Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 18:58 UTC |
FALZON ROBERTEVP and Vice Chairman
|
Exercise / conversionCommon Stock | 9,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007595 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion2021 Restricted Stock Units · Derivative | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720 Underlying: Common Stock · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC |
Axel RobertSVP and Controller
|
Tax withholdingCommon Stock | 241 | $111.66 | $26,910.06 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,991 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007593 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:51 UTC |
Alziari LucienExecutive Vice President
|
Exercise / conversion2021 Restricted Stock Units · Derivative | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007592 · form4.xml · derivative · entry 3 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,606 Underlying: Common Stock · 2,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:51 UTC |
Alziari LucienExecutive Vice President
|
Tax withholdingCommon Stock | 947 | $111.66 | $105,742.02 |
DisclosureSEC source: 0001127602-22-007592 · form4.xml · nonDerivative · entry 2 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,604 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:51 UTC |
Alziari LucienExecutive Vice President
|
Exercise / conversionCommon Stock | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007592 · form4.xml · nonDerivative · entry 1 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 15:55 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 2,951 | $113.35 | $334,495.85 |
DisclosureSEC source: 0001127602-22-006456 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,415 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.31 to $113.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 13,415 shares directly and 371 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 4,021 deferred compensation shares, 21,685 vested stock options, 12,388 unvested stock options, 22,576 restricted stock units, and 88,378 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 14:26 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 1,262 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-22-005676 · form4.xml · derivative · entry 4 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262 Underlying: Common Stock · 1,262 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 14:26 UTC |
Woods CandaceSenior Vice President
|
SaleCommon Stock | 1,262 | $116.74 | $147,325.88 |
DisclosureSEC source: 0001127602-22-005676 · form4.xml · nonDerivative · entry 2 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 F1 · balance_after: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 14:26 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversionCommon Stock | 1,262 | $63.59 | $80,250.58 |
DisclosureSEC source: 0001127602-22-005676 · form4.xml · nonDerivative · entry 1 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:12 UTC |
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
|
SaleCommon Stock | 28,000 | $119.90 | $3,357,200.00 |
DisclosureSEC source: 0001127602-22-004985 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $119.71 to $120.20, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 81,876 shares directly and 255 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 213,253 vested stock options, 31,157 unvested stock options, 60,450 restricted stock units, and 233,293 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:21 UTC |
Silitch Nicholas CSenior Vice President
|
SaleCommon Stock | 10,001 | $122.97 | $1,229,822.97 |
DisclosureSEC source: 0001127602-22-004786 · form4.xml · nonDerivative · entry 1 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,481 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.95 to $123.04 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,481 shares directly and 450 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 50,960 vested stock options, 5,068 unvested stock options, 16,377 restricted stock units, and 55,110 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:18 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 2,497 | $122.30 | $305,383.10 |
DisclosureSEC source: 0001127602-22-004782 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,366 F1 · balance_after: Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 16,366 shares directly and 371 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 21,685 vested stock options, 12,388 unvested stock options, 22,576 restricted stock units, and 88,378 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversion2013 Employee Stock Option (Right to Buy) · Derivative | 23,983 | $0.00 Strike: $57.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · derivative · entry 7 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,983 shares Expires 2023-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2014. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative | 8,659 | $0.00 Strike: $84.53 | $0.00 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · derivative · entry 6 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,659 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2015. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
OtherCommon Stock | 6,228 | $121.19 | $754,771.32 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · nonDerivative · entry 5 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 2,092 F3 · balance_after: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
SaleCommon Stock | 20,912 | $121.18 | $2,534,116.16 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · nonDerivative · entry 4 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,116.12 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversionCommon Stock | 23,983 | $57.00 | $1,367,031.00 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · nonDerivative · entry 3 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,028.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
SaleCommon Stock | 8,039 | $121.07 | $973,281.73 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · nonDerivative · entry 2 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,045.12 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:28 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversionCommon Stock | 8,659 | $84.53 | $731,945.27 |
DisclosureSEC source: 0001127602-22-004634 · form4.xml · nonDerivative · entry 1 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,084.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion2019 Performance Shares · Derivative | 4,499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 18 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F3 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F3 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Grant2022 Performance Shares · Derivative | 27,199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 17 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,199 Underlying: Common Stock · 27,199 shares Expires not disclosed F14 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F15 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F15 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Grant2022 Restricted Stock Units · Derivative | 9,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 16 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,067 Underlying: Common Stock · 9,067 shares Expires not disclosed F12 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F13 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F13 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion5/15/15 Employee Stock Option (Right to Buy) · Derivative | 344 | $0.00 Strike: $85.46 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 15 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 15, 2016. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion10/13/15 Employee Stock Option (Right to Buy) · Derivative | 749 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 14 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 749 shares Expires 2025-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 13, 2016. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 826 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 13 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 826 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options vest in three equal annual installments beginning February 10, 2016. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative | 4,681 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 12 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341 Underlying: Common Stock · 4,681 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative | 12,387 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · derivative · entry 11 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,776 Underlying: Common Stock · 12,387 shares Expires 2030-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Tax withholdingCommon Stock | 3,439 | $121.33 | $417,253.87 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 9 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,863 F5 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 8,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 8 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period. F4 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 6,600 | $121.52 | $802,032.00 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 7 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,096 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.49 to $121.52 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 344 | $85.46 | $29,398.24 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 6 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 749 | $77.15 | $57,785.35 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 5 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 826 | $78.08 | $64,494.08 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 4 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 4,681 | $93.36 | $437,018.16 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 3 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 11,720 | $121.44 | $1,423,276.80 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.40 to $121.49 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:07 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
Exercise / conversionCommon Stock | 12,387 | $95.87 | $1,187,541.69 |
DisclosureSEC source: 0001127602-22-004330 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:53 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversion2019 Performance Shares · Derivative | 1,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004329 · form4.xml · derivative · entry 6 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:53 UTC |
Woods CandaceSenior Vice President
|
Grant2022 Performance Shares · Derivative | 3,174 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004329 · form4.xml · derivative · entry 5 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174 Underlying: Common Stock · 3,174 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:53 UTC |
Woods CandaceSenior Vice President
|
Grant2022 Restricted Stock Units · Derivative | 1,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004329 · form4.xml · derivative · entry 4 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 1,360 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:53 UTC |
Woods CandaceSenior Vice President
|
Tax withholdingCommon Stock | 1,215 | $121.33 | $147,415.95 |
DisclosureSEC source: 0001127602-22-004329 · form4.xml · nonDerivative · entry 2 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:53 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversionCommon Stock | 3,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004329 · form4.xml · nonDerivative · entry 1 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:51 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversion2019 Performance Shares · Derivative | 8,355 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004328 · form4.xml · derivative · entry 6 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:51 UTC |
TANJI KENNETHEVP and CFO
|
Grant2022 Performance Shares · Derivative | 22,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004328 · form4.xml · derivative · entry 5 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,254 Underlying: Common Stock · 22,254 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:51 UTC |
TANJI KENNETHEVP and CFO
|
Grant2022 Restricted Stock Units · Derivative | 7,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004328 · form4.xml · derivative · entry 4 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,418 Underlying: Common Stock · 7,418 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:51 UTC |
TANJI KENNETHEVP and CFO
|
Tax withholdingCommon Stock | 6,779 | $121.33 | $822,496.07 |
DisclosureSEC source: 0001127602-22-004328 · form4.xml · nonDerivative · entry 2 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:51 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversionCommon Stock | 15,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004328 · form4.xml · nonDerivative · entry 1 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:48 UTC |
Sleyster ScottExecutive Vice President
|
Exercise / conversion2019 Performance Shares · Derivative | 12,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004327 · form4.xml · derivative · entry 7 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:48 UTC |
Sleyster ScottExecutive Vice President
|
OtherDeferred Compensation Shares · Derivative | 89,230 | $121.33 Strike: $0.00 | $10,826,275.90 |
DisclosureSEC source: 0001127602-22-004327 · form4.xml · derivative · entry 6 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,573 Underlying: Common Stock · 89,230 shares Expires not disclosed F9 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F10 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F10 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.