Tapewire

NYSE · USD

PFH

PRUDENTIAL FINANCIAL INC

Export transactions ↓
Tapewire entity
148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 4, 2024 23:47 UTC
Feeney CarolineExecutive Vice President
Tax withholdingCommon Stock 1,125 $108.99 $122,613.75
Disclosure

SEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 4

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,783

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:47 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 3

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:47 UTC
Feeney CarolineExecutive Vice President
Tax withholdingCommon Stock 866 $108.99 $94,385.34
Disclosure

SEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 2

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,908

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:47 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008282 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2023 Restricted Stock Units · Derivative 8,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · derivative · entry 11

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,785

Underlying: Common Stock · 8,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2022 Restricted Stock Units · Derivative 6,868 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · derivative · entry 10

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,869

Underlying: Common Stock · 6,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2021 Restricted Stock Units · Derivative 9,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · derivative · entry 9

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 4,082 $108.99 $444,897.18
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 6

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,883

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 8,392 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 5

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 3,338 $108.99 $363,808.62
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,573

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 6,868 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Tax withholdingCommon Stock 4,482 $108.99 $488,493.18
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,043

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:44 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 9,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008277 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversion2023 Restricted Stock Units · Derivative 678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · derivative · entry 10

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversion2022 Restricted Stock Units · Derivative 577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · derivative · entry 9

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversion2021 Restricted Stock Units · Derivative 860 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · derivative · entry 8

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 229 $108.99 $24,958.71
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 6

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,082

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 5

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 195 $108.99 $21,253.05
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 4

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,311

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 3

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Tax withholdingCommon Stock 290 $108.99 $31,607.10
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 2

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,506

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:28 UTC
Axel RobertSVP and Controller
Exercise / conversionCommon Stock 860 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008136 · form4.xml · nonDerivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2023 Restricted Stock Units · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 9

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,439

Underlying: Common Stock · 2,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2022 Restricted Stock Units · Derivative 1,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 8

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718

Underlying: Common Stock · 1,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversion2021 Restricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 7

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 1,081 $108.99 $117,818.19
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 6

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,429

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 2,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 837 $108.99 $91,224.63
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,291

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Tax withholdingCommon Stock 1,122 $108.99 $122,286.78
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,411

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC
Alziari LucienExecutive Vice President
Exercise / conversionCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:52 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative 6,941 $0.00 Strike: $63.59 $0.00
Disclosure

SEC source: 0001127602-24-007798 · form4.xml · derivative · entry 6

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,941 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:52 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversion10/13/15 Employee Stock Option (Right to Buy) · Derivative 1,070 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001127602-24-007798 · form4.xml · derivative · entry 5

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,070 shares

Expires 2025-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 13, 2016.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:52 UTC
KAPPLER ANN MEVP and General Counsel
SaleCommon Stock 7,222 $108.39 $782,792.58
Disclosure

SEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 3

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,381

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $108.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 24,381 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 19,254 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:52 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 6,941 $63.59 $441,378.19
Disclosure

SEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 2

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 19:52 UTC
KAPPLER ANN MEVP and General Counsel
Exercise / conversionCommon Stock 1,070 $77.15 $82,550.50
Disclosure

SEC source: 0001127602-24-007798 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:35 UTC
TANJI KENNETHEVP and CFO
SaleCommon Stock 6,028 $109.33 $659,041.24
Disclosure

SEC source: 0001127602-24-007218 · form4.xml · nonDerivative · entry 3

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,199

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.25 to $109.47 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F4 · balance_after: Following the transactions reported on this Form 4, Mr. Tanji continues to hold 19,199 shares directly and 51 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 28,057 restricted stock units and 80,531 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:35 UTC
TANJI KENNETHEVP and CFO
SaleCommon Stock 2,632 $108.82 $286,414.24
Disclosure

SEC source: 0001127602-24-007218 · form4.xml · nonDerivative · entry 2

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,279

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.80 to $108.85 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:35 UTC
TANJI KENNETHEVP and CFO
SaleCommon Stock 36,052 $108.69 $3,918,491.88
Disclosure

SEC source: 0001127602-24-007218 · form4.xml · nonDerivative · entry 1

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,227

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.25 to $109.24 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC
Feeney CarolineExecutive Vice President
Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative 7,883 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0001127602-24-007213 · form4.xml · derivative · entry 6

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,883 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC
Feeney CarolineExecutive Vice President
Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative 5,016 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001127602-24-007213 · form4.xml · derivative · entry 5

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,016 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC
Feeney CarolineExecutive Vice President
SaleCommon Stock 12,899 $108.46 $1,399,025.54
Disclosure

SEC source: 0001127602-24-007213 · form4.xml · nonDerivative · entry 3

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,054

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $108.54 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 19,054 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,652 vested stock options, 86,225 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 7,883 $95.87 $755,743.21
Disclosure

SEC source: 0001127602-24-007213 · form4.xml · nonDerivative · entry 2

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:32 UTC
Feeney CarolineExecutive Vice President
Exercise / conversionCommon Stock 5,016 $93.36 $468,293.76
Disclosure

SEC source: 0001127602-24-007213 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:29 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 17,606 $109.07 $1,920,286.42
Disclosure

SEC source: 0001127602-24-007201 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,473

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.05 to $109.14 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 15,473 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 34,531 restricted stock units, 6,940 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:29 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 640 $109.18 $69,875.20
Disclosure

SEC source: 0001127602-24-007201 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,079

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:26 UTC
TANJI KENNETHEVP and CFO
Exercise / conversion2021 Performance Shares · Derivative 33,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005273 · form4.xml · derivative · entry 6

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:26 UTC
TANJI KENNETHEVP and CFO
Grant2024 Performance Shares · Derivative 28,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005273 · form4.xml · derivative · entry 5

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,863

Underlying: Common Stock · 28,863 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:26 UTC
TANJI KENNETHEVP and CFO
Grant2024 Restricted Stock Units · Derivative 9,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005273 · form4.xml · derivative · entry 4

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,621

Underlying: Common Stock · 9,621 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:26 UTC
TANJI KENNETHEVP and CFO
Tax withholdingCommon Stock 14,678 $105.24 $1,544,712.72
Disclosure

SEC source: 0001127602-24-005273 · form4.xml · nonDerivative · entry 2

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,911

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.