Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2017 Filed May 22, 2017 20:11 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.8 | $60.83 | $352.81 |
DisclosureSEC source: 0001126328-17-000145 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503.9 Underlying: Common Stock · 5.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 19:45 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.8 | $60.83 | $352.81 |
DisclosureSEC source: 0001126328-17-000152 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503.9 Underlying: Common Stock · 5.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,375 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000129 · edgar.xml · derivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,375 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 10,375 | $64.00 | $664,000.00 |
DisclosureSEC source: 0001126328-17-000129 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,909 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 10,375 | $60.10 | $623,537.50 |
DisclosureSEC source: 0001126328-17-000129 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:17 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000132 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,479 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:23 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000139 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,599 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:22 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000138 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,020 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:22 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000137 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:21 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000136 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,181 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:20 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000135 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,757 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:20 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000134 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,606 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:19 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000133 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,463 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:16 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000131 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,267 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:16 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000130 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,698 F1 · price: Grant of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 18, 2017 20:40 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000140 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,612 F1 · balance_after: Includes 7,994 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:04 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 5,000 | $64.01 | $320,050.00 |
DisclosureSEC source: 0001126328-17-000119 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,527 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.77 - $64.40, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 10,273 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:22 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.5 | $64.34 | $353.87 |
DisclosureSEC source: 0001126328-17-000118 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,498.1 Underlying: Common Stock · 5.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| May 05, 2017 Filed May 10, 2017 20:22 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GiftCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000120 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,909 Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:57 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,550 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000117 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,550 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:57 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 14,550 | $65.00 | $945,750.00 |
DisclosureSEC source: 0001126328-17-000117 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,143 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 3,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:57 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 14,550 | $60.10 | $874,455.00 |
DisclosureSEC source: 0001126328-17-000117 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 3,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · derivative · entry 7 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 5,000 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,905 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · derivative · entry 6 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,905 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
SaleCommon Stock | 5,000 | $65.00 | $325,000.00 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · nonDerivative · entry 4 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,537 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F2 · balance_after: Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 5,000 | $22.21 | $111,050.00 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · nonDerivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F2 · balance_after: Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
SaleCommon Stock | 19,905 | $65.00 | $1,293,825.00 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · nonDerivative · entry 2 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,537 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F2 · balance_after: Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:55 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 19,905 | $60.10 | $1,196,290.50 |
DisclosureSEC source: 0001126328-17-000116 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F2 · balance_after: Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,445 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · derivative · entry 10 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,445 shares Expires 2018-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,065 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · derivative · entry 9 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,065 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,235 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · derivative · entry 8 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,235 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 1,445 | $65.00 | $93,925.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 7 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,710 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,445 | $39.88 | $57,626.60 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 40,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 1,065 | $65.00 | $69,225.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,710 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,065 | $60.10 | $64,006.50 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 39,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 21,235 | $65.00 | $1,380,275.00 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,783 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:54 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 21,235 | $60.10 | $1,276,223.50 |
DisclosureSEC source: 0001126328-17-000115 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:49 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.6 | $62.81 | $351.74 |
DisclosureSEC source: 0001126328-17-000112 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,492.6 Underlying: Common Stock · 5.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,656 | $0.00 Strike: $51.33 | $0.00 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · derivative · entry 6 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 Underlying: Common Stock · 23,656 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,255 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · derivative · entry 5 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,255 shares Expires 2024-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 23,656 | $63.00 | $1,490,328.00 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · nonDerivative · entry 4 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,217 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 23,656 | $51.33 | $1,214,262.48 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · nonDerivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 37,255 | $63.00 | $2,347,065.00 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,217 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 19:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 37,255 | $44.88 | $1,672,004.40 |
DisclosureSEC source: 0001126328-17-000111 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 21:52 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 10,000 | $62.00 | $620,000.00 |
DisclosureSEC source: 0001126328-17-000107 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,217 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017. F2 · balance_after: Includes 7,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 20:14 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 14.7 | $62.57 | $919.78 |
DisclosureSEC source: 0001126328-17-000106 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,487 Underlying: Common Stock · 14.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 21:42 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 5,000 | $62.65 | $313,250.00 |
DisclosureSEC source: 0001126328-17-000105 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,527 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.92 - $63.15, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 10,273 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:33 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 9.8 | $63.11 | $618.48 |
DisclosureSEC source: 0001126328-17-000098 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 9.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:38 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhantom Stock Units · Derivative | 141.4 | $63.11 | $8,923.75 |
DisclosureSEC source: 0001126328-17-000103 · edgar.xml · derivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,968.1 Underlying: Common Stock · 141.4 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:38 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000103 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,527 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,273 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.