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PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2024 Filed Dec 16, 2024 22:06 UTC GrantNotional Shares - Mandatory · Derivative 179 $120.61 Strike: $0.00 $21,589.19
Disclosure

SEC source: 0001127602-24-029507 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,821

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:02 UTC Grant2024 Restricted Stock Units · Derivative 13 $120.61 Strike: $0.00 $1,567.93
Disclosure

SEC source: 0001127602-24-029505 · form4.xml · derivative · entry 2

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:02 UTC GrantNotional Shares - Mandatory · Derivative 82 $120.61 Strike: $0.00 $9,890.02
Disclosure

SEC source: 0001127602-24-029505 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,744

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC Grant2024 Restricted Stock Units · Derivative 13 $120.61 Strike: $0.00 $1,567.93
Disclosure

SEC source: 0001127602-24-029506 · form4.xml · derivative · entry 2

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC GrantNotional Shares - Mandatory · Derivative 17 $120.61 Strike: $0.00 $2,050.37
Disclosure

SEC source: 0001127602-24-029506 · form4.xml · derivative · entry 1

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC Grant2024 Restricted Stock Units · Derivative 13 $120.61 Strike: $0.00 $1,567.93
Disclosure

SEC source: 0001127602-24-029503 · form4.xml · derivative · entry 3

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 13 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC GrantNotional Shares - Optional · Derivative 249 $120.61 Strike: $0.00 $30,031.89
Disclosure

SEC source: 0001127602-24-029503 · form4.xml · derivative · entry 2

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,362

Underlying: Common Stock · 249 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:00 UTC GrantNotional Shares - Mandatory · Derivative 150 $120.61 Strike: $0.00 $18,091.50
Disclosure

SEC source: 0001127602-24-029503 · form4.xml · derivative · entry 1

HUNDMEJEAN MARTINA · CIK 0001223622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,114

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:58 UTC Grant7/1/24 Restricted Stock Units · Derivative 13 $120.61 Strike: $0.00 $1,567.93
Disclosure

SEC source: 0001127602-24-029502 · form4.xml · derivative · entry 1

Di Sibio Carmine · CIK 0002028185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The restricted stock units vest in one year on July 1, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:55 UTC Grant2024 Restricted Stock Units · Derivative 13 $120.61 Strike: $0.00 $1,567.93
Disclosure

SEC source: 0001127602-24-029501 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 13 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:55 UTC GrantNotional Shares - Mandatory · Derivative 428 $120.61 Strike: $0.00 $51,621.08
Disclosure

SEC source: 0001127602-24-029501 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,197

Underlying: Common Stock · 428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:50 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 86 $120.61 Strike: $0.00 $10,372.46
Disclosure

SEC source: 0001127602-24-029498 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,290

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:47 UTC
Axel RobertSVP and Controller
GrantDeferred Compensation Shares · Derivative 17 $120.61 Strike: $0.00 $2,050.37
Disclosure

SEC source: 0001127602-24-029497 · form4.xml · derivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
December 12, 2024 Filed Mar 21, 2025 20:11 UTC
Feeney CarolineExecutive Vice President
PurchaseCommon Stock 110.75 $120.31 $13,324.33
Disclosure

SEC source: 0001127602-25-010209 · form4.xml · nonDerivative · entry 3

Feeney Caroline · CIK 0001960842 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,539.53

F3 · shares: Inadvertent purchase of 110.75 shares at $120.31 per share through a broker-administered dividend reinvestment plan.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 19:25 UTC
SCHMIDT TIMOTHY LSenior Vice President
GiftCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027453 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,053

F1 · shares: Gift to a 501(c)(3) charitable foundation.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,053 shares directly and 289 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
November 07, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative 93,469 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · derivative · entry 9

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,469 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 71,535 $123.99 $8,869,624.65
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 6

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,081

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $123.85 to $124.28, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 170,081 shares directly and 292 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 62,825 restricted stock units, and 271,454 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
November 07, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 24,279 $126.09 $3,061,339.11
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $126.00 to $126.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 93,469 $95.87 $8,960,873.03
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2020 Employee Stock Option (Right to Buy) · Derivative 24,776 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · derivative · entry 7

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,776 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative 2,341 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · derivative · entry 6

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,341 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 2,817 $124.68 $351,223.56
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 4

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,123

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.56 to $124.79 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 15,123 shares directly and 425 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 6,956 vested stock options, 22,971 restricted stock units, 8,204 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
SaleCommon Stock 22,868 $124.03 $2,836,318.04
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 3

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,940

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.45 to $124.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 24,776 $95.87 $2,375,275.12
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 2

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 20:26 UTC
SULLIVAN ANDREW FExecutive Vice President
Exercise / conversionCommon Stock 2,341 $93.36 $218,555.76
Disclosure

SEC source: 0001127602-24-026975 · form4.xml · nonDerivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2019 Employee Stock Option (Right to Buy) · Derivative 83,250 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · derivative · entry 8

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,250 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 56,149 $127.95 $7,184,264.55
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 3

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,426

F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $127.36 to $128.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.

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November 06, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 33,690 $128.55 $4,330,849.50
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $128.35 to $129.10, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 06, 2024 Filed Nov 8, 2024 20:30 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 83,250 $93.36 $7,772,220.00
Disclosure

SEC source: 0001127602-24-026821 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2018 Employee Stock Option (Right to Buy) · Derivative 26,008 $0.00 Strike: $106.89 $0.00
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · derivative · entry 8

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,008 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019.

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November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2017 Employee Stock Option (Right to Buy) · Derivative 29,445 $0.00 Strike: $110.45 $0.00
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · derivative · entry 7

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,445 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 24,587 $128.26 $3,153,528.62
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,031

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 210,031 shares directly and 692 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 26,008 $106.89 $2,779,995.12
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 28,150 $128.26 $3,610,519.00
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 06, 2024 Filed Nov 8, 2024 20:22 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 29,445 $110.45 $3,252,200.25
Disclosure

SEC source: 0001127602-24-026820 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:35 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024021 · form4.xml · derivative · entry 3

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:35 UTC GrantNotional Shares - Optional · Derivative 97 $115.84 Strike: $0.00 $11,236.48
Disclosure

SEC source: 0001127602-24-024021 · form4.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,782

Underlying: Common Stock · 97 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:35 UTC GrantNotional Shares - Mandatory · Derivative 133 $115.84 Strike: $0.00 $15,406.72
Disclosure

SEC source: 0001127602-24-024021 · form4.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,064

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:33 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024020 · form4.xml · derivative · entry 3

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:33 UTC GrantNotional Shares - Optional · Derivative 151 $115.84 Strike: $0.00 $17,491.84
Disclosure

SEC source: 0001127602-24-024020 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,648

Underlying: Common Stock · 151 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:33 UTC GrantNotional Shares - Mandatory · Derivative 84 $115.84 Strike: $0.00 $9,730.56
Disclosure

SEC source: 0001127602-24-024020 · form4.xml · derivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:31 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024019 · form4.xml · derivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:31 UTC GrantNotional Shares - Optional · Derivative 42 $115.84 Strike: $0.00 $4,865.28
Disclosure

SEC source: 0001127602-24-024019 · form4.xml · derivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,843

Underlying: Common Stock · 42 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:31 UTC GrantNotional Shares - Mandatory · Derivative 138 $115.84 Strike: $0.00 $15,985.92
Disclosure

SEC source: 0001127602-24-024019 · form4.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,521

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:28 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024017 · form4.xml · derivative · entry 3

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:28 UTC GrantNotional Shares - Optional · Derivative 40 $115.84 Strike: $0.00 $4,633.60
Disclosure

SEC source: 0001127602-24-024017 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,611

Underlying: Common Stock · 40 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:28 UTC GrantNotional Shares - Mandatory · Derivative 184 $115.84 Strike: $0.00 $21,314.56
Disclosure

SEC source: 0001127602-24-024017 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,641

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:26 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024015 · form4.xml · derivative · entry 2

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:26 UTC GrantNotional Shares - Mandatory · Derivative 18 $115.84 Strike: $0.00 $2,085.12
Disclosure

SEC source: 0001127602-24-024015 · form4.xml · derivative · entry 1

Murphy Kathleen · CIK 0001992734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,648

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:21 UTC Grant2024 Restricted Stock Units · Derivative 14 $115.84 Strike: $0.00 $1,621.76
Disclosure

SEC source: 0001127602-24-024014 · form4.xml · derivative · entry 2

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2025 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.