balance 21,760 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2024-02-29 · Tax withholding · Disposed 830 · Balance 20,930 F2: Represents shares withheld for the payment of taxes. Row 5 · 2024-02-29 · Exercise / conversion · Acquired 2,219 · Balance 23,149 F1: Represents the vesting of previously awarded restricted stock units. Row 6 · 2024-02-29 · Tax withholding · Disposed 1,122 · Balance 22,027 F2: Represents shares withheld for the payment of taxes. |
| 2021 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-02-29 · Exercise / conversion · Disposed 1,945 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |
| 2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,649 |
Reported balance
After 2024-02-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-02-29 · Exercise / conversion · Disposed 1,649 · Balance 1,649 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,439 |
Reported balance
After 2024-02-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-02-29 · Exercise / conversion · Disposed 2,219 · Balance 4,439 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,964 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,964 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · derivative · entry 10 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,439 Underlying: Common Stock · 2,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 1,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · derivative · entry 9 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 Underlying: Common Stock · 1,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · derivative · entry 8 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,122 | $108.99 | $122,286.78 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 6 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,027 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 5 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 830 | $108.99 | $90,461.70 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 4 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,930 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 3 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 982 | $108.99 | $107,028.18 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,111 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008284 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Performance Shares · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005262 · form4.xml · derivative · entry 6 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Performance Shares · Derivative | 19,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005262 · form4.xml · derivative · entry 5 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,599 Underlying: Common Stock · 19,599 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2024 Restricted Stock Units · Derivative | 6,533 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005262 · form4.xml · derivative · entry 4 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,533 Underlying: Common Stock · 6,533 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 7,091 | $105.24 | $746,256.84 |
DisclosureSEC source: 0001127602-24-005262 · form4.xml · nonDerivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,148 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:13 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-005262 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2022 Restricted Stock Units · Derivative | 1,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · derivative · entry 7 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,298 Underlying: Common Stock · 1,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · derivative · entry 6 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945 Underlying: Common Stock · 1,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 830 | $100.00 | $83,000.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · nonDerivative · entry 4 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,649 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · nonDerivative · entry 3 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 982 | $100.00 | $98,200.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · nonDerivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,831 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008330 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2020 Performance Share · Derivative | 11,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005562 · form4.xml · derivative · entry 6 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Performance Shares · Derivative | 19,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005562 · form4.xml · derivative · entry 5 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,972 Underlying: Common Stock · 19,972 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2023 Restricted Stock Units · Derivative | 6,658 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005562 · form4.xml · derivative · entry 4 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,658 Underlying: Common Stock · 6,658 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,042 | $103.27 | $417,417.34 |
DisclosureSEC source: 0001127602-23-005562 · form4.xml · nonDerivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,868 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 10,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005562 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007597 · form4.xml · derivative · entry 4 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890 Underlying: Common Stock · 1,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 714 | $111.66 | $79,725.24 |
DisclosureSEC source: 0001127602-22-007597 · form4.xml · nonDerivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007597 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:27 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Performance Shares · Derivative | 14,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004320 · form4.xml · derivative · entry 3 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,836 Underlying: Common Stock · 14,836 shares Expires not disclosed F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F5 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:27 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Restricted Stock Units · Derivative | 4,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004320 · form4.xml · derivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,946 Underlying: Common Stock · 4,946 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F3 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Performance Shares · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005267 · form4.xml · derivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F3 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F4 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Restricted Stock Units · Derivative | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005267 · form4.xml · derivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,834 Underlying: Common Stock · 5,834 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F2 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 21:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | PurchaseCommon Stock | 280 | $81.29 | $22,761.20 |
DisclosureSEC source: 0001127602-20-030849 · form4.xml · nonDerivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 547 F1 · balance_after: Between January 1 and September 30, 2020, the reporting person acquired 267 shares of Issuer common stock under the Prudential Employee Savings Plan. The information in this report is based on a plan statement dated as of September 30, 2020. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Performance Share · Derivative | 11,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005384 · form4.xml · derivative · entry 2 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,892 Underlying: Common Stock · 11,892 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Employee Stock Option (Right to Buy) · Derivative | 10,699 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-20-005384 · form4.xml · derivative · entry 1 GOODMAN STACEY · CIK 0001661379 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,699 Underlying: Common Stock · 10,699 shares Expires 2030-02-11 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.