Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2016 Filed Dec 29, 2016 22:50 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
GrantPhantom Stock Units · Derivative | 24 | $58.73 | $1,409.52 |
DisclosureSEC source: 0001126328-16-000654 · edgar.xml · derivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,298.5 Underlying: Common Stock · 24 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:50 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
GrantPhantom Stock Units · Derivative | 20.5 | $58.73 | $1,203.97 |
DisclosureSEC source: 0001126328-16-000654 · edgar.xml · derivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824.7 Underlying: Common Stock · 20.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:50 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
GrantCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000654 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 36,848 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:50 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000653 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,928 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,330 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:49 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 9.2 | $58.73 | $540.32 |
DisclosureSEC source: 0001126328-16-000652 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265 Underlying: Common Stock · 9.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:49 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhantom Stock Units · Derivative | 144.1 | $58.73 | $8,462.99 |
DisclosureSEC source: 0001126328-16-000651 · edgar.xml · derivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,826.7 Underlying: Common Stock · 144.1 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:49 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000651 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,155 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,268 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:47 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 1.2 | $58.73 | $70.48 |
DisclosureSEC source: 0001126328-16-000650 · edgar.xml · derivative · entry 3 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164 Underlying: Common Stock · 1.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:47 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
GrantCommon Stock | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000650 · edgar.xml · nonDerivative · entry 1 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,923 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 11,352 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:46 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 10 | $58.73 | $587.30 |
DisclosureSEC source: 0001126328-16-000649 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380.2 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:45 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000648 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,979 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,133 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:44 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 44.7 | $58.73 | $2,625.23 |
DisclosureSEC source: 0001126328-16-000646 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,168.3 Underlying: Common Stock · 44.7 shares Expires not disclosed F4 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:44 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000646 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,343 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,099 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 · balance_after: Corrects inadvertent mathematical error from report filed October 28, 2016. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:47 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 46.1 | $58.73 | $2,707.45 |
DisclosureSEC source: 0001126328-16-000645 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,409.1 Underlying: Common Stock · 46.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:47 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 314 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000645 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,259 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:47 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000644 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:47 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 4.2 | $58.73 | $246.67 |
DisclosureSEC source: 0001126328-16-000643 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209.8 Underlying: Common Stock · 4.2 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:47 UTC |
Mills ScottDirector
|
GrantCommon Stock | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000643 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,379 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:46 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 31.8 | $58.73 | $1,867.61 |
DisclosureSEC source: 0001126328-16-000642 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,231.1 Underlying: Common Stock · 31.8 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:46 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000642 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:46 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000641 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,690 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:45 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000640 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,262 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:45 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 129.3 | $58.73 | $7,593.79 |
DisclosureSEC source: 0001126328-16-000639 · edgar.xml · derivative · entry 2 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,274.3 Underlying: Common Stock · 129.3 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:45 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000639 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,265 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:44 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 98.9 | $58.73 | $5,808.40 |
DisclosureSEC source: 0001126328-16-000638 · edgar.xml · derivative · entry 3 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,005.8 Underlying: Common Stock · 98.9 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:44 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000638 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,188 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:43 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000637 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,944 F1 · price: Grant of restricted stock units. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:31 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.2 | $57.80 | $416.16 |
DisclosureSEC source: 0001126328-16-000634 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,123.7 Underlying: Common Stock · 7.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:39 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,549 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-16-000631 · edgar.xml · derivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,406 Underlying: Common Stock · 6,549 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:39 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
SaleCommon Stock | 6,549 | $60.08 | $393,463.92 |
DisclosureSEC source: 0001126328-16-000631 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 36,759 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 - $60.30, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:39 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
Exercise / conversionCommon Stock | 6,549 | $11.07 | $72,497.43 |
DisclosureSEC source: 0001126328-16-000631 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 43,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:38 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,350 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-16-000630 · edgar.xml · derivative · entry 4 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,350 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:38 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 6,350 | $59.41 | $377,253.50 |
DisclosureSEC source: 0001126328-16-000630 · edgar.xml · nonDerivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,811 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.99 - $59.99, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,110 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:38 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 12,350 | $59.41 | $733,713.50 |
DisclosureSEC source: 0001126328-16-000630 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,161 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.99 - $59.99, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,110 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:38 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 12,350 | $22.21 | $274,293.50 |
DisclosureSEC source: 0001126328-16-000630 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 3,110 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:37 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GiftCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000628 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,842 F1 · balance_after: Includes 8,096 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 22:47 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
SaleCommon Stock | 13,549 | $60.31 | $817,140.19 |
DisclosureSEC source: 0001126328-16-000626 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,101 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.10 - $60.47, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 20:40 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 3,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000633 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,062 F1 · balance_after: Includes 2,748 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,505 | $0.00 Strike: $56.52 | $0.00 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · derivative · entry 8 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,505 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,655 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · derivative · entry 7 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,655 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
SaleCommon Stock | 10,000 | $60.82 | $608,200.00 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · nonDerivative · entry 5 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,761 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.54 - $61.04, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,348 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
SaleCommon Stock | 13,505 | $61.00 | $823,805.00 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · nonDerivative · entry 4 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,761 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 11,348 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 13,505 | $56.52 | $763,302.60 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · nonDerivative · entry 3 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 11,348 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
SaleCommon Stock | 25,655 | $60.83 | $1,560,593.65 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · nonDerivative · entry 2 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,761 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.23 - $61.36, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,348 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:45 UTC |
Lillis TerranceEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 25,655 | $34.26 | $878,940.30 |
DisclosureSEC source: 0001126328-16-000625 · edgar.xml · nonDerivative · entry 1 Lillis Terrance J. · CIK 0001443238 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 11,348 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:42 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $0.00 Strike: $56.42 | $0.00 |
DisclosureSEC source: 0001126328-16-000623 · edgar.xml · derivative · entry 8 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:42 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,725 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-16-000623 · edgar.xml · derivative · entry 7 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,725 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2015. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:42 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
SaleCommon Stock | 6,755 | $60.00 | $405,300.00 |
DisclosureSEC source: 0001126328-16-000623 · edgar.xml · nonDerivative · entry 4 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,650 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:42 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionCommon Stock | 6,755 | $56.42 | $381,117.10 |
DisclosureSEC source: 0001126328-16-000623 · edgar.xml · nonDerivative · entry 3 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:42 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
SaleCommon Stock | 17,725 | $60.00 | $1,063,500.00 |
DisclosureSEC source: 0001126328-16-000623 · edgar.xml · nonDerivative · entry 2 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,650 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2015. F2 · balance_after: Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.