Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2024 Filed May 15, 2024 20:45 UTC |
FALZON ROBERTEVP and Vice Chairman
|
Exercise / conversionCommon Stock | 66,199 | $93.36 | $6,180,338.64 |
DisclosureSEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:43 UTC |
SCOVANNER DOUGLAS ADirector
|
Exercise / conversion2023 Restricted Stock Units · Derivative | 1,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015109 · form4.xml · derivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:43 UTC |
SCOVANNER DOUGLAS ADirector
|
Exercise / conversionCommon Stock | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015109 · form4.xml · nonDerivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:40 UTC |
CASELLAS GILBERT FDirector
|
Exercise / conversion2023 Restricted Stock Units · Derivative | 1,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015105 · form4.xml · derivative · entry 3 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:40 UTC |
CASELLAS GILBERT FDirector
|
Disposition to issuerCommon Stock | 1,935 | $117.95 | $228,233.25 |
DisclosureSEC source: 0001127602-24-015105 · form4.xml · nonDerivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:40 UTC |
CASELLAS GILBERT FDirector
|
Exercise / conversionCommon Stock | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015105 · form4.xml · nonDerivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:38 UTC |
POON CHRISTINE ADirector
|
Exercise / conversion2023 Restricted Stock Units · Derivative | 1,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015103 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:38 UTC |
POON CHRISTINE ADirector
|
Disposition to issuerCommon Stock | 1,935 | $117.95 | $228,233.25 |
DisclosureSEC source: 0001127602-24-015103 · form4.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,583 Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:38 UTC |
POON CHRISTINE ADirector
|
Exercise / conversionCommon Stock | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015103 · form4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2024 Filed May 9, 2024 18:03 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
SaleCommon Stock | 5,189 | $116.58 | $604,933.62 |
DisclosureSEC source: 0001127602-24-014738 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,236 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.58 to $116.61, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,236 shares directly and 283 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:30 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 79 | $111.74 Strike: $0.00 | $8,827.46 |
DisclosureSEC source: 0001127602-24-010482 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Stock · 79 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:26 UTC |
Axel RobertSVP and Controller
|
GrantDeferred Compensation Shares · Derivative | 18 | $111.74 Strike: $0.00 | $2,011.32 |
DisclosureSEC source: 0001127602-24-010479 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,603 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:22 UTC |
TODMAN MICHAELDirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010475 · form4.xml · derivative · entry 3 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:22 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Optional · Derivative | 76 | $111.74 Strike: $0.00 | $8,492.24 |
DisclosureSEC source: 0001127602-24-010475 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Stock · 76 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:22 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Mandatory · Derivative | 135 | $111.74 Strike: $0.00 | $15,084.90 |
DisclosureSEC source: 0001127602-24-010475 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,795 Underlying: Common Stock · 135 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC |
SCOVANNER DOUGLAS ADirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010471 · form4.xml · derivative · entry 3 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Optional · Derivative | 153 | $111.74 Strike: $0.00 | $17,096.22 |
DisclosureSEC source: 0001127602-24-010471 · form4.xml · derivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,344 Underlying: Common Stock · 153 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Mandatory · Derivative | 85 | $111.74 Strike: $0.00 | $9,497.90 |
DisclosureSEC source: 0001127602-24-010471 · form4.xml · derivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,415 Underlying: Common Stock · 85 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:15 UTC |
POON CHRISTINE ADirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010467 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:15 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Optional · Derivative | 43 | $111.74 Strike: $0.00 | $4,804.82 |
DisclosureSEC source: 0001127602-24-010467 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,757 Underlying: Common Stock · 43 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:15 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Mandatory · Derivative | 140 | $111.74 Strike: $0.00 | $15,643.60 |
DisclosureSEC source: 0001127602-24-010467 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,243 Underlying: Common Stock · 140 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:09 UTC |
Pianalto SandraDirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010460 · form4.xml · derivative · entry 3 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:09 UTC |
Pianalto SandraDirector
|
GrantNotional Shares - Optional · Derivative | 18 | $111.74 Strike: $0.00 | $2,011.32 |
DisclosureSEC source: 0001127602-24-010460 · form4.xml · derivative · entry 2 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 18 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:09 UTC |
Pianalto SandraDirector
|
GrantNotional Shares - Mandatory · Derivative | 187 | $111.74 Strike: $0.00 | $20,895.38 |
DisclosureSEC source: 0001127602-24-010460 · form4.xml · derivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,271 Underlying: Common Stock · 187 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:07 UTC |
Murphy KathleenDirector
|
Grant9/11/23 Restricted Stock Units · Derivative | 18 | $111.74 Strike: $0.00 | $2,011.32 |
DisclosureSEC source: 0001127602-24-010456 · form4.xml · derivative · entry 1 Murphy Kathleen · CIK 0001992734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:02 UTC |
Jones Wendy ElizabethDirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010455 · form4.xml · derivative · entry 2 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:02 UTC |
Jones Wendy ElizabethDirector
|
GrantNotional Shares - Mandatory · Derivative | 63 | $111.74 Strike: $0.00 | $7,039.62 |
DisclosureSEC source: 0001127602-24-010455 · form4.xml · derivative · entry 1 Jones Wendy Elizabeth · CIK 0001723472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,555 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:59 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010450 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:59 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Optional · Derivative | 237 | $111.74 Strike: $0.00 | $26,482.38 |
DisclosureSEC source: 0001127602-24-010450 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,663 Underlying: Common Stock · 237 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:59 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Mandatory · Derivative | 157 | $111.74 Strike: $0.00 | $17,543.18 |
DisclosureSEC source: 0001127602-24-010450 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,653 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:55 UTC |
CASELLAS GILBERT FDirector
|
Grant2023 Restricted Stock Units · Derivative | 22 | $111.74 Strike: $0.00 | $2,458.28 |
DisclosureSEC source: 0001127602-24-010443 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 22 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:55 UTC |
CASELLAS GILBERT FDirector
|
GrantNotional Shares - Mandatory · Derivative | 447 | $111.74 Strike: $0.00 | $49,947.78 |
DisclosureSEC source: 0001127602-24-010443 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,884 Underlying: Common Stock · 447 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 19:21 UTC |
Axel RobertSVP and Controller
|
SaleCommon Stock | 1,116 | $111.87 | $124,846.92 |
DisclosureSEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,901 F2 · balance_after: Following the transactions reported on this Form 4, Mr. Axel continues to hold 7,901 shares directly and 1,336 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,585 Deferred Compensation shares, 11,429 vested stock options, 3,929 restricted stock units, and 13,441 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 19:21 UTC |
Axel RobertSVP and Controller
|
SaleCommon Stock | 5,320 | $111.86 | $595,095.20 |
DisclosureSEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $111.86 to $111.89, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 18:59 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 7,018 | $111.57 | $782,998.26 |
DisclosureSEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 2 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $111.63 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 13,691 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 22,971 restricted stock units, 7,945 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 18:59 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
SaleCommon Stock | 667 | $111.57 | $74,417.19 |
DisclosureSEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,709 Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:28 UTC |
KAPPLER ANN MEVP and General Counsel
|
SaleCommon Stock | 10,067 | $110.42 | $1,111,598.14 |
DisclosureSEC source: 0001127602-24-009987 · form4.xml · nonDerivative · entry 1 KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,374 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.40 to $110.51 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 17,374 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:24 UTC |
Feeney CarolineExecutive Vice President
|
SaleCommon Stock | 11,197 | $110.53 | $1,237,604.41 |
DisclosureSEC source: 0001127602-24-009984 · form4.xml · nonDerivative · entry 1 Feeney Caroline · CIK 0001960842 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.51 to $110.64 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 11,285 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:12 UTC |
SULLIVAN ANDREW FExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 1,004 | $111.10 Strike: $0.00 | $111,544.40 |
DisclosureSEC source: 0001127602-24-009832 · form4.xml · derivative · entry 1 SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,945 Underlying: Common Stock · 1,004 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 19:48 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
SaleCommon Stock | 7,685 | $108.13 | $830,979.05 |
DisclosureSEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 2 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,754 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.13 to $108.19, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,754 shares directly and 280 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 14,677 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 19:48 UTC |
SCHMIDT TIMOTHY LSenior Vice President
|
SaleCommon Stock | 227 | $108.20 | $24,561.40 |
DisclosureSEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.20 to $108.21, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversion2023 Restricted Stock Units · Derivative | 3,268 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · derivative · entry 10 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,537 Underlying: Common Stock · 3,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversion2022 Restricted Stock Units · Derivative | 2,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · derivative · entry 9 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,473 Underlying: Common Stock · 2,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversion2021 Restricted Stock Units · Derivative | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · derivative · entry 8 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Tax withholdingCommon Stock | 1,581 | $108.99 | $172,313.19 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 6 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,067 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversionCommon Stock | 3,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 5 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Tax withholdingCommon Stock | 1,193 | $108.99 | $130,025.07 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 4 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,380 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversionCommon Stock | 2,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 3 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Tax withholdingCommon Stock | 1,784 | $108.99 | $194,438.16 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 2 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,100 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:02 UTC |
TANJI KENNETHEVP and CFO
|
Exercise / conversionCommon Stock | 3,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 1 TANJI KENNETH · CIK 0001760674 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.