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Woods Candace

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116170
SEC CIK
0001723202

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CompanyLast reported asReport datePublished
PRUDENTIAL FINANCIAL INCPRU · Entity 148Senior Vice PresidentFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,504 Ending reported balance After 2023-02-28 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-02-28 · Exercise / conversion · Acquired 676 · Balance 16,404

F1: Represents the vesting of previously awarded restricted stock units.

Row 2 · 2023-02-28 · Tax withholding · Disposed 214 · Balance 16,190

F2: Represents shares withheld for the payment of taxes.

Row 3 · 2023-02-28 · Exercise / conversion · Acquired 453 · Balance 16,643

F1: Represents the vesting of previously awarded restricted stock units.

Row 4 · 2023-02-28 · Tax withholding · Disposed 139 · Balance 16,504

F2: Represents shares withheld for the payment of taxes.

2021 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect676 Reported balance After 2023-02-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-02-28 · Exercise / conversion · Disposed 676 · Balance 676

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct907 Reported balance After 2023-02-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-02-28 · Exercise / conversion · Disposed 453 · Balance 907

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)1,688 Reported balance Holding disclosure · report date 2023-02-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,688

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · derivative · entry 7

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 676 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676

Underlying: Common Stock · 676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 139 $100.00 $13,900.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · nonDerivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,504

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 453 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · nonDerivative · entry 3

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 214 $100.00 $21,400.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 676 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008451 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2020 Performance Share · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005585 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2023 Performance Shares · Derivative 3,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005585 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,729

Underlying: Common Stock · 3,729 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2023 Restricted Stock Units · Derivative 1,598 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005585 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

Underlying: Common Stock · 1,598 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,159 $103.27 $119,689.93
Disclosure

SEC source: 0001127602-23-005585 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,728

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 3,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005585 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007614 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 216 $111.66 $24,118.56
Disclosure

SEC source: 0001127602-22-007614 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,795

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007614 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 14:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative 1,262 $0.00 Strike: $63.59 $0.00
Disclosure

SEC source: 0001127602-22-005676 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262

Underlying: Common Stock · 1,262 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2017.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 14:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 1,262 $116.74 $147,325.88
Disclosure

SEC source: 0001127602-22-005676 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,336

F1 · balance_after: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 17, 2022 Filed Feb 18, 2022 14:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,262 $63.59 $80,250.58
Disclosure

SEC source: 0001127602-22-005676 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:53 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2019 Performance Shares · Derivative 1,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004329 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:53 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Performance Shares · Derivative 3,174 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004329 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,174 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:53 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 1,360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004329 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Common Stock · 1,360 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:53 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,215 $121.33 $147,415.95
Disclosure

SEC source: 0001127602-22-004329 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,336

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:53 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 3,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004329 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2018 Performance Shares · Derivative 1,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005256 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Performance Shares · Derivative 4,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005256 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

Underlying: Common Stock · 4,728 shares

Expires not disclosed

F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 2,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005256 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

Underlying: Common Stock · 2,027 shares

Expires not disclosed

F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,066 $81.43 $86,804.38
Disclosure

SEC source: 0001127602-21-005256 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,237

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:28 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005256 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 15:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2011 Employee Stock Option (Right to Buy) · Derivative 1,494 $0.00 Strike: $64.01 $0.00
Disclosure

SEC source: 0001127602-20-006820 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,494 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 8, 2012.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 15:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 1,494 $94.32 $140,914.08
Disclosure

SEC source: 0001127602-20-006820 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

F1 · balance_after: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 9,421 shares directly and 1,429 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 8,659 vested stock options, 5,929 unvested stock options and 9,687 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 20, 2020 Filed Feb 21, 2020 15:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006820 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:19 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2017 Restricted Stock Units · Derivative 1,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006510 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units vested on February 14, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units vested on February 14, 2020.

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February 14, 2020 Filed Feb 19, 2020 22:19 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 432 $94.48 $40,815.36
Disclosure

SEC source: 0001127602-20-006510 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

F2 · shares: Represents shares withheld for the payment of taxes when restricted shares vested.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:19 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006510 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Performance Share · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · derivative · entry 7

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

Underlying: Common Stock · 3,443 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023.

F7 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023.

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February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Employee Stock Option (Right to Buy) · Derivative 3,097 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

Underlying: Common Stock · 3,097 shares

Expires 2030-02-11

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion10/10/2017 Performance Shares · Derivative 916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

F1 · derivative.exercise_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

F1 · derivative.expiration_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2017 Performance Shares · Derivative 427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

F1 · derivative.exercise_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

F1 · derivative.expiration_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 857 $95.87 $82,160.59
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,572

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 00:59 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005382 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period.

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Performance Shares · Derivative 1,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006061 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022.

F5 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Employee Stock Option (Right to Buy) · Derivative 2,759 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001127602-19-006061 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

Underlying: Common Stock · 2,759 shares

Expires 2029-02-12

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2016 Performance Shares · Derivative 555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006061 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period.

F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period.

F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 195 $93.36 $18,205.20
Disclosure

SEC source: 0001127602-19-006061 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 634 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006061 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period.

Read SEC document
February 09, 2019 Filed Feb 11, 2019 20:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2016 Restricted Stock Units · Derivative 1,663 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005055 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units vested on February 9, 2019.

F5 · derivative.expiration_date: The Restricted Stock Units vested on February 9, 2019.

Read SEC document
February 09, 2019 Filed Feb 11, 2019 20:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 557 $90.99 $50,681.43
Disclosure

SEC source: 0001127602-19-005055 · form4.xml · nonDerivative · entry 2

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,533

F2 · shares: Represents shares withheld for the payment of taxes when restricted shares vested.

Read SEC document
February 09, 2019 Filed Feb 11, 2019 20:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005055 · form4.xml · nonDerivative · entry 1

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Performance Shares · Derivative 1,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006404 · form4.xml · derivative · entry 6

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Underlying: Common Stock · 1,354 shares

Expires not disclosed

F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021.

F5 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Employee Stock Option (Right to Buy) · Derivative 1,789 $0.00 Strike: $106.89 $0.00
Disclosure

SEC source: 0001127602-18-006404 · form4.xml · derivative · entry 5

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789

Underlying: Common Stock · 1,789 shares

Expires 2028-02-13

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2015 Performance Shares · Derivative 487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006404 · form4.xml · derivative · entry 4

Woods Candace · CIK 0001723202 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 3 filed with the SEC on November 15, 2017, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period.

F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 3 filed with the SEC on November 15, 2017, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period.

F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 3 filed with the SEC on November 15, 2017, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.