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PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2024 Filed May 15, 2024 20:45 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 66,199 $93.36 $6,180,338.64
Disclosure

SEC source: 0001127602-24-015485 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:43 UTC Exercise / conversion2023 Restricted Stock Units · Derivative 1,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015109 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:43 UTC Exercise / conversionCommon Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015109 · form4.xml · nonDerivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:40 UTC Exercise / conversion2023 Restricted Stock Units · Derivative 1,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015105 · form4.xml · derivative · entry 3

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:40 UTC Disposition to issuerCommon Stock 1,935 $117.95 $228,233.25
Disclosure

SEC source: 0001127602-24-015105 · form4.xml · nonDerivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 09, 2024 Filed May 13, 2024 20:40 UTC Exercise / conversionCommon Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015105 · form4.xml · nonDerivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:38 UTC Exercise / conversion2023 Restricted Stock Units · Derivative 1,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015103 · form4.xml · derivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:38 UTC Disposition to issuerCommon Stock 1,935 $117.95 $228,233.25
Disclosure

SEC source: 0001127602-24-015103 · form4.xml · nonDerivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,583

Read SEC document
May 09, 2024 Filed May 13, 2024 20:38 UTC Exercise / conversionCommon Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015103 · form4.xml · nonDerivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 9, 2024 18:03 UTC
SCHMIDT TIMOTHY LSenior Vice President
SaleCommon Stock 5,189 $116.58 $604,933.62
Disclosure

SEC source: 0001127602-24-014738 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,236

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.58 to $116.61, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,236 shares directly and 283 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:30 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 79 $111.74 Strike: $0.00 $8,827.46
Disclosure

SEC source: 0001127602-24-010482 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:26 UTC
Axel RobertSVP and Controller
GrantDeferred Compensation Shares · Derivative 18 $111.74 Strike: $0.00 $2,011.32
Disclosure

SEC source: 0001127602-24-010479 · form4.xml · derivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:22 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010475 · form4.xml · derivative · entry 3

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:22 UTC GrantNotional Shares - Optional · Derivative 76 $111.74 Strike: $0.00 $8,492.24
Disclosure

SEC source: 0001127602-24-010475 · form4.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,651

Underlying: Common Stock · 76 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:22 UTC GrantNotional Shares - Mandatory · Derivative 135 $111.74 Strike: $0.00 $15,084.90
Disclosure

SEC source: 0001127602-24-010475 · form4.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,795

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010471 · form4.xml · derivative · entry 3

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC GrantNotional Shares - Optional · Derivative 153 $111.74 Strike: $0.00 $17,096.22
Disclosure

SEC source: 0001127602-24-010471 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,344

Underlying: Common Stock · 153 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:18 UTC GrantNotional Shares - Mandatory · Derivative 85 $111.74 Strike: $0.00 $9,497.90
Disclosure

SEC source: 0001127602-24-010471 · form4.xml · derivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,415

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010467 · form4.xml · derivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC GrantNotional Shares - Optional · Derivative 43 $111.74 Strike: $0.00 $4,804.82
Disclosure

SEC source: 0001127602-24-010467 · form4.xml · derivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,757

Underlying: Common Stock · 43 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC GrantNotional Shares - Mandatory · Derivative 140 $111.74 Strike: $0.00 $15,643.60
Disclosure

SEC source: 0001127602-24-010467 · form4.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,243

Underlying: Common Stock · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010460 · form4.xml · derivative · entry 3

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC GrantNotional Shares - Optional · Derivative 18 $111.74 Strike: $0.00 $2,011.32
Disclosure

SEC source: 0001127602-24-010460 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 18 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC GrantNotional Shares - Mandatory · Derivative 187 $111.74 Strike: $0.00 $20,895.38
Disclosure

SEC source: 0001127602-24-010460 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,271

Underlying: Common Stock · 187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:07 UTC Grant9/11/23 Restricted Stock Units · Derivative 18 $111.74 Strike: $0.00 $2,011.32
Disclosure

SEC source: 0001127602-24-010456 · form4.xml · derivative · entry 1

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest in one year on September 11, 2024 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:02 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010455 · form4.xml · derivative · entry 2

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:02 UTC GrantNotional Shares - Mandatory · Derivative 63 $111.74 Strike: $0.00 $7,039.62
Disclosure

SEC source: 0001127602-24-010455 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,555

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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March 14, 2024 Filed Mar 18, 2024 20:59 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010450 · form4.xml · derivative · entry 3

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

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March 14, 2024 Filed Mar 18, 2024 20:59 UTC GrantNotional Shares - Optional · Derivative 237 $111.74 Strike: $0.00 $26,482.38
Disclosure

SEC source: 0001127602-24-010450 · form4.xml · derivative · entry 2

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,663

Underlying: Common Stock · 237 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

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March 14, 2024 Filed Mar 18, 2024 20:59 UTC GrantNotional Shares - Mandatory · Derivative 157 $111.74 Strike: $0.00 $17,543.18
Disclosure

SEC source: 0001127602-24-010450 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,653

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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March 14, 2024 Filed Mar 18, 2024 20:55 UTC Grant2023 Restricted Stock Units · Derivative 22 $111.74 Strike: $0.00 $2,458.28
Disclosure

SEC source: 0001127602-24-010443 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 22 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024.

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March 14, 2024 Filed Mar 18, 2024 20:55 UTC GrantNotional Shares - Mandatory · Derivative 447 $111.74 Strike: $0.00 $49,947.78
Disclosure

SEC source: 0001127602-24-010443 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,884

Underlying: Common Stock · 447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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March 12, 2024 Filed Mar 14, 2024 19:21 UTC
Axel RobertSVP and Controller
SaleCommon Stock 1,116 $111.87 $124,846.92
Disclosure

SEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 2

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,901

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Axel continues to hold 7,901 shares directly and 1,336 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,585 Deferred Compensation shares, 11,429 vested stock options, 3,929 restricted stock units, and 13,441 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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March 12, 2024 Filed Mar 14, 2024 19:21 UTC
Axel RobertSVP and Controller
SaleCommon Stock 5,320 $111.86 $595,095.20
Disclosure

SEC source: 0001127602-24-010085 · form4.xml · nonDerivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,017

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $111.86 to $111.89, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

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March 12, 2024 Filed Mar 14, 2024 18:59 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 7,018 $111.57 $782,998.26
Disclosure

SEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,691

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $111.63 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 13,691 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 22,971 restricted stock units, 7,945 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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March 12, 2024 Filed Mar 14, 2024 18:59 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 667 $111.57 $74,417.19
Disclosure

SEC source: 0001127602-24-010081 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,709

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:28 UTC
KAPPLER ANN MEVP and General Counsel
SaleCommon Stock 10,067 $110.42 $1,111,598.14
Disclosure

SEC source: 0001127602-24-009987 · form4.xml · nonDerivative · entry 1

KAPPLER ANN M · CIK 0001280546 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,374

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.40 to $110.51 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Ann Kappler continues to hold 17,374 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 13,595 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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March 11, 2024 Filed Mar 13, 2024 20:24 UTC
Feeney CarolineExecutive Vice President
SaleCommon Stock 11,197 $110.53 $1,237,604.41
Disclosure

SEC source: 0001127602-24-009984 · form4.xml · nonDerivative · entry 1

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,285

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.51 to $110.64 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Ms. Feeney continues to hold 11,285 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,662 vested stock options, 79,293 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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March 08, 2024 Filed Mar 12, 2024 21:12 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 1,004 $111.10 Strike: $0.00 $111,544.40
Disclosure

SEC source: 0001127602-24-009832 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,945

Underlying: Common Stock · 1,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

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February 29, 2024 Filed Mar 1, 2024 19:48 UTC
SCHMIDT TIMOTHY LSenior Vice President
SaleCommon Stock 7,685 $108.13 $830,979.05
Disclosure

SEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,754

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.13 to $108.19, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,754 shares directly and 280 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 14,677 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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February 29, 2024 Filed Mar 1, 2024 19:48 UTC
SCHMIDT TIMOTHY LSenior Vice President
SaleCommon Stock 227 $108.20 $24,561.40
Disclosure

SEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,439

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.20 to $108.21, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversion2023 Restricted Stock Units · Derivative 3,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · derivative · entry 10

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,537

Underlying: Common Stock · 3,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversion2022 Restricted Stock Units · Derivative 2,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · derivative · entry 9

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,473

Underlying: Common Stock · 2,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversion2021 Restricted Stock Units · Derivative 3,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · derivative · entry 8

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Tax withholdingCommon Stock 1,581 $108.99 $172,313.19
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 6

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,067

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversionCommon Stock 3,268 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 5

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Tax withholdingCommon Stock 1,193 $108.99 $130,025.07
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 4

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,380

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversionCommon Stock 2,473 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 3

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Tax withholdingCommon Stock 1,784 $108.99 $194,438.16
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 2

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,100

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:02 UTC
TANJI KENNETHEVP and CFO
Exercise / conversionCommon Stock 3,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008299 · form4.xml · nonDerivative · entry 1

TANJI KENNETH · CIK 0001760674 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.